ForgeRock, Inc.
FORGDelisted Aug 23, 2023- Industry
- Services-Prepackaged Software
- SEC CIK
- 0001543916
ForgeRock, Inc. was delisted on Aug 23, 2023; its insiders filed their last Form 4 on Aug 25, 2023; 137 institutions reported holding it in 13F filings for Q2 2023, worth $851.1M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in ForgeRock, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 142
- +48 vs. Q3 2022
- Shares held
- 38.2M
- +14.0M (+58.1%) vs. Q3 2022
- Total value
- $868.9M
- +$518.3M (+147.8%) vs. Q3 2022
- New holders
- 74
- 44 more added
- Sold out
- 26
- 15 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FORG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 137 | $851.1M |
| Q1 2023 | 143 | $882.4M |
| Q4 2022 | 142 | $868.9M |
| Q3 2022 | 95 | $400.9M |
| Q2 2022 | 80 | $611.3M |
| Q1 2022 | 68 | $451.9M |
| Q4 2021 | 53 | $660.4M |
| Q3 2021 | 67 | $676.5M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding ForgeRock, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Riverwood Capital Management Ltd. | 4,567,950 | $104.0M | 66.13% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,854,129 | $87.8M | 0.00% | +984,979+34.3% | Added |
| BlackRock Inc. | 3,109,793 | $70.8M | 0.00% | +811,352+35.3% | Added |
| FIL Ltd | 1,928,793 | $43.9M | 0.05% | +1,928,793 | New |
| Alpine Associates Management Inc. | 1,723,800 | $39.3M | 1.79% | +1,723,800 | New |
| Melqart Asset Management (UK) Ltd | 1,275,097 | $29.0M | 2.56% | +1,275,097 | New |
| Wellington Management Group LLP | 937,628 | $21.3M | 0.00% | +21,583+2.4% | Added |
| CNH Partners LLC | 930,205 | $21.2M | 0.54% | +930,205 | New |
| Cooper Creek Partners Management LLC | 860,168 | $19.6M | 1.62% | −347,000−28.7% | Reduced |
| State Street Corp | 805,154 | $18.3M | 0.00% | +232,454+40.6% | Added |
| Kohlberg Kravis Roberts & Co. L.P. | 793,103 | $18.1M | 0.61% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 773,947 | $17.6M | 0.01% | +753,447+3,675.4% | Added |
| Goldman Sachs Group Inc | 746,485 | $17.0M | 0.00% | +736,350+7,265.4% | Added |
| Kim, LLC | 725,000 | $16.5M | 0.91% | +725,000 | New |
| Geode Capital Management, LLC | 663,738 | $15.1M | 0.00% | +147,629+28.6% | Added |
| Water Island Capital LLC | 657,416 | $15.0M | 1.27% | +657,416 | New |
| Janus Henderson Group PLC | 563,124 | $12.8M | 0.01% | +563,124 | New |
| Calamos Advisors LLC | 538,352 | $12.3M | 0.06% | +538,352 | New |
| Morgan Stanley | 506,515 | $11.5M | 0.00% | +404,179+395.0% | Added |
| New York Life Investment Management LLC | 499,891 | $11.4M | 0.13% | +499,891 | New |
| Magnetar Financial LLC | 487,619 | $11.1M | 0.19% | +487,619 | New |
| Renaissance Technologies LLC | 434,200 | $9.89M | 0.01% | +434,200 | New |
| Polar Asset Management Partners Inc. | 409,333 | $9.32M | 0.13% | +409,333 | New |
| Gabelli Funds LLC | 397,506 | $9.05M | 0.07% | +397,506 | New |
