KKR Income Opportunities Fund
KIO- Exchange
- NYSE
- SEC CIK
- 0001515940
No open-market purchases or sales by KKR Income Opportunities Fund insiders were filed in the last 90 days; 90 institutions reported holding it in 13F filings for Q2 2026, worth $118.4M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in KKR Income Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −2 vs. Q2 2021
- Shares held
- 3.79M
- +31.4K (+0.8%) vs. Q2 2021
- Total value
- $62.1M
- −$608.0K (−1.0%) vs. Q2 2021
- New holders
- 2
- 15 more added
- Sold out
- 4
- 19 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KIO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 90 | $118.4M |
| Q1 2026 | 94 | $114.7M |
| Q4 2025 | 95 | $119.3M |
| Q3 2025 | 95 | $133.0M |
| Q2 2025 | 95 | $138.5M |
| Q1 2025 | 83 | $151.5M |
| Q4 2024 | 66 | $71.3M |
| Q3 2024 | 59 | $73.9M |
| Q2 2024 | 52 | $66.9M |
| Q1 2024 | 53 | $73.8M |
| Q4 2023 | 56 | $77.8M |
| Q3 2023 | 57 | $83.7M |
| Q2 2023 | 57 | $85.9M |
| Q1 2023 | 63 | $86.9M |
| Q4 2022 | 48 | $56.0M |
| Q3 2022 | 53 | $60.3M |
| Q2 2022 | 56 | $57.0M |
| Q1 2022 | 50 | $66.3M |
| Q4 2021 | 46 | $71.4M |
| Q3 2021 | 44 | $62.1M |
| Q2 2021 | 47 | $62.9M |
| Q1 2021 | 54 | $61.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding KKR Income Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 654,917 | $10.7M | 0.00% | −153,041−18.9% | Reduced |
| Sit Investment Associates Inc | 534,311 | $8.75M | 0.23% | +30,486+6.1% | Added |
| UBS Group AG | 367,162 | $6.01M | 0.00% | +146,151+66.1% | Added |
| Guggenheim Capital LLC | 339,046 | $5.55M | 0.03% | −20,700−5.8% | Reduced |
| Sage Rhino Capital LLC | 252,145 | $4.13M | 1.26% | −5,734−2.2% | Reduced |
| LPL Financial LLC | 130,399 | $2.14M | 0.00% | −9,908−7.1% | Reduced |
| Shaker Financial Services, LLC | 117,623 | $1.93M | 0.77% | +94,129+400.7% | Added |
| Invesco Ltd. | 103,547 | $1.70M | 0.00% | +27,313+35.8% | Added |
| Joseph P. Lucia & Associates, LLC | 101,614 | $1.66M | 0.99% | −3,154−3.0% | Reduced |
| Wells Fargo & Company | 97,351 | $1.59M | 0.00% | −10,219−9.5% | Reduced |
| Capital Investment Advisors, LLC | 95,067 | $1.56M | 0.05% | +77+0.1% | Added |
| Rockefeller Capital Management L.P. | 90,500 | $1.48M | 0.01% | −5,000−5.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 87,496 | $1.43M | 0.01% | +21,669+32.9% | Added |
| Cohen & Steers, Inc. | 77,776 | $1.27M | 0.00% | +32,434+71.5% | Added |
| Bank of America Corp | 71,703 | $1.17M | 0.00% | +2,910+4.2% | Added |
| Highlander Capital Management, LLC | 63,018 | $1.03M | 0.52% | −813−1.3% | Reduced |
| MML Investors Services, LLC | 58,688 | $961.0K | 0.01% | +1,405+2.5% | Added |
| Mid Atlantic Financial Management Inc | 51,500 | $844.0K | 0.06% | −8,500−14.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 42,129 | $690.0K | 0.04% | +16,194+62.4% | Added |
| Summit X, LLC | 41,474 | $680.0K | 0.17% | −494−1.2% | Reduced |
| Virtus ETF Advisers LLC | 38,840 | $636.0K | 0.28% | −133−0.3% | Reduced |
| Advisor Group Holdings, Inc. | 37,172 | $610.0K | 0.00% | −79−0.2% | Reduced |
| Vanguard Capital Wealth Advisors | 33,400 | $547.0K | 0.42% | 00.0% | Unchanged |
| Cetera Investment Advisers | 30,819 | $505.0K | 0.01% | −8,718−22.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 29,870 | $489.0K | 0.00% | −47,660−61.5% | Reduced |
| Claraphi Advisory Network, LLC | 27,477 | $450.0K | 0.16% | +7,041+34.5% | Added |
| Royal Bank of Canada | 23,077 | $378.0K | 0.00% | −300−1.3% | Reduced |
| 1776 Wealth LLC | 22,560 | $370.0K | 0.21% | −14,747−39.5% | Reduced |
| Stephens Inc | 20,955 | $343.0K | 0.01% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 20,462 | $335.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 14,479 | $237.0K | 0.00% | −16,973−54.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 14,120 | $231.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 14,050 | $230.0K | 0.00% | +1,800+14.7% | Added |
| Graves-Light Private Wealth Management, Inc. | 13,728 | $225.0K | 0.04% | 00.0% | Unchanged |
| Sigma Planning Corp | 13,436 | $220.0K | 0.01% | +183+1.4% | Added |
| Raymond James & Associates | 13,395 | $219.0K | 0.00% | +13,395 | New |
| HighTower Advisors, LLC | 12,154 | $199.0K | 0.00% | −3,546−22.6% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 11,780 | $193.0K | 0.01% | +11,780 | New |
| FNY Investment Advisers, LLC | 11,768 | $192.0K | 0.09% | −4,460−27.5% | Reduced |
| Proequities, Inc. | 5,514 | $91.0K | 0.01% | +52+1.0% | Added |
| Lindbrook Capital, LLC | 1,451 | $24.0K | 0.01% | +27+1.9% | Added |
| NEXT Financial Group, Inc | 860 | $14.0K | 0.00% | 00.0% | Unchanged |
| RPG Investment Advisory, LLC | 400 | $7.00K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −39,176−100.0% | Sold out |
| Foresight Wealth Management, LLC | 0 | $0 | 0.00% | −11,776−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −9,513−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |