ForgeRock, Inc.
FORGDelisted Aug 23, 2023- Industry
- Services-Prepackaged Software
- SEC CIK
- 0001543916
ForgeRock, Inc. was delisted on Aug 23, 2023; its insiders filed their last Form 4 on Aug 25, 2023; 137 institutions reported holding it in 13F filings for Q2 2023, worth $851.1M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in ForgeRock, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 143
- +2 vs. Q4 2022
- Shares held
- 42.9M
- +4.74M (+12.4%) vs. Q4 2022
- Total value
- $882.4M
- +$13.7M (+1.6%) vs. Q4 2022
- New holders
- 29
- 69 more added
- Sold out
- 27
- 27 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FORG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 137 | $851.1M |
| Q1 2023 | 143 | $882.4M |
| Q4 2022 | 142 | $868.9M |
| Q3 2022 | 95 | $400.9M |
| Q2 2022 | 80 | $611.3M |
| Q1 2022 | 68 | $451.9M |
| Q4 2021 | 53 | $660.4M |
| Q3 2021 | 67 | $676.5M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding ForgeRock, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Riverwood Capital Management Ltd. | 4,567,950 | $94.1M | 63.10% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,941,819 | $81.2M | 0.00% | +87,690+2.3% | Added |
| BlackRock Inc. | 3,264,559 | $67.2M | 0.00% | +154,766+5.0% | Added |
| Magnetar Financial LLC | 2,844,966 | $58.6M | 1.14% | +2,357,347+483.4% | Added |
| FIL Ltd | 2,015,935 | $41.5M | 0.05% | +87,142+4.5% | Added |
| Alpine Associates Management Inc. | 1,820,244 | $37.5M | 2.00% | +96,444+5.6% | Added |
| Calamos Advisors LLC | 1,100,000 | $22.7M | 0.11% | +561,648+104.3% | Added |
| State Street Corp | 968,492 | $20.0M | 0.00% | +163,338+20.3% | Added |
| Wellington Management Group LLP | 935,001 | $19.3M | 0.00% | −2,627−0.3% | Reduced |
| Cooper Creek Partners Management LLC | 930,054 | $19.2M | 1.35% | +69,886+8.1% | Added |
| Water Island Capital LLC | 866,805 | $17.9M | 1.45% | +209,389+31.9% | Added |
| CNH Partners LLC | 829,879 | $17.1M | 0.52% | −100,326−10.8% | Reduced |
| Kohlberg Kravis Roberts & Co. L.P. | 793,103 | $16.3M | 0.49% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 792,448 | $16.3M | 0.01% | +18,501+2.4% | Added |
| Geode Capital Management, LLC | 744,175 | $15.3M | 0.00% | +80,437+12.1% | Added |
| Morgan Stanley | 714,732 | $14.7M | 0.00% | +208,217+41.1% | Added |
| Goldman Sachs Group Inc | 684,954 | $14.1M | 0.00% | −61,531−8.2% | Reduced |
| Janus Henderson Group PLC | 683,967 | $14.1M | 0.01% | +120,843+21.5% | Added |
| UBS Oconnor LLC | 650,000 | $13.4M | 0.32% | +650,000 | New |
| New York Life Investment Management LLC | 594,228 | $12.2M | 0.14% | +94,337+18.9% | Added |
| State of Wisconsin Investment Board | 586,855 | $12.1M | 0.04% | +398,179+211.0% | Added |
| Gabelli Funds LLC | 569,791 | $11.7M | 0.09% | +172,285+43.3% | Added |
| HSBC Holdings PLC | 567,312 | $11.7M | 0.01% | +306,085+117.2% | Added |
| Adage Capital Partners GP, L.L.C. | 550,070 | $11.3M | 0.03% | +550,070 | New |
| Marshall Wace, LLP | 502,533 | $10.4M | 0.03% | +169,255+50.8% | Added |
