Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Earthstone Energy Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- +39 vs. Q4 2021
- Shares held
- 55.2M
- +21.5M (+63.8%) vs. Q4 2021
- Total value
- $697.1M
- +$328.9M (+89.3%) vs. Q4 2021
- New holders
- 48
- 58 more added
- Sold out
- 9
- 30 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 77 | $0 | 0.00% | −226−74.6% | Reduced |
| Key Financial Inc | 9 | $0 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 3 | $49 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 74 | $1.00K | 0.00% | −50−40.3% | Reduced |
| EverSource Wealth Advisors, LLC | 228 | $3.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 428 | $5.00K | 0.00% | +328+328.0% | Added |
| Brown Brothers Harriman & Co | 445 | $6.00K | 0.00% | +445 | New |
| Raffa Wealth Management, LLC | 577 | $7.29K | 0.00% | −188−24.6% | Reduced |
| GW&K Investment Management, LLC | 655 | $8.00K | 0.00% | +655 | New |
| Fifth Third Bancorp | 1,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 1,121 | $14.0K | 0.00% | +1,121 | New |
| Citigroup Inc | 1,291 | $16.0K | 0.00% | −5,422−80.8% | Reduced |
| Advisor Group Holdings, Inc. | 1,335 | $17.0K | 0.00% | +1,335 | New |
| First Horizon Advisors, Inc. | 1,531 | $19.0K | 0.00% | +1,531 | New |
| Harbor Investment Advisory, LLC | 1,597 | $20.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 1,692 | $21.4K | 0.00% | −4,832−74.1% | Reduced |
| Harvest Fund Management Co., Ltd | 1,955 | $24.0K | 0.01% | +1,955 | New |
| TCI Wealth Advisors, Inc. | 1,977 | $25.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,393 | $30.0K | 0.00% | +739+44.7% | Added |
| Asset Dedication, LLC | 2,532 | $32.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 2,662 | $34.0K | 0.00% | +644+31.9% | Added |
| Amalgamated Bank | 3,251 | $41.0K | 0.00% | +3,251 | New |
| Amalgamated Financial Corp. | 3,251 | $41.0K | 0.00% | +3,251 | New |
| State of Wyoming | 3,953 | $50.0K | 0.03% | +3,612+1,059.2% | Added |
| Barclays PLC | 5,032 | $64.0K | 0.00% | −25,756−83.7% | Reduced |
| FMR LLC | 5,230 | $66.0K | 0.00% | +5,230 | New |
| Tower Research Capital LLC (TRC) | 5,515 | $70.0K | 0.00% | +4,679+559.7% | Added |
| Ellevest, Inc. | 6,946 | $88.0K | 0.01% | +2,890+71.3% | Added |
| UBS Group AG | 7,900 | $100.0K | 0.00% | −4,288−35.2% | Reduced |
| Captrust Financial Advisors | 9,184 | $116.0K | 0.00% | +1,375+17.6% | Added |
| Point72 Hong Kong Ltd | 9,326 | $118.0K | 0.01% | +9,326 | New |
| Manufacturers Life Insurance Company, The | 10,531 | $133.0K | 0.00% | +10,531 | New |
| C M Bidwell & Associates Ltd | 10,710 | $135.0K | 0.09% | 00.0% | Unchanged |
| Voya Investment Management LLC | 10,694 | $135.0K | 0.00% | +10,694 | New |
| Allspring Global Investments Holdings, LLC | 11,736 | $148.0K | 0.00% | −14,728−55.7% | Reduced |
| D.A. Davidson & Co. | 11,895 | $150.0K | 0.00% | +11,895 | New |
| Gsa Capital Partners LLP | 12,657 | $160.0K | 0.02% | −28,025−68.9% | Reduced |
| STRS Ohio | 12,900 | $162.0K | 0.00% | −35,600−73.4% | Reduced |
| Balyasny Asset Management LLC | 13,077 | $165.0K | 0.00% | +13,077 | New |
| SG Americas Securities, LLC | 13,073 | $165.0K | 0.00% | +13,073 | New |
| California State Teachers Retirement System | 13,204 | $167.0K | 0.00% | −634−4.6% | Reduced |
| Great Lakes Advisors, LLC | 13,706 | $173.0K | 0.00% | −2,167−13.7% | Reduced |
| MetLife Investment Management | 13,900 | $175.6K | 0.00% | +4,832+53.3% | Added |
| Man Group plc | 14,202 | $179.0K | 0.00% | +844+6.3% | Added |
| The PNC Financial Services Group, Inc. | 14,472 | $182.0K | 0.00% | +14,472 | New |
| American International Group, Inc. | 15,318 | $193.0K | 0.00% | +1,847+13.7% | Added |
| Brandywine Global Investment Management, LLC | 16,009 | $202.0K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 16,000 | $202.0K | 0.00% | +16,000 | New |
| Sigma Planning Corp | 16,465 | $208.0K | 0.01% | +6,025+57.7% | Added |
