Humanigen, Inc
HGENDelisted Oct 12, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001293310
Humanigen, Inc was delisted on Oct 12, 2023; its insiders filed their last Form 4 on Oct 20, 2023; 38 institutions reported holding it in 13F filings for Q2 2023, worth $839.7K in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Humanigen, Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- +20 vs. Q1 2021
- Shares held
- 25.9M
- +3.26M (+14.4%) vs. Q1 2021
- Total value
- $449.9M
- +$17.8M (+4.1%) vs. Q1 2021
- New holders
- 38
- 24 more added
- Sold out
- 18
- 21 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HGEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $3 |
| Q4 2023 | 1 | $20 |
| Q3 2023 | 3 | $509 |
| Q2 2023 | 38 | $839.7K |
| Q1 2023 | 42 | $669.0K |
| Q4 2022 | 48 | $851.4K |
| Q3 2022 | 53 | $1.32M |
| Q2 2022 | 65 | $38.8M |
| Q1 2022 | 83 | $86.0M |
| Q4 2021 | 89 | $108.8M |
| Q3 2021 | 85 | $173.0M |
| Q2 2021 | 92 | $449.9M |
| Q1 2021 | 72 | $432.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Humanigen, Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Valley National Advisers Inc | 4 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Harbour Investments, Inc. | 75 | $1.00K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 64 | $1.00K | 0.00% | +64 | New |
| Gradient Investments LLC | 100 | $2.00K | 0.00% | −100−50.0% | Reduced |
| Versant Capital Management, Inc | 100 | $2.00K | 0.00% | +100 | New |
| Jacobi Capital Management LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 500 | $8.69K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,450 | $25.0K | 0.00% | +1,450 | New |
| Bank Julius Baer & Co. Ltd, Zurich | 1,496 | $26.0K | 0.00% | −4−0.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,600 | $27.8K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,021 | $35.0K | 0.00% | +2,021 | New |
| Tower Research Capital LLC (TRC) | 2,612 | $45.0K | 0.00% | +2,376+1,006.8% | Added |
| Meeder Asset Management Inc | 2,823 | $49.0K | 0.00% | +2,823 | New |
| Ameritas Investment Partners, Inc. | 3,517 | $61.0K | 0.00% | +3,517 | New |
| Wells Fargo & Company | 3,675 | $64.0K | 0.00% | +673+22.4% | Added |
| Cutler Group LP | 4,511 | $78.0K | 0.01% | −2,889−39.0% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,146 | $89.0K | 0.00% | +5,146 | New |
| Advisor Group Holdings, Inc. | 7,675 | $134.0K | 0.00% | +5,050+192.4% | Added |
| Royal Bank of Canada | 9,950 | $172.0K | 0.00% | +3,050+44.2% | Added |
| CIBC Private Wealth Group, LLC | 10,000 | $174.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 10,300 | $179.0K | 0.00% | +10,300 | New |
| Price T Rowe Associates Inc | 10,721 | $186.0K | 0.00% | +10,721 | New |
| Virtus ETF Advisers LLC | 10,901 | $189.0K | 0.08% | −14,205−56.6% | Reduced |
| ProShare Advisors LLC | 11,636 | $202.0K | 0.00% | +11,636 | New |
| Schonfeld Strategic Advisors LLC | 11,900 | $207.0K | 0.00% | +11,900 | New |
| Sculptor Capital LP | 12,000 | $209.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 12,367 | $214.0K | 0.00% | +12,367 | New |
| Principal Financial Group Inc | 12,347 | $215.0K | 0.00% | +12,347 | New |
| Metropolitan Life Insurance Co | 13,929 | $242.1K | 0.00% | +13,929 | New |
| UBS Group AG | 14,526 | $253.0K | 0.00% | −74,152−83.6% | Reduced |
| Invesco Ltd. | 14,953 | $260.0K | 0.00% | +14,953 | New |
| Victory Capital Management Inc | 15,391 | $267.0K | 0.00% | +15,391 | New |
| AQR Capital Management LLC | 15,472 | $269.0K | 0.00% | +15,472 | New |
| Credit Suisse AG | 16,810 | $292.0K | 0.00% | +4,047+31.7% | Added |
| Parametric Portfolio Associates LLC | 17,070 | $297.0K | 0.00% | −1,757−9.3% | Reduced |
| Voya Investment Management LLC | 17,712 | $308.0K | 0.00% | +17,712 | New |
| MetLife Investment Management | 18,193 | $316.2K | 0.00% | +18,193 | New |
| National Asset Management, Inc. | 19,410 | $338.0K | 0.01% | +4,310+28.5% | Added |
| Two Sigma Advisers, LP | 19,600 | $341.0K | 0.00% | +19,600 | New |
| Blair William & Co | 20,000 | $348.0K | 0.00% | +20,000 | New |
| Simplex Trading, LLC | 20,139 | $350.0K | 0.01% | −14,578−42.0% | Reduced |
| Wolverine Trading, LLC | 20,691 | $356.0K | 0.01% | +20,691 | New |
| UBS Asset Management Americas Inc | 21,347 | $371.0K | 0.00% | +21,347 | New |