| DLD Asset Management, LP | 490,559 | $10.1M | 1.02% | +190,559+63.5% | Added |
| Armistice Capital, LLC | 456,000 | $9.39M | 0.22% | +78,000+20.6% | Added |
| Woodline Partners LP | 404,332 | $8.33M | 0.12% | +105,438+35.3% | Added |
| UBS Group AG | 385,547 | $7.94M | 0.00% | +7,019+1.9% | Added |
| Gabelli & Co Investment Advisers, Inc. | 378,440 | $7.80M | 1.50% | +142,190+60.2% | Added |
| Northern Trust Corp | 376,776 | $7.76M | 0.00% | +40,329+12.0% | Added |
| Stansberry Asset Management, LLC | 345,673 | $7.12M | 1.38% | +345,673 | New |
| Mangrove Partners | 322,070 | $6.63M | 0.67% | +322,070 | New |
| Renaissance Technologies LLC | 274,300 | $5.65M | 0.01% | −159,900−36.8% | Reduced |
| Millennium Management LLC | 251,741 | $5.19M | 0.01% | +194,709+341.4% | Added |
| Ergoteles LLC | 227,474 | $4.69M | 0.18% | +227,474 | New |
| ETF Managers Group, LLC | 224,062 | $4.62M | 0.15% | −1,257−0.6% | Reduced |
| Bank of New York Mellon Corp | 221,724 | $4.57M | 0.00% | +40,016+22.0% | Added |
| Great West Life Assurance Co | 220,491 | $4.54M | 0.01% | +114,499+108.0% | Added |
| Credit Suisse AG | 214,723 | $4.42M | 0.00% | −70,130−24.6% | Reduced |
| EHP Funds Inc. | 200,000 | $4.12M | 0.90% | 00.0% | Unchanged |
| Carlson Capital L P | 200,000 | $4.12M | 0.39% | +100,000+100.0% | Added |
| Davy Global Fund Management Ltd | 193,774 | $3.99M | 0.77% | +19,055+10.9% | Added |
| Boothbay Fund Management, LLC | 184,415 | $3.80M | 0.11% | +58,458+46.4% | Added |
| California State Teachers Retirement System | 183,865 | $3.79M | 0.01% | +51,534+38.9% | Added |
| Weiss Multi-Strategy Advisers LLC | 182,000 | $3.75M | 0.09% | +70,000+62.5% | Added |
| JPMorgan Chase & Co | 180,493 | $3.72M | 0.00% | −88,673−32.9% | Reduced |
| Candriam Luxembourg S.C.A. | 195,134 | $3.70M | 0.03% | −62,398−24.2% | Reduced |
| Crabel Capital Management, LLC | 177,069 | $3.65M | 1.62% | 00.0% | Unchanged |
| Bank of America Corp | 175,082 | $3.61M | 0.00% | +104,662+148.6% | Added |
| Herald Investment Management Ltd | 175,000 | $3.60M | 0.80% | 00.0% | Unchanged |
| Vivaldi Asset Management, LLC | 166,824 | $3.44M | 0.15% | −22,344−11.8% | Reduced |
| Polar Asset Management Partners Inc. | 150,000 | $3.09M | 0.05% | −259,333−63.4% | Reduced |
| Kapitalo Investimentos Ltda | 148,341 | $3.06M | 1.01% | +148,341 | New |
| Nuveen Asset Management, LLC | 140,258 | $2.89M | 0.00% | +2,428+1.8% | Added |
| Susquehanna International Group, LLP | 130,827 | $2.70M | 0.00% | +11,804+9.9% | Added |
| Charles Schwab Investment Management Inc | 115,195 | $2.37M | 0.00% | +13,710+13.5% | Added |
| BCK Capital Management LP | 111,402 | $2.29M | 2.00% | +20,310+22.3% | Added |
| Norges Bank | 110,000 | $2.27M | 0.00% | +110,000 | New |
| Brookfield Asset Management Inc. | 100,000 | $2.06M | 0.01% | −25,000−20.0% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 100,000 | $2.06M | 0.01% | +100,000 | New |
| Mint Tower Capital Management B.V. | 96,174 | $1.98M | 0.27% | +96,174 | New |
