LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2021
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 423
- +9 vs. Q2 2021
- Shares held
- 76.9M
- +923.6K (+1.2%) vs. Q2 2021
- Total value
- $12.1B
- +$1.80B (+17.5%) vs. Q2 2021
- New holders
- 57
- 161 more added
- Sold out
- 48
- 137 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HRT Financial LP | 46,486 | $7.29M | 0.04% | +46,486 | New |
| Public Employees Retirement System of Ohio | 47,173 | $7.39M | 0.03% | −568−1.2% | Reduced |
| AQR Capital Management LLC | 47,284 | $7.41M | 0.01% | +4,598+10.8% | Added |
| Icon Advisers Inc | 48,400 | $7.59M | 1.29% | +48,400 | New |
| Northwestern Mutual Wealth Management Co | 48,935 | $7.67M | 0.01% | +1,435+3.0% | Added |
| UBS Group AG | 49,279 | $7.73M | 0.00% | −8,163−14.2% | Reduced |
| Janney Montgomery Scott LLC | 50,341 | $7.89M | 0.03% | +1,919+4.0% | Added |
| Three Peaks Capital Management, LLC | 55,265 | $8.66M | 2.88% | +4,904+9.7% | Added |
| Bank of Nova Scotia | 55,493 | $8.70M | 0.02% | +41,100+285.6% | Added |
| US Bancorp | 56,722 | $8.89M | 0.02% | +2,365+4.4% | Added |
| Ameriprise Financial Inc | 57,294 | $8.98M | 0.00% | +9,730+20.5% | Added |
| Schonfeld Strategic Advisors LLC | 59,762 | $9.37M | 0.11% | +3,032+5.3% | Added |
| Azora Capital LP | 60,657 | $9.51M | 1.13% | −76,508−55.8% | Reduced |
| Natixis Advisors, L.P. | 60,743 | $9.52M | 0.04% | +1,064+1.8% | Added |
| Gillson Capital LP | 61,084 | $9.58M | 0.70% | +61,084 | New |
| Russell Investments Group, Ltd. | 62,385 | $9.78M | 0.02% | +14,341+29.8% | Added |
| Brandywine Global Investment Management, LLC | 62,653 | $9.82M | 0.07% | −4,224−6.3% | Reduced |
| Castleark Management LLC | 64,060 | $10.0M | 0.38% | −10,185−13.7% | Reduced |
| CastleArk Alternatives, LLC | 64,060 | $10.0M | 0.38% | +64,060 | New |
| Brant Point Investment Management LLC | 65,208 | $10.2M | 1.89% | +25,208+63.0% | Added |
| Voloridge Investment Management, LLC | 65,412 | $10.3M | 0.07% | −55,947−46.1% | Reduced |
| LPL Financial LLC | 65,803 | $10.3M | 0.01% | −119−0.2% | Reduced |
| Schroder Investment Management Group | 65,927 | $10.3M | 0.02% | +64,951+6,654.8% | Added |
| Venturi Wealth Management, LLC | 68,210 | $10.7M | 0.90% | −3,384−4.7% | Reduced |
| Point72 Europe (London) LLP | 68,300 | $10.7M | 6.23% | +36,100+112.1% | Added |
| Knights of Columbus Asset Advisors LLC | 69,615 | $10.9M | 0.98% | +689+1.0% | Added |
| Rhumbline Advisers | 73,411 | $11.5M | 0.02% | −977−1.3% | Reduced |
| New York State Teachers Retirement System | 75,563 | $11.8M | 0.03% | +75,563 | New |
| Legal & General Group Plc | 75,797 | $11.9M | 0.00% | +2,870+3.9% | Added |
| Comerica Bank | 76,131 | $13.3M | 0.08% | +10,922+16.7% | Added |
| Credit Suisse AG | 85,913 | $13.5M | 0.01% | −1,006−1.2% | Reduced |
| Nordea Investment Management AB | 88,825 | $14.2M | 0.02% | +992+1.1% | Added |