| UBS Group AG | 378,528 | $8.62M | 0.00% | +362,267+2,227.8% | Added |
| Armistice Capital, LLC | 378,000 | $8.61M | 0.23% | +378,000 | New |
| Northern Trust Corp | 336,447 | $7.66M | 0.00% | +88,490+35.7% | Added |
| Marshall Wace, LLP | 333,278 | $7.59M | 0.02% | +200,275+150.6% | Added |
| DLD Asset Management, LP | 300,000 | $6.83M | 0.71% | +300,000 | New |
| Woodline Partners LP | 298,894 | $6.81M | 0.09% | +298,894 | New |
| Qube Research & Technologies Ltd | 296,845 | $6.76M | 0.04% | +296,845 | New |
| Credit Suisse AG | 284,853 | $6.49M | 0.01% | +284,684+168,452.1% | Added |
| Bamco Inc | 276,028 | $6.29M | 0.02% | −432,616−61.0% | Reduced |
| JPMorgan Chase & Co | 269,166 | $6.13M | 0.00% | +252,636+1,528.3% | Added |
| HSBC Holdings PLC | 261,227 | $5.91M | 0.01% | +261,227 | New |
| Candriam Luxembourg S.C.A. | 257,532 | $5.86M | 0.04% | +257,532 | New |
| Taconic Capital Advisors LP | 250,000 | $5.69M | 0.21% | +250,000 | New |
| Gabelli & Co Investment Advisers, Inc. | 236,250 | $5.38M | 1.15% | +236,250 | New |
| ETF Managers Group, LLC | 225,319 | $5.13M | 0.24% | +225,319 | New |
| Samson Rock Capital LLP | 200,000 | $4.55M | 3.91% | +134,042+203.2% | Added |
| EHP Funds Inc. | 200,000 | $4.55M | 0.96% | +200,000 | New |
| Vivaldi Asset Management, LLC | 189,168 | $4.31M | 0.23% | +189,168 | New |
| State of Wisconsin Investment Board | 188,676 | $4.30M | 0.01% | +188,676 | New |
| Bank of New York Mellon Corp | 181,708 | $4.14M | 0.00% | +52,193+40.3% | Added |
| Crabel Capital Management, LLC | 177,069 | $4.03M | 1.46% | +177,069 | New |
| Herald Investment Management Ltd | 175,000 | $3.98M | 0.98% | 00.0% | Unchanged |
| Davy Global Fund Management Ltd | 174,719 | $3.98M | 0.82% | +39,831+29.5% | Added |
| Barclays PLC | 168,902 | $3.85M | 0.00% | +165,956+5,633.3% | Added |
| Athos Capital Ltd | 158,000 | $3.60M | 2.94% | +158,000 | New |
| Segantii Capital Management Ltd | 140,000 | $3.19M | 0.13% | +140,000 | New |
| Nuveen Asset Management, LLC | 137,830 | $3.14M | 0.00% | +50,162+57.2% | Added |
| California State Teachers Retirement System | 132,331 | $3.01M | 0.00% | +120,391+1,008.3% | Added |
| Boothbay Fund Management, LLC | 125,957 | $2.87M | 0.10% | +125,957 | New |
| Brookfield Asset Management Inc. | 125,000 | $2.85M | 0.01% | +125,000 | New |
| Susquehanna International Group, LLP | 119,023 | $2.71M | 0.01% | +107,070+895.8% | Added |
| Weiss Multi-Strategy Advisers LLC | 112,000 | $2.55M | 0.07% | −118,000−51.3% | Reduced |
| Mutual of America Capital Management LLC | 106,507 | $2.43M | 0.03% | −52,949−33.2% | Reduced |
| Great West Life Assurance Co | 105,992 | $2.41M | 0.01% | +16,157+18.0% | Added |
| TIG Advisors, LLC | 105,141 | $2.39M | 0.16% | +105,141 | New |
| Charles Schwab Investment Management Inc | 101,485 | $2.31M | 0.00% | +22,305+28.2% | Added |
| Carlson Capital L P | 100,000 | $2.28M | 0.17% | +100,000 | New |
| Silphium Asset Management Ltd | 100,000 | $2.28M | 2.28% | +100,000 | New |