| State Board of Administration of Florida Retirement System | 22,810 | $396.0K | 0.00% | +22,810 | New |
| Cubist Systematic Strategies, LLC | 24,700 | $429.0K | 0.00% | +2,676+12.2% | Added |
| Manufacturers Life Insurance Company, The | 24,738 | $430.0K | 0.00% | +24,738 | New |
| American International Group, Inc. | 25,132 | $437.0K | 0.00% | +25,132 | New |
| Deutsche Bank AG | 30,729 | $534.0K | 0.00% | +30,729 | New |
| Bank of America Corp | 32,129 | $558.0K | 0.00% | −13,584−29.7% | Reduced |
| JPMorgan Chase & Co | 32,313 | $562.0K | 0.00% | +17,313+115.4% | Added |
| Alliancebernstein L.P. | 32,400 | $563.0K | 0.00% | +32,400 | New |
| Susquehanna Fundamental Investments, LLC | 34,495 | $600.0K | 0.01% | −3,507−9.2% | Reduced |
| Goldman Sachs Group Inc | 34,750 | $604.0K | 0.00% | −39,280−53.1% | Reduced |
| Virtu Financial LLC | 36,704 | $638.0K | 0.06% | +11,793+47.3% | Added |
| AE Wealth Management LLC | 38,400 | $667.0K | 0.01% | +16,400+74.5% | Added |
| New York State Common Retirement Fund | 38,400 | $667.0K | 0.00% | +38,400 | New |
| Belvedere Trading LLC | 41,548 | $710.0K | 0.30% | +19,162+85.6% | Added |
| Rhumbline Advisers | 43,660 | $759.0K | 0.00% | +43,660 | New |
| Telemetry Investments, L.L.C. | 50,501 | $878.0K | 1.22% | −23,966−32.2% | Reduced |
| Citadel Advisors LLC | 55,680 | $968.0K | 0.00% | −11,642−17.3% | Reduced |
| University of Notre Dame du Lac | 56,853 | $988.0K | 2.87% | −626,521−91.7% | Reduced |
| State of Wisconsin Investment Board | 58,000 | $1.01M | 0.00% | +58,000 | New |
| Walleye Capital LLC | 60,000 | $1.04M | 0.04% | −31,206−34.2% | Reduced |
| Sit Investment Associates Inc | 61,350 | $1.07M | 0.03% | +61,350 | New |
| California State Teachers Retirement System | 61,852 | $1.07M | 0.00% | +61,852 | New |
| Millennium Management LLC | 67,527 | $1.17M | 0.00% | −641,612−90.5% | Reduced |
| Swiss National Bank | 70,900 | $1.23M | 0.00% | +70,900 | New |
| M Holdings Securities, Inc. | 112,450 | $1.95M | 0.19% | +15,550+16.0% | Added |
| Qube Research & Technologies Ltd | 114,064 | $1.98M | 0.02% | +98,045+612.1% | Added |
| Rafferty Asset Management, LLC | 123,564 | $2.15M | 0.01% | −83,765−40.4% | Reduced |
| Morgan Stanley | 128,841 | $2.24M | 0.00% | +122,349+1,884.6% | Added |
| Bank of New York Mellon Corp | 134,886 | $2.35M | 0.00% | +113,092+518.9% | Added |
| Nuveen Asset Management, LLC | 155,483 | $2.70M | 0.00% | +155,483 | New |
| Group One Trading, L.P. | 156,893 | $2.73M | 0.05% | +98,859+170.3% | Added |
| Northern Trust Corp | 175,917 | $3.06M | 0.00% | +97,841+125.3% | Added |
| Citigroup Inc | 187,950 | $3.27M | 0.00% | −84,502−31.0% | Reduced |
| Marshall Wace North America L.P. | 223,746 | $3.89M | 0.02% | −412,859−64.9% | Reduced |
| Jane Street Group, LLC | 236,533 | $4.11M | 0.01% | +198,855+527.8% | Added |
| D. E. Shaw & Co., Inc. | 297,698 | $5.17M | 0.01% | +297,698 | New |
| Charles Schwab Investment Management Inc | 323,337 | $5.62M | 0.00% | +131,426+68.5% | Added |
| Susquehanna International Group, LLP | 402,720 | $7.00M | 0.01% | +65,194+19.3% | Added |
| Marshall Wace, LLP | 407,563 | $7.08M | 0.04% | −72,705−15.1% | Reduced |
| Cormorant Asset Management, LP | 600,000 | $10.4M | 0.41% | −400,000−40.0% | Reduced |
| Geode Capital Management, LLC | 762,252 | $13.2M | 0.00% | +394,927+107.5% | Added |
| Think Investments LP | 1,876,000 | $32.6M | 4.45% | +238,192+14.5% | Added |
| Vanguard Group Inc | 2,244,664 | $39.0M | 0.00% | +415,409+22.7% | Added |
| Murchinson Ltd. | 2,686,666 | $46.7M | 17.00% | +2,686,666 | New |
| State Street Corp | 2,971,597 | $51.6M | 0.00% | −119,140−3.9% | Reduced |
| BlackRock Inc. | 3,037,693 | $52.8M | 0.00% | +2,245,566+283.5% | Added |
| Valiant Capital Management, L.P. | 7,074,220 | $123.0M | 10.31% | 00.0% | Unchanged |
| Anson Funds Management LP | 0 | $0 | 0.00% | −700,000−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −402,938−100.0% | Sold out |
| Luminus Management LLC | 0 | $0 | 0.00% | −340,221−100.0% | Sold out |
| CVI Holdings, LLC | 0 | $0 | 0.00% | −320,192−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −162,373−100.0% | Sold out |
| Monashee Investment Management LLC | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −30,604−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −29,964−100.0% | Sold out |