BlackRock ESG Capital Allocation Term Trust
ECAT- Exchange
- NYSE
- SEC CIK
- 0001864843
In the last 90 days, BlackRock ESG Capital Allocation Term Trust insiders filed 1 open-market purchase and 34 sales; 78 institutions reported holding it in 13F filings for Q2 2026, worth $512.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in BlackRock ESG Capital Allocation Term Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- −1 vs. Q3 2023
- Shares held
- 44.8M
- +5.17M (+13.1%) vs. Q3 2023
- Total value
- $722.0M
- +$136.5M (+23.3%) vs. Q3 2023
- New holders
- 12
- 23 more added
- Sold out
- 13
- 31 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 78 | $512.4M |
| Q1 2026 | 84 | $501.0M |
| Q4 2025 | 79 | $616.5M |
| Q3 2025 | 74 | $669.8M |
| Q2 2025 | 79 | $697.2M |
| Q1 2025 | 72 | $675.8M |
| Q4 2024 | 69 | $742.9M |
| Q3 2024 | 65 | $822.3M |
| Q2 2024 | 63 | $842.7M |
| Q1 2024 | 71 | $817.9M |
| Q4 2023 | 74 | $722.0M |
| Q3 2023 | 76 | $591.1M |
| Q2 2023 | 67 | $595.7M |
| Q1 2023 | 65 | $569.4M |
| Q4 2022 | 71 | $439.1M |
| Q3 2022 | 55 | $273.6M |
| Q2 2022 | 49 | $244.9M |
| Q1 2022 | 36 | $200.2M |
| Q4 2021 | 34 | $146.2M |
| Q3 2021 | 11 | $31.9M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding BlackRock ESG Capital Allocation Term Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ancora Advisors, LLC | 100 | $1.61K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 250 | $4.03K | 0.00% | +250 | New |
| BFSG, LLC | 490 | $7.90K | 0.00% | +490 | New |
| JFS Wealth Advisors, LLC | 500 | $8.06K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 825 | $13.3K | 0.00% | +825 | New |
| Colonial Trust Co | 900 | $14.5K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 1,069 | $17.3K | 0.00% | −4−0.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,636 | $26.4K | 0.01% | −128,540−98.7% | Reduced |
| Northwest Financial Advisors | 1,690 | $27.3K | 0.02% | +1,690 | New |
| Tower Research Capital LLC (TRC) | 1,782 | $28.7K | 0.00% | +1,582+791.0% | Added |
| Steward Partners Investment Advisory, LLC | 2,729 | $44.0K | 0.00% | −557−17.0% | Reduced |
| Carolinas Wealth Consulting LLC | 4,911 | $79.2K | 0.02% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 5,895 | $95.1K | 0.01% | +5,875+29,375.0% | Added |
| Cape Investment Advisory, Inc. | 6,058 | $97.7K | 0.05% | +6,058 | New |
| Cambridge Investment Research Advisors, Inc. | 12,257 | $198.0K | 0.00% | +34+0.3% | Added |
| Arete Wealth Advisors, LLC | 12,654 | $204.1K | 0.02% | +306+2.5% | Added |
| Jane Street Group, LLC | 13,610 | $219.5K | 0.00% | −10,991−44.7% | Reduced |
| JPMorgan Chase & Co | 14,230 | $229.5K | 0.00% | −6,000−29.7% | Reduced |
| Creative Planning | 14,250 | $229.9K | 0.00% | −700−4.7% | Reduced |
| Raymond James & Associates | 15,503 | $250.1K | 0.00% | +3,026+24.3% | Added |
| Calton & Associates, Inc. | 16,731 | $269.9K | 0.11% | +16,731 | New |
| Quadrature Capital Ltd | 16,803 | $271.1K | 0.00% | +16,803 | New |
| Comerica Bank | 19,001 | $306.5K | 0.00% | −655−3.3% | Reduced |
| HighTower Advisors, LLC | 22,500 | $363.0K | 0.00% | +22,500 | New |
| Brown Brothers Harriman & Co | 23,035 | $371.6K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 23,050 | $372.0K | 0.00% | +9,158+65.9% | Added |
| Virtu Financial LLC | 23,055 | $372.0K | 0.03% | +23,055 | New |
| Truist Financial Corp | 25,253 | $407.3K | 0.00% | −860−3.3% | Reduced |
| Janney Montgomery Scott LLC | 31,175 | $503.0K | 0.00% | −2,766−8.1% | Reduced |
| D.A. Davidson & Co. | 33,830 | $545.7K | 0.01% | +2,000+6.3% | Added |
| Alpine Global Management, LLC | 34,927 | $563.4K | 0.15% | −28,186−44.7% | Reduced |
| Boothbay Fund Management, LLC | 35,571 | $573.8K | 0.02% | −8,731−19.7% | Reduced |
| Dakota Wealth Management | 40,840 | $658.8K | 0.03% | +235+0.6% | Added |
| 1607 Capital Partners, LLC | 41,449 | $668.6K | 0.05% | −202,741−83.0% | Reduced |
| LPL Financial LLC | 41,634 | $671.5K | 0.00% | +5,112+14.0% | Added |
