ForgeRock, Inc.
FORGDelisted Aug 23, 2023- Industry
- Services-Prepackaged Software
- SEC CIK
- 0001543916
ForgeRock, Inc. was delisted on Aug 23, 2023; its insiders filed their last Form 4 on Aug 25, 2023; 137 institutions reported holding it in 13F filings for Q2 2023, worth $851.1M in total; no superinvestor held it.
Holders of 5% or more of FORG
Holders whose latest Schedule 13D or 13G filing reports 5% or more of ForgeRock, Inc., largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of ForgeRock, Inc. on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
43 Schedule 13D and 13G filings on ForgeRock, Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Aug 25, 2023 | Magnetar Financial LLC | 13D/AOld format | – | – | – | SEC |
| Mar 20, 2023 | Magnetar Financial LLC | 13DOld format | – | New | – | SEC |
| Feb 14, 2023 | Bamco Inc | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2023 | Rosch Francis C | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2023 | Light Street Capital Management, LLC | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2023 | Meritech Capital Partners IV L.P. | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2023 | Accel Growth Fund IV L.P. | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2023 | Price T Rowe Associates Inc | 13G/AOld format | – | – | – | SEC |
| Feb 13, 202310:06 AM ET | BlackRock Inc. | 13GOld format | – | New | – | SEC |
| Feb 13, 2023 | KKR Fox Investors LLC | 13G/AOld format | – | – | – | SEC |
| Feb 13, 2023 | Matrix Capital Management Company, LP | 13G/AOld format | – | – | – | SEC |
| Feb 9, 2023 | Riverwood Capital Partners III (Parallel - B) L.P. | 13G/AOld format | – | – | – | SEC |
| Feb 9, 2023 | Vanguard Group Inc | 13G/AOld format | – | – | – | SEC |
| Jul 11, 2022 | Price T Rowe Associates Inc | 13G/AOld format | – | – | – | SEC |
| Apr 11, 2022 | Price T Rowe Associates Inc | 13G/AOld format | – | – | – | SEC |
| Mar 21, 2022 | ETF Managers Group, LLC | 13G/AOld format | – | – | – | SEC |
| Mar 18, 2022 | ETF Managers Group, LLC | 13G/AOld format | – | – | – | SEC |
| Mar 17, 2022 | ETF Managers Group, LLC | 13G/AOld format | – | – | – | SEC |
| Mar 16, 2022 | ETF Managers Group, LLC | 13G/AOld format | – | – | – | SEC |
| Mar 11, 2022 | ETF Managers Group, LLC | 13G/AOld format | – | – | – | SEC |
| Mar 10, 2022 | Price T Rowe Associates Inc | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2022 | Bamco Inc | 13GOld format | – | New | – | SEC |
| Feb 14, 2022 | Riverwood Capital Partners III (Parallel - B) L.P. | 13GOld format | – | New | – | SEC |
| Feb 14, 2022 | Rosch Francis C | 13GOld format | – | – | – | SEC |
| Feb 14, 2022 | GravityRock A.S. | 13GOld format | – | – | – | SEC |
| Feb 14, 2022 | Rosch Francis C | 13DOld format | – | New | – | SEC |
| Feb 14, 2022 | GravityRock A.S. | 13DOld format | – | New | – | SEC |
| Feb 14, 2022 | Light Street Capital Management, LLC | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2022 | Accel Growth Fund IV L.P. | 13GOld format | – | New | – | SEC |
| Feb 14, 2022 | Meritech Capital Partners IV L.P. | 13GOld format | – | New | – | SEC |
| Feb 14, 2022 | Matrix Capital Management Company, LP | 13GOld format | – | New | – | SEC |
| Feb 14, 2022 | Price T Rowe Associates Inc | 13G/AOld format | – | – | – | SEC |
| Feb 11, 2022 | Alger Associates Inc | 13G/AOld format | – | – | – | SEC |
| Feb 11, 2022 | Alger Associates Inc | 13G/AOld format | – | – | – | SEC |
| Feb 11, 2022 | Foundation Capital VII, L.P. | 13GOld format | – | New | – | SEC |
| Feb 10, 2022 | KKR Fox Investors LLC | 13GOld format | – | New | – | SEC |
| Feb 10, 2022 | Vanguard Group Inc | 13GOld format | – | New | – | SEC |
| Dec 22, 2021 | ETF Managers Group, LLC | 13GOld format | – | New | – | SEC |
| Dec 10, 2021 | Price T Rowe Associates Inc | 13G/AOld format | – | – | – | SEC |
| Nov 22, 2021 | Light Street Capital Management, LLC | 13GOld format | – | New | – | SEC |
| Nov 10, 2021 | Alger Associates Inc | 13GOld format | – | New | – | SEC |
| Oct 12, 2021 | Price T Rowe Associates Inc | 13GOld format | – | – | – | SEC |
| Oct 12, 2021 | Price T Rowe Associates Inc | 13GOld format | – | New | – | SEC |
Form 144: proposed insider sales
3 notices from officers, directors and other affiliates planning to sell ForgeRock, Inc. shares, newest first.
| Filed (ET) | Seller | Shares to sell | Market value | Planned sale | Broker | Filing |
|---|---|---|---|---|---|---|
| Jun 20, 20237:34 PM ET | Alex OttDirector | 99.0K | $1.90M | Jun 20, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Jun 16, 20236:24 PM ET | Juan FernandezOfficer | 7.15K | $138.2K | Jun 16, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Jun 12, 20235:04 PM ET | Francis RoschOfficer · Director | 50.0K | $974.4K | Jun 12, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |