Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q4 2022 vs. Q3 2022
How the institutions holding Guggenheim Active Allocation Fund changed between Q3 2022 and Q4 2022.
All holders in Q4 2022All holders in Q3 2022
| Measure | Q3 2022 | Of which not filed for Q4 2022 | Q4 2022 | Change |
|---|---|---|---|---|
| Holders | 30 | 1 | 34 | +5 |
| Shares | 5.55M | 34.5K | 7.98M | +2.46M (+44.6%) |
| Value | $71.5M | $445.0K | $107.3M | +$36.2M (+51.0%) |
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Guggenheim Active Allocation Fund at the end of Q4 2022 but not at the end of Q3 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Nordwand Advisors, LLC | 575,727 | $7.74M | 0.97% |
| Guggenheim Capital LLC | 315,680 | $4.25M | 0.04% |
| Logan Stone Capital, LLC | 260,772 | $3.51M | 1.31% |
| Weiss Asset Management LP | 45,315 | $609.5K | 0.03% |
| 1607 Capital Partners, LLC | 44,417 | $597.4K | 0.04% |
| Atlas Wealth LLC | 33,429 | $449.6K | 0.12% |
| J.W. Cole Advisors, Inc. | 18,726 | $251.9K | 0.02% |
| LPL Financial LLC | 10,600 | $142.6K | 0.00% |
| Geneos Wealth Management Inc. | 1,500 | $20.2K | 0.00% |
| Cary Street Partner Investment Advisory LLC | 250 | $3.36K | 0.00% |
| Advisors Asset Management, Inc. | 213 | $2.87K | 0.00% |
Sold out (6)
Institutions that held Guggenheim Active Allocation Fund at the end of Q3 2022 and filed for Q4 2022 without it.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Equitable Holdings, Inc. | 10,185 | $131.0K |
| Jane Street Group, LLC | 10,139 | $131.0K |
| Prosperity Consulting Group, LLC | 10,000 | $129.0K |
| Blue Bell Private Wealth Management, LLC | 2,972 | $38.0K |
| Trust Co of Vermont | 1,250 | $16.0K |
| Bessemer Group Inc | 630 | $8.00K |
Not filed for Q4 2022 yet (1)
Institutions that held Guggenheim Active Allocation Fund at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Hightower 6M Holding, LLC | 34,544 | $445.0K |