Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q1 2023 vs. Q4 2022
How the institutions holding Guggenheim Active Allocation Fund changed between Q4 2022 and Q1 2023.
All holders in Q1 2023All holders in Q4 2022
| Measure | Q4 2022 | Q1 2023 | Change |
|---|---|---|---|
| Holders | 34 | 36 | +2 |
| Shares | 7.98M | 8.30M | +324.0K (+4.1%) |
| Value | $107.3M | $116.3M | +$9.00M (+8.4%) |
New holders (7)
Institutions that held Guggenheim Active Allocation Fund at the end of Q1 2023 but not at the end of Q4 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Baird Financial Group, Inc. | 143,502 | $2.01M | 0.00% |
| HighTower Advisors, LLC | 38,151 | $532.0K | 0.00% |
| Raymond James & Associates | 25,825 | $362.6K | 0.00% |
| Envestnet Asset Management Inc | 13,580 | $190.7K | 0.00% |
| Raymond James Financial Services Advisors, Inc. | 12,992 | $182.4K | 0.00% |
| Kingsview Wealth Management, LLC | 10,545 | $148.1K | 0.01% |
| Bessemer Group Inc | 794 | $11.0K | 0.00% |
Sold out (5)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2022 and filed for Q1 2023 without it.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| Weiss Asset Management LP | 45,315 | $609.5K |
| Millennium Management LLC | 10,904 | $147.0K |
| LPL Financial LLC | 10,600 | $142.6K |
| Rockefeller Capital Management L.P. | 7,500 | $100.0K |
| Cary Street Partner Investment Advisory LLC | 250 | $3.36K |