Eaton Vance Senior Floating-Rate Trust
EFR- Exchange
- NYSE
- SEC CIK
- 0001258623
No open-market purchases or sales by Eaton Vance Senior Floating-Rate Trust insiders were filed in the last 90 days; 100 institutions reported holding it in 13F filings for Q2 2026, worth $124.9M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Eaton Vance Senior Floating-Rate Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- −16 vs. Q2 2021
- Shares held
- 6.47M
- −7.14M (−52.5%) vs. Q2 2021
- Total value
- $94.5M
- −$97.9M (−50.9%) vs. Q2 2021
- New holders
- 7
- 19 more added
- Sold out
- 23
- 27 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting EFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 100 | $124.9M |
| Q1 2026 | 98 | $117.3M |
| Q4 2025 | 97 | $123.3M |
| Q3 2025 | 98 | $105.3M |
| Q2 2025 | 89 | $95.6M |
| Q1 2025 | 88 | $89.5M |
| Q4 2024 | 95 | $90.2M |
| Q3 2024 | 90 | $83.7M |
| Q2 2024 | 82 | $83.9M |
| Q1 2024 | 87 | $89.8M |
| Q4 2023 | 87 | $91.6M |
| Q3 2023 | 88 | $89.6M |
| Q2 2023 | 83 | $88.0M |
| Q1 2023 | 92 | $86.3M |
| Q4 2022 | 94 | $82.9M |
| Q3 2022 | 85 | $78.0M |
| Q2 2022 | 79 | $86.9M |
| Q1 2022 | 81 | $86.0M |
| Q4 2021 | 86 | $101.8M |
| Q3 2021 | 73 | $94.5M |
| Q2 2021 | 90 | $192.4M |
| Q1 2021 | 94 | $190.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Eaton Vance Senior Floating-Rate Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Penserra Capital Management LLC | 779,405 | $11.4M | 0.24% | +779,405 | New |
| Marble Harbor Investment Counsel, LLC | 547,303 | $8.00M | 1.08% | +40,053+7.9% | Added |
| Bank of America Corp | 480,407 | $7.02M | 0.00% | +42,444+9.7% | Added |
| Morgan Stanley | 477,150 | $6.97M | 0.00% | +124,106+35.2% | Added |
| Invesco Ltd. | 471,634 | $6.89M | 0.00% | −99,801−17.5% | Reduced |
| Guggenheim Capital LLC | 471,342 | $6.89M | 0.04% | +49,913+11.8% | Added |
| White Pine Capital LLC | 412,203 | $6.02M | 1.85% | +6,500+1.6% | Added |
| Capital Investment Advisors, LLC | 326,687 | $4.77M | 0.16% | −29,767−8.4% | Reduced |
| UBS Group AG | 251,139 | $3.67M | 0.00% | −24,007−8.7% | Reduced |
| Ameriprise Financial Inc | 199,400 | $2.92M | 0.00% | +35,356+21.6% | Added |
| Intersect Capital LLC | 194,533 | $2.84M | 0.49% | +89,119+84.5% | Added |
| Advisor Group Holdings, Inc. | 158,805 | $2.32M | 0.00% | −39,490−19.9% | Reduced |
| Wells Fargo & Company | 146,653 | $2.14M | 0.00% | −69,081−32.0% | Reduced |
| Advisors Asset Management, Inc. | 134,859 | $1.97M | 0.03% | −61,305−31.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 118,302 | $1.73M | 0.01% | −214,557−64.5% | Reduced |
| Geneva Partners, LLC | 108,647 | $1.59M | 0.78% | +54,814+101.8% | Added |
| Ballew Advisors, Inc | 91,715 | $1.36M | 1.00% | −91,028−49.8% | Reduced |
| Oxbow Advisors, LLC | 85,496 | $1.25M | 0.13% | −2,400−2.7% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 77,975 | $1.14M | 0.41% | 00.0% | Unchanged |
| Raymond James & Associates | 75,329 | $1.10M | 0.00% | +64,910+623.0% | Added |
| LPL Financial LLC | 66,149 | $966.0K | 0.00% | +2,257+3.5% | Added |
| Mid Atlantic Financial Management Inc | 56,311 | $823.0K | 0.06% | +3,670+7.0% | Added |
| Garner Asset Management Corp | 53,471 | $781.0K | 0.37% | −28−0.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 49,395 | $721.0K | 0.00% | +1,527+3.2% | Added |
| WESCAP Management Group, Inc. | 48,903 | $714.0K | 0.21% | −5,451−10.0% | Reduced |
| Shufro Rose & Co LLC | 34,600 | $506.0K | 0.04% | +6,000+21.0% | Added |
| Virtus ETF Advisers LLC | 32,323 | $472.0K | 0.21% | −425−1.3% | Reduced |
| V Wealth Advisors LLC | 30,425 | $445.0K | 0.07% | +30,425 | New |
| Quilter Plc | 30,247 | $442.0K | 0.01% | −2,434−7.4% | Reduced |
| Prospera Financial Services Inc | 25,900 | $378.0K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 24,291 | $355.0K | 0.00% | −170−0.7% | Reduced |
| Financial Advocates Investment Management | 23,359 | $341.0K | 0.02% | 00.0% | Unchanged |
| Shorepoint Capital Partners LLC | 21,000 | $307.0K | 0.14% | +21,000 | New |
| Highlander Capital Management, LLC | 20,509 | $300.0K | 0.15% | −2,027−9.0% | Reduced |
| Sandy Spring Bank | 20,500 | $300.0K | 0.02% | 00.0% | Unchanged |