| Susquehanna International Group, LLP | 41,736 | $673.2K | 0.00% | +4,034+10.7% | Added |
| The PNC Financial Services Group, Inc. | 41,830 | $674.7K | 0.00% | −1,700−3.9% | Reduced |
| Wedbush Securities Inc | 44,221 | $713.0K | 0.03% | −4,075−8.4% | Reduced |
| Flagship Harbor Advisors, LLC | 46,875 | $756.1K | 0.05% | +9,501+25.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 51,137 | $824.8K | 0.00% | +13,762+36.8% | Added |
| Fountainhead AM, LLC | 52,472 | $846.4K | 0.23% | +35,352+206.5% | Added |
| Millennium Management LLC | 54,634 | $881.2K | 0.00% | −85,327−61.0% | Reduced |
| Toroso Investments, LLC | 57,715 | $930.9K | 0.02% | −1,020−1.7% | Reduced |
| Meteora Capital, LLC | 65,782 | $1.06M | 0.18% | −16,218−19.8% | Reduced |
| Bulldog Investors, LLP | 73,787 | $1.19M | 0.39% | −376,937−83.6% | Reduced |
| Oppenheimer & Co Inc | 77,335 | $1.25M | 0.02% | +54,553+239.5% | Added |
| Ameriprise Financial Inc | 92,239 | $1.49M | 0.00% | −1,362−1.5% | Reduced |
| Advisor Group Holdings, Inc. | 95,935 | $1.55M | 0.00% | +19,851+26.1% | Added |
| Apexium Financial, LP | 100,000 | $1.61M | 0.12% | +100,000 | New |
| Blue Bell Private Wealth Management, LLC | 108,603 | $1.75M | 0.42% | +19,325+21.6% | Added |
| Qube Research & Technologies Ltd | 122,155 | $1.97M | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 123,287 | $1.99M | 0.00% | −2,867−2.3% | Reduced |
| HBK Investments L P | 123,986 | $2.00M | 0.05% | 00.0% | Unchanged |
| Americana Partners, LLC | 145,725 | $2.35M | 0.22% | +646+0.4% | Added |
| Goldman Sachs Group Inc | 149,496 | $2.41M | 0.00% | −11,063−6.9% | Reduced |
| Private Management Group Inc | 215,571 | $3.48M | 0.13% | −3,683−1.7% | Reduced |
| Icon Advisers Inc | 302,202 | $4.87M | 1.12% | +302,202 | New |
| City of London Investment Management Co Ltd | 341,672 | $5.51M | 0.45% | −150,000−30.5% | Reduced |
| D. E. Shaw & Co., Inc. | 461,265 | $7.44M | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 489,515 | $7.90M | 0.00% | −11,304−2.3% | Reduced |
| Advisors Asset Management, Inc. | 512,411 | $8.27M | 0.17% | +38,962+8.2% | Added |
| Relative Value Partners Group, LLC | 516,142 | $8.33M | 0.51% | +93,034+22.0% | Added |
| Bank of America Corp | 545,077 | $8.79M | 0.00% | +3,678+0.7% | Added |
| Almitas Capital LLC | 623,201 | $10.1M | 3.46% | −374,667−37.5% | Reduced |
| Cohen & Steers, Inc. | 644,890 | $10.4M | 0.02% | −65,000−9.2% | Reduced |
| UBS Group AG | 722,133 | $11.6M | 0.00% | −79,977−10.0% | Reduced |
| Royal Bank of Canada | 759,663 | $12.3M | 0.00% | +323,485+74.2% | Added |
| Pathstone Holdings, LLC | 1,175,938 | $19.0M | 0.10% | +1,175,938 | New |
| Invesco Ltd. | 1,276,203 | $20.6M | 0.00% | −7,151−0.6% | Reduced |
| Karpus Management, Inc. | 1,622,093 | $26.2M | 0.80% | −46,681−2.8% | Reduced |
| Sit Investment Associates Inc | 2,112,794 | $34.1M | 0.84% | +159,748+8.2% | Added |
| Morgan Stanley | 3,090,009 | $49.8M | 0.00% | −1,680,652−35.2% | Reduced |
| Rivernorth Capital Management, LLC | 3,091,543 | $49.9M | 2.39% | −1,524,327−33.0% | Reduced |
| Saba Capital Management, L.P. | 24,048,629 | $387.9M | 9.54% | +8,712,897+56.8% | Added |
| Woodline Partners LP | 0 | $0 | 0.00% | −674,999−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −235,851−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −73,300−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −53,807−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −44,700−100.0% | Sold out |
| SkyView Investment Advisors, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Carmel Capital Partners, LLC | 0 | $0 | 0.00% | −16,250−100.0% | Sold out |
| Virtue Capital Management, LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −12,815−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −10,798−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −10,281−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −10,152−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −742−100.0% | Sold out |
| Advisor Partners II, LLC | – | – | – | – | Not filed |