| Nisa Investment Advisors, LLC | 91,184 | $14.3M | 0.09% | +18,302+25.1% | Added |
| Calamos Advisors LLC | 91,818 | $14.4M | 0.07% | +16,015+21.1% | Added |
| Morgan Stanley | 92,637 | $14.5M | 0.00% | −189,089−67.1% | Reduced |
| Pinebridge Investments, L.P. | 98,460 | $15.4M | 0.18% | −24,005−19.6% | Reduced |
| State Board of Administration of Florida Retirement System | 99,250 | $15.6M | 0.03% | −1,765−1.7% | Reduced |
| BlueMar Capital Management, LLC | 100,350 | $15.7M | 4.10% | +385+0.4% | Added |
| Stifel Financial Corp | 101,340 | $15.9M | 0.02% | +5,838+6.1% | Added |
| ExodusPoint Capital Management, LP | 101,642 | $15.9M | 0.24% | +48,176+90.1% | Added |
| Hennessy Advisors Inc | 113,000 | $17.7M | 1.06% | −7,100−5.9% | Reduced |
| Royal Bank of Canada | 114,527 | $18.0M | 0.01% | +9,816+9.4% | Added |
| Captrust Financial Advisors | 119,451 | $18.7M | 0.16% | +15,384+14.8% | Added |
| William Blair Investment Management, LLC | 122,700 | $19.2M | 0.05% | −17,170−12.3% | Reduced |
| Envestnet Asset Management Inc | 123,684 | $19.4M | 0.01% | +4,611+3.9% | Added |
| California State Teachers Retirement System | 135,253 | $21.2M | 0.03% | −3,657−2.6% | Reduced |
| Parametric Portfolio Associates LLC | 137,532 | $21.6M | 0.01% | +9,335+7.3% | Added |
| Employees Retirement System of Texas | 143,988 | $22.6M | 0.26% | −12,000−7.7% | Reduced |
| Man Group plc | 145,689 | $22.8M | 0.08% | +26,043+21.8% | Added |
| Cookson Peirce & Co Inc | 146,477 | $23.0M | 1.40% | +3,532+2.5% | Added |
| Boston Partners | 156,676 | $24.6M | 0.03% | −3,825−2.4% | Reduced |
| SEI Investments Co | 161,507 | $25.3M | 0.05% | +28,694+21.6% | Added |
| Cramer Rosenthal McGlynn LLC | 168,769 | $26.5M | 0.90% | +168,769 | New |
| Allianz Asset Management GmbH | 171,403 | $26.9M | 0.02% | +23,262+15.7% | Added |
| Assenagon Asset Management S.A. | 173,004 | $27.1M | 0.11% | −32,594−15.9% | Reduced |
| Panagora Asset Management Inc | 174,974 | $27.4M | 0.15% | −5,989−3.3% | Reduced |
| Thornburg Investment Management Inc | 176,534 | $27.7M | 0.34% | −2,407−1.3% | Reduced |
| Swiss National Bank | 176,600 | $27.7M | 0.02% | +1,000+0.6% | Added |
| California Public Employees Retirement System | 181,411 | $28.4M | 0.02% | +568+0.3% | Added |
| LMR Partners LLP | 187,242 | $29.4M | 0.41% | +187,242 | New |
| Eaton Vance Management | 196,950 | $30.9M | 0.04% | −13,174−6.3% | Reduced |
| Fort Washington Investment Advisors Inc | 197,751 | $31.0M | 0.20% | −5,266−2.6% | Reduced |
| Chiron Investment Management, LLC | 198,159 | $31.1M | 4.92% | −26,225−11.7% | Reduced |
| New York State Common Retirement Fund | 198,341 | $31.1M | 0.03% | +18,857+10.5% | Added |
| Macquarie Group Ltd | 201,976 | $31.7M | 0.03% | −112,958−35.9% | Reduced |