| Swiss National Bank | 91,700 | $2.09M | 0.00% | +91,700 | New |
| BCK Capital Management LP | 91,092 | $2.07M | 2.13% | +91,092 | New |
| Summit Wealth & Retirement Planning, Inc. | 90,261 | $2.06M | 0.84% | −6,681−6.9% | Reduced |
| Citigroup Inc | 86,290 | $1.96M | 0.00% | +60,533+235.0% | Added |
| Fifth Lane Capital, LP | 82,700 | $1.88M | 2.71% | +82,700 | New |
| Trexquant Investment LP | 78,213 | $1.78M | 0.05% | +66,392+561.6% | Added |
| Natixis | 78,165 | $1.78M | 0.01% | +78,165 | New |
| Wolverine Asset Management LLC | 70,893 | $1.61M | 0.02% | +70,893 | New |
| Bank of America Corp | 70,420 | $1.60M | 0.00% | +64,052+1,005.8% | Added |
| Gamco Investors, Inc. Et Al | 70,136 | $1.60M | 0.02% | +70,136 | New |
| Jane Street Group, LLC | 68,846 | $1.57M | 0.00% | +56,424+454.2% | Added |
| Invesco Ltd. | 64,660 | $1.47M | 0.00% | +52,529+433.0% | Added |
| Kellner Capital, LLC | 63,400 | $1.44M | 1.68% | +63,400 | New |
| Tudor Investment Corp Et Al | 59,742 | $1.36M | 0.03% | −85,145−58.8% | Reduced |
| Fred Alger Management, LLC | 57,113 | $1.30M | 0.01% | +60.0% | Added |
| Millennium Management LLC | 57,032 | $1.30M | 0.00% | +57,032 | New |
| Yakira Capital Management, Inc. | 54,677 | $1.24M | 0.25% | +54,677 | New |
| Gsa Capital Partners LLP | 54,623 | $1.24M | 0.15% | +54,623 | New |
| Crystalline Management Inc. | 50,000 | $1.14M | 0.57% | +50,000 | New |
| Rhumbline Advisers | 49,896 | $1.14M | 0.00% | +10,821+27.7% | Added |
| Integrated Advisors Network LLC | 48,800 | $1.11M | 0.07% | −500−1.0% | Reduced |
| Cantor Fitzgerald, L. P. | 48,596 | $1.11M | 0.02% | +48,596 | New |
| Ameriprise Financial Inc | 40,404 | $919.0K | 0.00% | +4,675+13.1% | Added |
| Picton Mahoney Asset Management | 37,100 | $845.0K | 0.04% | +37,100 | New |
| UBS Asset Management Americas Inc | 36,689 | $835.4K | 0.00% | −133,855−78.5% | Reduced |
| Clear Street Markets LLC | 33,690 | $767.0K | 0.16% | +33,690 | New |
| PenderFund Capital Management Ltd. | 24,300 | $749.0K | 0.22% | +24,300 | New |
| Jump Financial, LLC | 30,500 | $694.5K | 0.04% | +30,500 | New |
| STRS Ohio | 29,600 | $673.0K | 0.00% | +23,100+355.4% | Added |
| Verition Fund Management LLC | 27,438 | $624.8K | 0.01% | +27,438 | New |
| Prelude Capital Management, LLC | 26,767 | $609.5K | 0.04% | +26,767 | New |
| New York State Common Retirement Fund | 24,661 | $561.5K | 0.00% | +4,523+22.5% | Added |
| Royal Bank of Canada | 24,366 | $555.0K | 0.00% | +22,419+1,151.5% | Added |
| Occidental Asset Management, LLC | 23,927 | $544.8K | 0.15% | +23,927 | New |
| Guggenheim Capital LLC | 23,420 | $533.3K | 0.00% | +23,420 | New |
| MetLife Investment Management | 20,407 | $464.7K | 0.00% | +5,118+33.5% | Added |
| Schonfeld Strategic Advisors LLC | 20,221 | $460.4K | 0.00% | +20,221 | New |
| Kestra Advisory Services, LLC | 20,097 | $457.6K | 0.00% | −19,592−49.4% | Reduced |