Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q4 2024 vs. Q3 2024
How the institutions holding Guggenheim Active Allocation Fund changed between Q3 2024 and Q4 2024.
All holders in Q4 2024All holders in Q3 2024
| Measure | Q3 2024 | Of which not filed for Q4 2024 | Q4 2024 | Change |
|---|---|---|---|---|
| Holders | 49 | 3 | 57 | +11 |
| Shares | 8.40M | 446.5K | 9.19M | +1.23M (+15.5%) |
| Value | $138.1M | $7.39M | $136.6M | +$5.84M (+4.5%) |
3 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.
New holders (14)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2024 but not at the end of Q3 2024.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Raymond James Financial Inc | 506,700 | $7.53M | 0.00% |
| Kestra Advisory Services, LLC | 96,110 | $1.43M | 0.01% |
| Walleye Capital LLC | 33,815 | $502.8K | 0.00% |
| HighTower Advisors, LLC | 32,336 | $480.8K | 0.00% |
| Marex Group plc | 31,739 | $472.0K | 0.01% |
| LPL Financial LLC | 20,047 | $298.1K | 0.00% |
| Independent Advisor Alliance | 16,103 | $239.5K | 0.00% |
| Invesco Ltd. | 13,247 | $197.0K | 0.00% |
| Landscape Capital Management, L.L.C. | 11,839 | $176.0K | 0.02% |
| Susquehanna International Group, LLP | 10,366 | $154.1K | 0.00% |
| South State Corp. | 8,425 | $125.3K | 0.01% |
| Bessemer Group Inc | 1,106 | $16.0K | 0.00% |
| Northwestern Mutual Wealth Management Co | 750 | $11.2K | 0.00% |
| Noble Wealth Management PBC | 700 | $10.4K | 0.01% |
Sold out (3)
Institutions that held Guggenheim Active Allocation Fund at the end of Q3 2024 and filed for Q4 2024 without it.
| Institution | Shares, Q3 2024 | Value, Q3 2024 |
|---|---|---|
| Equitable Holdings, Inc. | 12,420 | $205.6K |
| Savant Capital, LLC | 11,510 | $190.5K |
| International Assets Investment Management, LLC | 49,650 | – |
Not filed for Q4 2024 yet (3)
Institutions that held Guggenheim Active Allocation Fund at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2024 | Value, Q3 2024 |
|---|---|---|
| Raymond James & Associates | 249,825 | $4.13M |
| Raymond James Financial Services Advisors, Inc. | 178,877 | $2.96M |
| Raymond James Trust N.A. | 17,830 | $295.1K |