| Deutsche Bank AG | 16,940 | $214.0K | 0.00% | +1,535+10.0% | Added |
| Cambria Investment Management, L.P. | 16,918 | $214.0K | 0.03% | +16,918 | New |
| Dynamic Technology Lab Private Ltd | 16,962 | $214.0K | 0.03% | +16,962 | New |
| Jane Street Group, LLC | 17,210 | $217.0K | 0.00% | +17,210 | New |
| Simplex Trading, LLC | 17,684 | $223.0K | 0.01% | +11,469+184.5% | Added |
| Occudo Quantitative Strategies LP | 18,607 | $235.0K | 0.02% | −17,980−49.1% | Reduced |
| Davidson Kempner Capital Management LP | 20,004 | $237.0K | 0.00% | −157,415−88.7% | Reduced |
| Two Sigma Advisers, LP | 20,400 | $258.0K | 0.00% | +20,400 | New |
| Black Swift Group, LLC | 21,000 | $265.0K | 0.10% | +21,000 | New |
| Bailard, Inc. | 21,200 | $268.0K | 0.01% | −4,620−17.9% | Reduced |
| Petrus Trust Company, LTA | 21,515 | $272.0K | 0.03% | +21,515 | New |
| Aigen Investment Management, LP | 22,685 | $287.0K | 0.05% | +22,685 | New |
| Boston Partners | 22,802 | $288.0K | 0.00% | −35,032−60.6% | Reduced |
| Intrepid Capital Management Inc | 25,168 | $318.0K | 0.19% | +25,168 | New |
| Wells Fargo & Company | 27,020 | $342.0K | 0.00% | −20,349−43.0% | Reduced |
| Campbell & CO Investment Adviser LLC | 27,175 | $343.0K | 0.09% | +27,175 | New |
| Brinker Capital Investments, LLC | 27,917 | $353.0K | 0.01% | +27,917 | New |
| Paloma Partners Management Co | 28,234 | $357.0K | 0.03% | +28,234 | New |
| Blueshift Asset Management, LLC | 28,861 | $365.0K | 0.03% | +28,861 | New |
| Envestnet Asset Management Inc | 30,870 | $390.0K | 0.00% | +30,870 | New |
| Zacks Investment Management | 32,206 | $407.0K | 0.01% | +1,790+5.9% | Added |
| Ethic Inc. | 33,275 | $420.0K | 0.03% | +15,321+85.3% | Added |
| State of Tennessee, Treasury Department | 34,177 | $432.0K | 0.00% | +17,522+105.2% | Added |
| Royal Bank of Canada | 35,681 | $451.0K | 0.00% | +17,485+96.1% | Added |
| Belvedere Trading LLC | 32,946 | $491.0K | 0.35% | +32,946 | New |
| Quantbot Technologies LP | 43,014 | $543.0K | 0.05% | +33,932+373.6% | Added |
| Rhumbline Advisers | 43,851 | $554.0K | 0.00% | +12,354+39.2% | Added |
| Heritage Investors Management Corp | 46,004 | $581.0K | 0.02% | 00.0% | Unchanged |
| Atom Investors LP | 48,158 | $608.0K | 0.28% | +48,158 | New |
| Denali Advisors LLC | 49,300 | $623.0K | 0.24% | +49,300 | New |
| Prelude Capital Management, LLC | 51,104 | $645.0K | 0.03% | +13,426+35.6% | Added |
| Acadian Asset Management LLC | 53,131 | $669.0K | 0.00% | +40,835+332.1% | Added |
| D. E. Shaw & Co., Inc. | 53,023 | $670.0K | 0.00% | −51,235−49.1% | Reduced |
| Citadel Advisors LLC | 56,405 | $712.0K | 0.00% | −104,288−64.9% | Reduced |
| AQR Capital Management LLC | 57,835 | $730.0K | 0.00% | −114,048−66.4% | Reduced |
| Qube Research & Technologies Ltd | 58,333 | $737.0K | 0.01% | +58,333 | New |
| Credit Suisse AG | 63,272 | $799.0K | 0.00% | +63,272 | New |
| GWM Advisors LLC | 64,243 | $811.0K | 0.01% | +48,029+296.2% | Added |
| Jump Financial, LLC | 67,449 | $852.0K | 0.04% | +15,549+30.0% | Added |
| Glenmede Trust Co NA | 70,155 | $886.0K | 0.00% | +70,155 | New |
| BNP Paribas Arbitrage, SA | 72,873 | $920.4K | 0.00% | −47,491−39.5% | Reduced |
| Summit Global Investments | 79,079 | $999.0K | 0.07% | +27,479+53.3% | Added |
| Jackson Creek Investment Advisors LLC | 82,668 | $1.04M | 0.38% | +82,668 | New |
| Charles Schwab Investment Management Inc | 82,690 | $1.04M | 0.00% | +12,506+17.8% | Added |
| Oberweis Asset Management Inc | 85,200 | $1.08M | 0.22% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 89,777 | $1.13M | 0.00% | +27,001+43.0% | Added |
| Outfitter Financial LLC | 89,900 | $1.14M | 0.87% | −2,350−2.5% | Reduced |
| Diametric Capital, LP | 93,246 | $1.18M | 0.65% | +29,011+45.2% | Added |
| First Trust Advisors LP | 93,165 | $1.18M | 0.00% | +49,112+111.5% | Added |
| Phocas Financial Corp. | 103,767 | $1.31M | 0.17% | +103,767 | New |
| EAM Investors, LLC | 104,647 | $1.32M | 0.25% | +104,647 | New |