| Primecap Management Co | 204,000 | $32.0M | 0.02% | 00.0% | Unchanged |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 205,431 | $32.2M | 0.63% | +493+0.2% | Added |
| Trillium Asset Management, LLC | 213,137 | $33.4M | 0.88% | +44,065+26.1% | Added |
| Reinhart Partners, Inc. | 223,309 | $35.0M | 1.78% | −28,413−11.3% | Reduced |
| Goldman Sachs Group Inc | 252,394 | $39.6M | 0.01% | −1,787−0.7% | Reduced |
| CIBC Asset Management Inc | 311,587 | $48.8M | 0.20% | −1,698−0.5% | Reduced |
| JPMorgan Chase & Co | 320,500 | $50.2M | 0.01% | −18,676−5.5% | Reduced |
| Agf Investments Inc. | 322,183 | $50.5M | 0.39% | +103,060+47.0% | Added |
| Federated Hermes, Inc. | 322,215 | $50.5M | 0.10% | −7,481−2.3% | Reduced |
| TD Asset Management Inc | 388,804 | $60.9M | 0.06% | −1,651−0.4% | Reduced |
| Northern Trust Corp | 393,134 | $61.6M | 0.01% | −17,470−4.3% | Reduced |
| Epoch Investment Partners, Inc. | 397,833 | $62.4M | 0.35% | +11,678+3.0% | Added |
| Bank of America Corp | 429,180 | $67.3M | 0.01% | +263+0.1% | Added |
| Raymond James & Associates | 429,347 | $67.3M | 0.06% | −22,340−4.9% | Reduced |
| Marshall Wace Asia Ltd | 469,142 | $73.5M | 1.74% | +114,288+32.2% | Added |
| Iridian Asset Management LLC | 482,649 | $75.7M | 2.36% | −193,627−28.6% | Reduced |
| UBS Asset Management Americas Inc | 495,641 | $77.7M | 0.03% | +95,673+23.9% | Added |
| Deutsche Bank AG | 513,509 | $80.5M | 0.04% | +359,609+233.7% | Added |
| Point72 Asset Management, L.P. | 518,279 | $81.2M | 0.39% | +328,879+173.6% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 519,745 | $81.5M | 0.90% | −95,324−15.5% | Reduced |
| Engle Capital Management, L.P. | 560,000 | $87.8M | 14.54% | +43,000+8.3% | Added |
| Vaughan Nelson Investment Management, L.P. | 560,571 | $87.9M | 0.89% | +10,200+1.9% | Added |
| Argent Capital Management LLC | 610,300 | $95.7M | 3.03% | −5,847−0.9% | Reduced |
| Price T Rowe Associates Inc | 621,181 | $97.4M | 0.01% | +16,746+2.8% | Added |
| Fairview Capital Investment Management, LLC | 637,664 | $100.0M | 6.82% | −834−0.1% | Reduced |
| Charles Schwab Investment Management Inc | 640,717 | $100.4M | 0.03% | +14,170+2.3% | Added |
| Artemis Investment Management LLP | 689,733 | $108.1M | 0.86% | +9,595+1.4% | Added |
| ArrowMark Colorado Holdings LLC | 723,967 | $113.5M | 0.89% | +29,899+4.3% | Added |
| Norges Bank | 724,748 | $113.6M | 0.03% | −43,151−5.6% | Reduced |
| First Pacific Advisors, LP | 725,628 | $113.7M | 1.48% | −71,056−8.9% | Reduced |
| Millennium Management LLC | 765,379 | $120.0M | 0.16% | +35,362+4.8% | Added |
| Junto Capital Management LP | 785,153 | $123.1M | 3.88% | +268,465+52.0% | Added |
| HG Vora Capital Management, LLC | 800,000 | $125.4M | 4.75% | −200,000−20.0% | Reduced |
| Voya Investment Management LLC | 826,875 | $129.6M | 0.26% | +203,012+32.5% | Added |
| Victory Capital Management Inc | 928,647 | $145.6M | 0.14% | +206,486+28.6% | Added |