| St Germain D J Co Inc | 20,000 | $292.0K | 0.02% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 20,001 | $292.0K | 0.01% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 18,780 | $274.0K | 0.01% | +90.0% | Added |
| Aviance Capital Partners, LLC | 18,152 | $265.0K | 0.05% | −2,470−12.0% | Reduced |
| Jane Street Group, LLC | 17,647 | $258.0K | 0.00% | +17,647 | New |
| Commonwealth Equity Services, LLC | 16,941 | $247.0K | 0.00% | −340−2.0% | Reduced |
| CPWM, LLC | 14,946 | $218.0K | 0.02% | −10,238−40.7% | Reduced |
| Lumature Wealth Partners, LLC | 14,764 | $216.0K | 0.09% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 14,000 | $205.0K | 0.05% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 13,273 | $194.0K | 0.00% | +2,087+18.7% | Added |
| Envestnet Asset Management Inc | 13,181 | $193.0K | 0.00% | −68,047−83.8% | Reduced |
| Sigma Planning Corp | 12,074 | $176.0K | 0.01% | −15,350−56.0% | Reduced |
| Cetera Investment Advisers | 11,826 | $173.0K | 0.00% | −519−4.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 11,777 | $172.0K | 0.00% | −11,423−49.2% | Reduced |
| Synovus Financial Corp | 11,587 | $169.0K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 11,209 | $164.0K | 0.00% | +11,209 | New |
| IHT Wealth Management, LLC | 10,884 | $159.0K | 0.01% | 00.0% | Unchanged |
| Scotia Capital Inc. | 10,216 | $149.0K | 0.00% | −226−2.2% | Reduced |
| Eaton Vance Management | 8,975 | $131.0K | 0.00% | 00.0% | Unchanged |
| JTC Employer Solutions Trusteee Ltd | 7,000 | $102.0K | 0.01% | +7,000 | New |
| Caldwell Trust Co | 6,000 | $87.7K | 0.01% | +3,000+100.0% | Added |
| Steward Partners Investment Advisory, LLC | 4,800 | $70.0K | 0.00% | +350+7.9% | Added |
| Addison Advisors LLC | 4,548 | $66.0K | 0.05% | −900−16.5% | Reduced |
| Optimum Investment Advisors | 4,300 | $63.0K | 0.03% | −1,400−24.6% | Reduced |
| Boston Private Wealth LLC | 3,648 | $53.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 3,301 | $48.0K | 0.00% | −450−12.0% | Reduced |
| Montag A & Associates Inc | 3,029 | $44.0K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 3,000 | $44.0K | 0.03% | 00.0% | Unchanged |
| Citigroup Inc | 2,457 | $36.0K | 0.00% | +1,802+275.1% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 2,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 1,952 | $28.0K | 0.00% | +25+1.3% | Added |
| US Bancorp | 1,500 | $22.0K | 0.00% | 00.0% | Unchanged |
| Belmont Capital, LLC | 1,080 | $16.0K | 0.01% | −2,726−71.6% | Reduced |
| Geneos Wealth Management Inc. | 600 | $8.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 416 | $6.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 225 | $3.00K | 0.00% | 00.0% | Unchanged |
| HBC Financial Services, PLLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −3,498,624−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −1,155,714−100.0% | Sold out |
| Oak Hill Advisors LP | 0 | $0 | 0.00% | −795,017−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −540,390−100.0% | Sold out |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −461,934−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −333,680−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −249,392−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −163,578−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −108,972−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −95,975−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −91,835−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −65,917−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −59,200−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −51,551−100.0% | Sold out |
| Rock Point Advisors, LLC | 0 | $0 | 0.00% | −26,475−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −19,147−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −15,652−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −13,308−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −11,498−100.0% | Sold out |
| AlphaStar Capital Management, LLC | 0 | $0 | 0.00% | −11,250−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,819−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −756−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |