KKR Income Opportunities Fund
KIO- Exchange
- NYSE
- SEC CIK
- 0001515940
No open-market purchases or sales by KKR Income Opportunities Fund insiders were filed in the last 90 days; 90 institutions reported holding it in 13F filings for Q2 2026, worth $118.4M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in KKR Income Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- 0 vs. Q2 2023
- Shares held
- 7.00M
- −402.0K (−5.4%) vs. Q2 2023
- Total value
- $83.7M
- −$2.22M (−2.6%) vs. Q2 2023
- New holders
- 8
- 16 more added
- Sold out
- 8
- 22 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KIO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 90 | $118.4M |
| Q1 2026 | 94 | $114.7M |
| Q4 2025 | 95 | $119.3M |
| Q3 2025 | 95 | $133.0M |
| Q2 2025 | 95 | $138.5M |
| Q1 2025 | 83 | $151.5M |
| Q4 2024 | 66 | $71.3M |
| Q3 2024 | 59 | $73.9M |
| Q2 2024 | 52 | $66.9M |
| Q1 2024 | 53 | $73.8M |
| Q4 2023 | 56 | $77.8M |
| Q3 2023 | 57 | $83.7M |
| Q2 2023 | 57 | $85.9M |
| Q1 2023 | 63 | $86.9M |
| Q4 2022 | 48 | $56.0M |
| Q3 2022 | 53 | $60.3M |
| Q2 2022 | 56 | $57.0M |
| Q1 2022 | 50 | $66.3M |
| Q4 2021 | 46 | $71.4M |
| Q3 2021 | 44 | $62.1M |
| Q2 2021 | 47 | $62.9M |
| Q1 2021 | 54 | $61.6M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding KKR Income Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,266,646 | $15.1M | 0.00% | +70,569+5.9% | Added |
| Sit Investment Associates Inc | 983,047 | $11.8M | 0.32% | −87,210−8.1% | Reduced |
| Clough Capital Partners L P | 653,815 | $7.82M | 0.84% | −108,400−14.2% | Reduced |
| UBS Group AG | 652,769 | $7.81M | 0.00% | −86,455−11.7% | Reduced |
| Guggenheim Capital LLC | 516,948 | $6.18M | 0.05% | +56,682+12.3% | Added |
| Bank of America Corp | 285,716 | $3.42M | 0.00% | +32,019+12.6% | Added |
| Advisors Asset Management, Inc. | 277,467 | $3.32M | 0.07% | +115,345+71.1% | Added |
| Vivaldi Capital Management, LLC | 226,326 | $2.71M | 0.89% | −5,408−2.3% | Reduced |
| Capital Investment Advisors, LLC | 178,602 | $2.14M | 0.06% | +27,170+17.9% | Added |
| Quarry LP | 147,222 | $1.76M | 1.14% | +25,400+20.9% | Added |
| Rockefeller Capital Management L.P. | 129,834 | $1.55M | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 125,359 | $1.50M | 0.00% | +86+0.1% | Added |
| Invesco Ltd. | 124,556 | $1.49M | 0.00% | −11,042−8.1% | Reduced |
| Wells Fargo & Company | 116,905 | $1.40M | 0.00% | −3,452−2.9% | Reduced |
| Summit X, LLC | 102,088 | $1.22M | 0.39% | −2,846−2.7% | Reduced |
| Joseph P. Lucia & Associates, LLC | 92,487 | $1.11M | 0.77% | −650−0.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 89,292 | $1.07M | 0.00% | −2,653−2.9% | Reduced |
| Royal Bank of Canada | 76,349 | $913.0K | 0.00% | +3,347+4.6% | Added |
| Highlander Capital Management, LLC | 72,937 | $872.0K | 0.34% | +1,432+2.0% | Added |
| Virtus ETF Advisers LLC | 61,334 | $733.6K | 0.45% | +61,334 | New |
| Westchester Capital Management, LLC | 58,020 | $693.9K | 0.02% | +58,020 | New |
| Advisor Group Holdings, Inc. | 53,767 | $643.1K | 0.00% | +12,152+29.2% | Added |
| Cohen & Steers, Inc. | 53,342 | $638.0K | 0.00% | −24,206−31.2% | Reduced |
| MML Investors Services, LLC | 48,308 | $578.0K | 0.00% | −8,274−14.6% | Reduced |
| Kovack Advisors, Inc. | 43,835 | $524.3K | 0.07% | +32,295+279.9% | Added |
| Cetera Investment Advisers | 41,092 | $491.5K | 0.00% | −3,480−7.8% | Reduced |
| Vanguard Capital Wealth Advisors | 35,000 | $418.6K | 0.39% | 00.0% | Unchanged |
| Comerica Bank | 32,547 | $389.3K | 0.00% | +32,547 | New |
| Shaker Financial Services, LLC | 30,582 | $365.8K | 0.17% | +30,582 | New |
| Envestnet Asset Management Inc | 28,065 | $335.7K | 0.00% | −104,386−78.8% | Reduced |
| Gator Capital Management, LLC | 27,541 | $329.4K | 0.23% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 27,026 | $323.0K | 0.04% | +27,026 | New |
| CNH Partners LLC | 26,587 | $318.0K | 0.01% | −97,438−78.6% | Reduced |
| Yakira Capital Management, Inc. | 25,152 | $300.8K | 0.08% | −18,163−41.9% | Reduced |
| SeaCrest Wealth Management, LLC | 24,224 | $289.7K | 0.04% | +352+1.5% | Added |
| Consolidated Portfolio Review Corp | 20,617 | $246.6K | 0.06% | −95,383−82.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 20,150 | $241.0K | 0.02% | −15,562−43.6% | Reduced |
| Tiedemann Advisors, LLC | 20,000 | $239.2K | 0.01% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 19,831 | $237.2K | 0.18% | +1,499+8.2% | Added |
| GWM Advisors LLC | 19,700 | $235.6K | 0.00% | −11,900−37.7% | Reduced |
| Wedbush Securities Inc | 19,396 | $232.0K | 0.01% | +4,116+26.9% | Added |
| Stephens Inc | 18,903 | $226.1K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 16,230 | $194.1K | 0.00% | −131−0.8% | Reduced |
| Mission Wealth Management, LP | 16,000 | $191.4K | 0.01% | +16,000 | New |
| Graves-Light Private Wealth Management, Inc. | 13,728 | $162.0K | 0.02% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 13,308 | $159.0K | 0.00% | +3,042+29.6% | Added |
| Janney Montgomery Scott LLC | 13,052 | $156.0K | 0.00% | −1,967−13.1% | Reduced |
| Plotkin Financial Advisors, LLC | 12,938 | $154.7K | 0.14% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 11,850 | $142.0K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 11,361 | $133.9K | 0.06% | −28,872−71.8% | Reduced |
| Carolinas Wealth Consulting LLC | 5,233 | $59.4K | 0.01% | 00.0% | Unchanged |
| FWL Investment Management, LLC | 4,219 | $50.5K | 0.03% | +4,219 | New |
| Northwestern Mutual Wealth Management Co | 2,000 | $23.9K | 0.00% | −1,000−33.3% | Reduced |
| Marquette Asset Management, LLC | 1,082 | $12.9K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,054 | $12.6K | 0.00% | +931+756.9% | Added |
| Elequin Capital LP | 280 | $3.35K | 0.00% | +280 | New |
| First Manhattan Co | 15 | $179 | 0.00% | 00.0% | Unchanged |
| Sage Rhino Capital LLC | 0 | $0 | 0.00% | −134,803−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −108,513−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −16,503−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −14,733−100.0% | Sold out |
| 1776 Wealth LLC | 0 | $0 | 0.00% | −13,144−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,821−100.0% | Sold out |
| Impact Partnership Wealth, LLC | 0 | $0 | 0.00% | −944−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −86−100.0% | Sold out |