ForgeRock, Inc.
FORGDelisted Aug 23, 2023- Industry
- Services-Prepackaged Software
- SEC CIK
- 0001543916
ForgeRock, Inc. was delisted on Aug 23, 2023; its insiders filed their last Form 4 on Aug 25, 2023; 137 institutions reported holding it in 13F filings for Q2 2023, worth $851.1M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in ForgeRock, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 143
- +2 vs. Q4 2022
- Shares held
- 42.9M
- +4.74M (+12.4%) vs. Q4 2022
- Total value
- $882.4M
- +$13.7M (+1.6%) vs. Q4 2022
- New holders
- 29
- 69 more added
- Sold out
- 27
- 27 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FORG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 137 | $851.1M |
| Q1 2023 | 143 | $882.4M |
| Q4 2022 | 142 | $868.9M |
| Q3 2022 | 95 | $400.9M |
| Q2 2022 | 80 | $611.3M |
| Q1 2022 | 68 | $451.9M |
| Q4 2021 | 53 | $660.4M |
| Q3 2021 | 67 | $676.5M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding ForgeRock, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nisa Investment Advisors, LLC | 13 | $0 | 0.00% | −27−67.5% | Reduced |
| Covestor Ltd | 6 | $0 | 0.00% | +6 | New |
| Ellevest, Inc. | 11 | $227 | 0.00% | 00.0% | Unchanged |
| Athos Capital Ltd | 39,500 | $814 | 0.62% | −118,500−75.0% | Reduced |
| Lazard Asset Management LLC | 67 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallax Volatility Advisers, L.P. | 96 | $1.98K | 0.00% | +96 | New |
| Russell Investments Group, Ltd. | 184 | $3.79K | 0.00% | +184 | New |
| Headlands Technologies LLC | 189 | $3.89K | 0.00% | +189 | New |
| Signaturefd, LLC | 221 | $4.55K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 232 | $4.78K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 578 | $11.9K | 0.00% | +65+12.7% | Added |
| Advisor Group Holdings, Inc. | 1,245 | $25.6K | 0.00% | −4−0.3% | Reduced |
| Tower Research Capital LLC (TRC) | 2,158 | $44.0K | 0.00% | +1,850+600.6% | Added |
| Metropolitan Life Insurance Co | 2,311 | $47.6K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 2,819 | $58.1K | 0.00% | +2,819 | New |
| Bogart Wealth, LLC | 3,505 | $72.2K | 0.00% | +13+0.4% | Added |
| Ameritas Investment Partners, Inc. | 3,513 | $72.4K | 0.00% | +464+15.2% | Added |
| Royal Bank of Canada | 4,328 | $89.0K | 0.00% | −20,038−82.2% | Reduced |
| Ci Investments Inc. | 4,651 | $96.0K | 0.00% | +87+1.9% | Added |
| CSS LLC | 4,781 | $98.5K | 0.01% | +4,781 | New |
| Clear Street Markets LLC | 4,900 | $101.0K | 0.03% | −28,790−85.5% | Reduced |
| Amalgamated Bank | 5,480 | $113.0K | 0.00% | −571−9.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,786 | $119.2K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 8,287 | $170.7K | 0.00% | +8,287 | New |
| Belvedere Trading LLC | 8,324 | $171.5K | 0.08% | +8,324 | New |
| Y.D. More Investments Ltd | 10,221 | $210.6K | 0.05% | +4,420+76.2% | Added |
| Commonwealth Equity Services, LLC | 10,510 | $216.0K | 0.00% | +10+0.1% | Added |
| Arizona State Retirement System | 11,049 | $227.6K | 0.00% | +324+3.0% | Added |
| Aigen Investment Management, LP | 11,254 | $231.8K | 0.03% | +11,254 | New |
| Keebeck Alpha, LP | 12,346 | $254.3K | 0.30% | +12,346 | New |
| Two Sigma Investments, LP | 13,351 | $275.0K | 0.00% | +13,351 | New |
| Voya Investment Management LLC | 13,876 | $285.8K | 0.00% | +556+4.2% | Added |
| Caption Management, LLC | 14,000 | $288.4K | 0.06% | +14,000 | New |
| Manufacturers Life Insurance Company, The | 14,422 | $297.1K | 0.00% | 00.0% | Unchanged |
| Hunting Hill Global Capital, LLC | 14,512 | $298.9K | 0.34% | +14,512 | New |
| Citadel Advisors LLC | 15,197 | $313.1K | 0.00% | +212+1.4% | Added |
| Algert Global LLC | 15,516 | $319.6K | 0.02% | +1,516+10.8% | Added |
| Legal & General Group Plc | 15,900 | $327.5K | 0.00% | +1,649+11.6% | Added |
| Public Employees Retirement System of Ohio | 18,000 | $371.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 19,028 | $392.0K | 0.00% | −5,633−22.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 19,681 | $405.4K | 0.00% | +3,023+18.1% | Added |
| Bordeaux Wealth Advisors LLC | 20,000 | $412.0K | 0.21% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 20,090 | $413.9K | 0.00% | −70.0% | Reduced |
| ProShare Advisors LLC | 20,755 | $427.6K | 0.00% | +20,755 | New |
| Fifth Lane Capital, LP | 20,873 | $430.0K | 0.54% | −61,827−74.8% | Reduced |
