Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Humanigen, Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −15 vs. Q1 2022
- Shares held
- 21.9M
- −6.48M (−22.8%) vs. Q1 2022
- Total value
- $38.8M
- −$47.0M (−54.8%) vs. Q1 2022
- New holders
- 15
- 13 more added
- Sold out
- 30
- 24 more reduced
3 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Credit Suisse AG | 26 | $0 | 0.00% | −24,507−99.9% | Reduced |
| JPMorgan Chase & Co | 69 | $0 | 0.00% | −23,094−99.7% | Reduced |
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Guardian Wealth Management, Inc. | 128 | $0 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 88 | $0 | 0.00% | +88 | New |
| Harbour Investments, Inc. | 75 | $0 | 0.00% | +75 | New |
| Capital Advisors, Ltd. LLC | 252 | $0 | 0.00% | +252 | New |
| New York State Common Retirement Fund | 342 | $1.00K | 0.00% | −22,399−98.5% | Reduced |
| TCI Wealth Advisors, Inc. | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,142 | $2.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,600 | $2.83K | 0.00% | 00.0% | Unchanged |
| O'Dell Group, LLC | 1,759 | $3.00K | 0.00% | +1,362+343.1% | Added |
| National Bank of Canada | 2,200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Onyx Bridge Wealth Group LLC | 10,000 | $4.00K | 0.00% | +10,000 | New |
| Wells Fargo & Company | 3,359 | $6.00K | 0.00% | −10,645−76.0% | Reduced |
| Citigroup Inc | 4,386 | $8.00K | 0.00% | +1,040+31.1% | Added |
| Royal Bank of Canada | 6,875 | $12.0K | 0.00% | −2,997−30.4% | Reduced |
| Tower Research Capital LLC (TRC) | 9,368 | $16.0K | 0.00% | +5,720+156.8% | Added |
| Leonteq Securities AG | 10,000 | $17.7K | 0.00% | +8,000+400.0% | Added |
| CIBC Private Wealth Group, LLC | 10,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 10,461 | $19.0K | 0.00% | +10,461 | New |
| Two Sigma Advisers, LP | 11,700 | $21.0K | 0.00% | +11,700 | New |
| Walleye Capital LLC | 11,976 | $21.0K | 0.00% | +11,976 | New |
| Pinnacle Associates Ltd | 12,500 | $22.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 13,950 | $25.0K | 0.00% | −590−4.1% | Reduced |
| Cutler Group LP | 16,345 | $28.0K | 0.00% | −134,613−89.2% | Reduced |
| Prudential Financial Inc | 17,400 | $31.0K | 0.00% | +17,400 | New |
| Boothbay Fund Management, LLC | 18,660 | $33.0K | 0.00% | +18,660 | New |
| Bank of New York Mellon Corp | 21,053 | $37.0K | 0.00% | −126,468−85.7% | Reduced |
| Group One Trading, L.P. | 25,575 | $45.0K | 0.00% | −369,302−93.5% | Reduced |
| ExodusPoint Capital Management, LP | 32,171 | $57.0K | 0.00% | −1,987−5.8% | Reduced |
| Graham Capital Management, L.P. | 36,940 | $65.0K | 0.00% | +36,940 | New |
| HRT Financial LP | 37,340 | $66.0K | 0.00% | +37,340 | New |
| Jane Street Group, LLC | 37,170 | $66.0K | 0.00% | +37,170 | New |
| AE Wealth Management LLC | 40,475 | $72.0K | 0.00% | +500+1.3% | Added |
| Qube Research & Technologies Ltd | 43,770 | $77.0K | 0.00% | +43,770 | New |
| Legal & General Group Plc | 49,450 | $87.0K | 0.00% | +27,794+128.3% | Added |
| Frontier Wealth Management LLC | 61,000 | $108.0K | 0.01% | 00.0% | Unchanged |
| Telemetry Investments, L.L.C. | 73,000 | $129.0K | 0.20% | +6,500+9.8% | Added |
| Northern Trust Corp | 83,734 | $148.0K | 0.00% | −360,510−81.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 85,100 | $151.0K | 0.00% | −12,300−12.6% | Reduced |
| Citadel Advisors LLC | 104,795 | $185.0K | 0.00% | −89,374−46.0% | Reduced |
| Occudo Quantitative Strategies LP | 113,359 | $201.0K | 0.02% | −4,656−3.9% | Reduced |
| Bank of America Corp | 114,465 | $202.0K | 0.00% | −213,939−65.1% | Reduced |
| XTX Topco Ltd | 116,882 | $207.0K | 0.08% | +79,972+216.7% | Added |
| FMR LLC | 121,730 | $215.0K | 0.00% | −8,772−6.7% | Reduced |
| Susquehanna International Group, LLP | 168,145 | $298.0K | 0.00% | −516,136−75.4% | Reduced |
| Goldman Sachs Group Inc | 215,900 | $382.0K | 0.00% | +114,858+113.7% | Added |
| Gsa Capital Partners LLP | 233,425 | $413.0K | 0.06% | +105,438+82.4% | Added |
| Ergoteles LLC | 239,900 | $425.0K | 0.01% | +239,900 | New |
| Charles Schwab Investment Management Inc | 262,756 | $466.0K | 0.00% | −66,275−20.1% | Reduced |
| D. E. Shaw & Co., Inc. | 352,853 | $624.0K | 0.00% | −294,438−45.5% | Reduced |
| State Street Corp | 381,676 | $676.0K | 0.00% | −865,246−69.4% | Reduced |
| Morgan Stanley | 440,491 | $779.0K | 0.00% | +79,005+21.9% | Added |
| Millennium Management LLC | 464,355 | $822.0K | 0.00% | +464,355 | New |
| Geode Capital Management, LLC | 516,801 | $914.0K | 0.00% | −274,613−34.7% | Reduced |
| Marshall Wace, LLP | 608,736 | $1.08M | 0.00% | −624,232−50.6% | Reduced |
| BlackRock Inc. | 949,594 | $1.68M | 0.00% | −2,417,421−71.8% | Reduced |
| Cowen and Company, LLC | 1,128,174 | $2.00M | 0.20% | +378,174+50.4% | Added |
| Vanguard Group Inc | 2,454,784 | $4.34M | 0.00% | +25,799+1.1% | Added |
| Murchinson Ltd. | 5,250,000 | $9.29M | 1.80% | 00.0% | Unchanged |
| Valiant Capital Management, L.P. | 6,888,607 | $12.2M | 1.89% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,400 | – | – | −1,500−51.7% | Reduced |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −492,933−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −332,918−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −170,019−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −120,700−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −68,718−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −63,347−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −46,732−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −46,361−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −44,662−100.0% | Sold out |
| Sculptor Capital LP | 0 | $0 | 0.00% | −38,800−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −37,463−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −36,572−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −34,944−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −30,846−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −24,227−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −22,780−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −23,035−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −22,773−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −19,691−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −19,032−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −16,523−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −13,801−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −10,285−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −8,657−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −7,995−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −5,146−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −3,517−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −2,038−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −1,255−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | – | – | – | – | Not filed |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| Amalgamated Financial Corp. | – | – | – | – | Not filed |