| Kellner Capital, LLC | 93,000 | $1.92M | 2.67% | +29,600+46.7% | Added |
| Crystalline Management Inc. | 90,117 | $1.79M | 1.38% | +40,117+80.2% | Added |
| Qube Research & Technologies Ltd | 86,448 | $1.78M | 0.01% | −210,397−70.9% | Reduced |
| Swiss National Bank | 82,400 | $1.70M | 0.00% | −9,300−10.1% | Reduced |
| Gamco Investors, Inc. Et Al | 76,828 | $1.58M | 0.02% | +6,692+9.5% | Added |
| Wolverine Asset Management LLC | 71,393 | $1.47M | 0.03% | +500+0.7% | Added |
| Natixis | 71,374 | $1.47M | 0.01% | −6,791−8.7% | Reduced |
| Ameriprise Financial Inc | 67,368 | $1.39M | 0.00% | +26,964+66.7% | Added |
| Invesco Ltd. | 66,458 | $1.37M | 0.00% | +1,798+2.8% | Added |
| Tudor Investment Corp Et Al | 60,083 | $1.24M | 0.02% | +341+0.6% | Added |
| Taconic Capital Advisors LP | 60,000 | $1.24M | 0.08% | −190,000−76.0% | Reduced |
| Rhumbline Advisers | 59,343 | $1.22M | 0.00% | +9,447+18.9% | Added |
| Picton Mahoney Asset Management | 58,191 | $1.20M | 0.06% | +21,091+56.8% | Added |
| Fred Alger Management, LLC | 57,134 | $1.18M | 0.01% | +210.0% | Added |
| Yakira Capital Management, Inc. | 54,677 | $1.13M | 0.29% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 53,950 | $1.11M | 0.01% | +53,950 | New |
| PenderFund Capital Management Ltd. | 37,430 | $1.04M | 0.33% | +13,130+54.0% | Added |
| Integrated Advisors Network LLC | 48,800 | $1.01M | 0.06% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 45,074 | $928.5K | 0.52% | +45,074 | New |
| FNY Investment Advisers, LLC | 42,540 | $876.0K | 1.01% | +42,040+8,408.0% | Added |
| UBS Asset Management Americas Inc | 40,612 | $836.6K | 0.00% | +3,923+10.7% | Added |
| Barclays PLC | 39,691 | $817.6K | 0.00% | −129,211−76.5% | Reduced |
| Walleye Capital LLC | 32,069 | $660.6K | 0.01% | +32,069 | New |
| Prelude Capital Management, LLC | 31,952 | $658.2K | 0.04% | +5,185+19.4% | Added |
| Citigroup Inc | 30,218 | $622.5K | 0.00% | −56,072−65.0% | Reduced |
| Deutsche Bank AG | 30,035 | $618.7K | 0.00% | +13,039+76.7% | Added |
| STRS Ohio | 29,600 | $609.0K | 0.00% | 00.0% | Unchanged |
| Equitec Proprietary Markets, LLC | 29,400 | $605.6K | 0.57% | +29,400 | New |
| Guggenheim Capital LLC | 28,429 | $585.6K | 0.00% | +5,009+21.4% | Added |
| Catalyst Private Wealth, LLC | 26,430 | $544.5K | 0.38% | +26,430 | New |
| Summit Wealth & Retirement Planning, Inc. | 24,007 | $494.5K | 0.18% | −66,254−73.4% | Reduced |
| Occidental Asset Management, LLC | 23,927 | $492.9K | 0.12% | 00.0% | Unchanged |
| MetLife Investment Management | 23,469 | $483.5K | 0.00% | +3,062+15.0% | Added |
| SG Americas Securities, LLC | 22,251 | $458.0K | 0.01% | +10,178+84.3% | Added |
| Occudo Quantitative Strategies LP | 21,135 | $435.4K | 0.04% | +21,135 | New |
| American International Group, Inc. | 21,116 | $435.0K | 0.00% | +3,094+17.2% | Added |
| Fifth Lane Capital, LP | 20,873 | $430.0K | 0.54% | −61,827−74.8% | Reduced |
| ProShare Advisors LLC | 20,755 | $427.6K | 0.00% | +20,755 | New |