| American International Group, Inc. | 21,116 | $435.0K | 0.00% | +3,094+17.2% | Added |
| Occudo Quantitative Strategies LP | 21,135 | $435.4K | 0.04% | +21,135 | New |
| SG Americas Securities, LLC | 22,251 | $458.0K | 0.01% | +10,178+84.3% | Added |
| MetLife Investment Management | 23,469 | $483.5K | 0.00% | +3,062+15.0% | Added |
| Occidental Asset Management, LLC | 23,927 | $492.9K | 0.12% | 00.0% | Unchanged |
| Summit Wealth & Retirement Planning, Inc. | 24,007 | $494.5K | 0.18% | −66,254−73.4% | Reduced |
| Catalyst Private Wealth, LLC | 26,430 | $544.5K | 0.38% | +26,430 | New |
| Guggenheim Capital LLC | 28,429 | $585.6K | 0.00% | +5,009+21.4% | Added |
| Equitec Proprietary Markets, LLC | 29,400 | $605.6K | 0.57% | +29,400 | New |
| STRS Ohio | 29,600 | $609.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 30,035 | $618.7K | 0.00% | +13,039+76.7% | Added |
| Citigroup Inc | 30,218 | $622.5K | 0.00% | −56,072−65.0% | Reduced |
| Prelude Capital Management, LLC | 31,952 | $658.2K | 0.04% | +5,185+19.4% | Added |
| Walleye Capital LLC | 32,069 | $660.6K | 0.01% | +32,069 | New |
| Barclays PLC | 39,691 | $817.6K | 0.00% | −129,211−76.5% | Reduced |
| UBS Asset Management Americas Inc | 40,612 | $836.6K | 0.00% | +3,923+10.7% | Added |
| FNY Investment Advisers, LLC | 42,540 | $876.0K | 1.01% | +42,040+8,408.0% | Added |
| Atomi Financial Group, Inc. | 45,074 | $928.5K | 0.52% | +45,074 | New |
| Integrated Advisors Network LLC | 48,800 | $1.01M | 0.06% | 00.0% | Unchanged |
| PenderFund Capital Management Ltd. | 37,430 | $1.04M | 0.33% | +13,130+54.0% | Added |
| Squarepoint Ops LLC | 53,950 | $1.11M | 0.01% | +53,950 | New |
| Yakira Capital Management, Inc. | 54,677 | $1.13M | 0.29% | 00.0% | Unchanged |
| Fred Alger Management, LLC | 57,134 | $1.18M | 0.01% | +210.0% | Added |
| Picton Mahoney Asset Management | 58,191 | $1.20M | 0.06% | +21,091+56.8% | Added |
| Rhumbline Advisers | 59,343 | $1.22M | 0.00% | +9,447+18.9% | Added |
| Taconic Capital Advisors LP | 60,000 | $1.24M | 0.08% | −190,000−76.0% | Reduced |
| Tudor Investment Corp Et Al | 60,083 | $1.24M | 0.02% | +341+0.6% | Added |
| Invesco Ltd. | 66,458 | $1.37M | 0.00% | +1,798+2.8% | Added |
| Ameriprise Financial Inc | 67,368 | $1.39M | 0.00% | +26,964+66.7% | Added |
| Natixis | 71,374 | $1.47M | 0.01% | −6,791−8.7% | Reduced |
| Wolverine Asset Management LLC | 71,393 | $1.47M | 0.03% | +500+0.7% | Added |
| Gamco Investors, Inc. Et Al | 76,828 | $1.58M | 0.02% | +6,692+9.5% | Added |
| Swiss National Bank | 82,400 | $1.70M | 0.00% | −9,300−10.1% | Reduced |
| Qube Research & Technologies Ltd | 86,448 | $1.78M | 0.01% | −210,397−70.9% | Reduced |
| Crystalline Management Inc. | 90,117 | $1.79M | 1.38% | +40,117+80.2% | Added |
| Kellner Capital, LLC | 93,000 | $1.92M | 2.67% | +29,600+46.7% | Added |
| Mint Tower Capital Management B.V. | 96,174 | $1.98M | 0.27% | +96,174 | New |
| Brookfield Asset Management Inc. | 100,000 | $2.06M | 0.01% | −25,000−20.0% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 100,000 | $2.06M | 0.01% | +100,000 | New |
| Norges Bank | 110,000 | $2.27M | 0.00% | +110,000 | New |
| BCK Capital Management LP | 111,402 | $2.29M | 2.00% | +20,310+22.3% | Added |
| Charles Schwab Investment Management Inc | 115,195 | $2.37M | 0.00% | +13,710+13.5% | Added |
| Susquehanna International Group, LLP | 130,827 | $2.70M | 0.00% | +11,804+9.9% | Added |
| Nuveen Asset Management, LLC | 140,258 | $2.89M | 0.00% | +2,428+1.8% | Added |
| Kapitalo Investimentos Ltda | 148,341 | $3.06M | 1.01% | +148,341 | New |
| Polar Asset Management Partners Inc. | 150,000 | $3.09M | 0.05% | −259,333−63.4% | Reduced |
| Vivaldi Asset Management, LLC | 166,824 | $3.44M | 0.15% | −22,344−11.8% | Reduced |
| Herald Investment Management Ltd | 175,000 | $3.60M | 0.80% | 00.0% | Unchanged |
| Bank of America Corp | 175,082 | $3.61M | 0.00% | +104,662+148.6% | Added |
| Crabel Capital Management, LLC | 177,069 | $3.65M | 1.62% | 00.0% | Unchanged |
| Candriam Luxembourg S.C.A. | 195,134 | $3.70M | 0.03% | −62,398−24.2% | Reduced |
| JPMorgan Chase & Co | 180,493 | $3.72M | 0.00% | −88,673−32.9% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 182,000 | $3.75M | 0.09% | +70,000+62.5% | Added |
| California State Teachers Retirement System | 183,865 | $3.79M | 0.01% | +51,534+38.9% | Added |
| Boothbay Fund Management, LLC | 184,415 | $3.80M | 0.11% | +58,458+46.4% | Added |