BlackRock ESG Capital Allocation Term Trust
ECAT- Exchange
- NYSE
- SEC CIK
- 0001864843
In the last 90 days, BlackRock ESG Capital Allocation Term Trust insiders filed 1 open-market purchase and 35 sales; 78 institutions reported holding it in 13F filings for Q2 2026, worth $512.4M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in BlackRock ESG Capital Allocation Term Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- +9 vs. Q2 2023
- Shares held
- 40.0M
- +1.95M (+5.1%) vs. Q2 2023
- Total value
- $591.1M
- −$4.63M (−0.8%) vs. Q2 2023
- New holders
- 14
- 27 more added
- Sold out
- 5
- 23 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 78 | $512.4M |
| Q1 2026 | 84 | $501.0M |
| Q4 2025 | 79 | $616.5M |
| Q3 2025 | 74 | $669.8M |
| Q2 2025 | 79 | $697.2M |
| Q1 2025 | 72 | $675.8M |
| Q4 2024 | 69 | $742.9M |
| Q3 2024 | 65 | $822.3M |
| Q2 2024 | 63 | $842.7M |
| Q1 2024 | 71 | $817.9M |
| Q4 2023 | 74 | $722.0M |
| Q3 2023 | 76 | $591.1M |
| Q2 2023 | 67 | $595.7M |
| Q1 2023 | 65 | $569.4M |
| Q4 2022 | 71 | $439.1M |
| Q3 2022 | 55 | $273.6M |
| Q2 2022 | 49 | $244.9M |
| Q1 2022 | 36 | $200.2M |
| Q4 2021 | 34 | $146.2M |
| Q3 2021 | 11 | $31.9M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding BlackRock ESG Capital Allocation Term Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 15,335,732 | $226.8M | 7.21% | +2,077,944+15.7% | Added |
| Morgan Stanley | 4,770,661 | $70.6M | 0.01% | −241,681−4.8% | Reduced |
| Rivernorth Capital Management, LLC | 4,615,870 | $68.3M | 3.54% | −866,207−15.8% | Reduced |
| Sit Investment Associates Inc | 1,953,046 | $28.9M | 0.79% | +171,105+9.6% | Added |
| Karpus Management, Inc. | 1,668,774 | $24.7M | 0.83% | −9,660−0.6% | Reduced |
| Invesco Ltd. | 1,283,354 | $19.0M | 0.01% | −80,363−5.9% | Reduced |
| Almitas Capital LLC | 997,868 | $14.8M | 7.07% | −88,394−8.1% | Reduced |
| UBS Group AG | 802,110 | $11.9M | 0.01% | +123,201+18.1% | Added |
| Cohen & Steers, Inc. | 709,890 | $10.5M | 0.02% | +38,760+5.8% | Added |
| Woodline Partners LP | 674,999 | $9.98M | 0.12% | −261,108−27.9% | Reduced |
| Bank of America Corp | 541,399 | $8.01M | 0.00% | +23,336+4.5% | Added |
| Wells Fargo & Company | 500,819 | $7.41M | 0.00% | +681+0.1% | Added |
| City of London Investment Management Co Ltd | 491,672 | $7.27M | 0.64% | +5,841+1.2% | Added |
| Advisors Asset Management, Inc. | 473,449 | $7.00M | 0.15% | +101,079+27.1% | Added |
| D. E. Shaw & Co., Inc. | 461,265 | $6.82M | 0.01% | −4,456−1.0% | Reduced |
| Bulldog Investors, LLP | 450,724 | $6.67M | 2.31% | 00.0% | Unchanged |
| Royal Bank of Canada | 436,178 | $6.45M | 0.00% | −13,370−3.0% | Reduced |
| Relative Value Partners Group, LLC | 423,108 | $6.26M | 0.42% | −30,833−6.8% | Reduced |
| Advisor Partners II, LLC | 378,236 | $5.59M | 0.22% | +378,236 | New |
| 1607 Capital Partners, LLC | 244,190 | $3.61M | 0.27% | −77,209−24.0% | Reduced |
| Atlas Wealth LLC | 235,851 | $3.49M | 0.65% | −7,405−3.0% | Reduced |
| Private Management Group Inc | 219,254 | $3.24M | 0.13% | −1,764−0.8% | Reduced |
| Goldman Sachs Group Inc | 160,559 | $2.37M | 0.00% | +160,559 | New |
| Americana Partners, LLC | 145,079 | $2.14M | 0.23% | +65,871+83.2% | Added |
| Millennium Management LLC | 139,961 | $2.07M | 0.00% | +74,090+112.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 130,176 | $1.93M | 0.74% | −40,621−23.8% | Reduced |
| Stifel Financial Corp | 126,154 | $1.87M | 0.00% | +387+0.3% | Added |
| HBK Investments L P | 123,986 | $1.83M | 0.04% | +49,264+65.9% | Added |
| Qube Research & Technologies Ltd | 122,155 | $1.81M | 0.01% | +11,045+9.9% | Added |
| Ameriprise Financial Inc | 93,601 | $1.38M | 0.00% | −2,557−2.7% | Reduced |
| Blue Bell Private Wealth Management, LLC | 89,278 | $1.32M | 0.36% | +2,187+2.5% | Added |
| Meteora Capital, LLC | 82,000 | $1.21M | 0.21% | +82,000 | New |
| Advisor Group Holdings, Inc. | 76,084 | $1.13M | 0.00% | +30,594+67.3% | Added |
| Clough Capital Partners L P | 73,300 | $1.08M | 0.12% | +18,800+34.5% | Added |
| Alpine Global Management, LLC | 63,113 | $933.4K | 0.22% | +2,758+4.6% | Added |
| Toroso Investments, LLC | 58,735 | $868.7K | 0.03% | +2,345+4.2% | Added |
| Walleye Capital LLC | 53,807 | $795.8K | 0.01% | +32,759+155.6% | Added |
| Wedbush Securities Inc | 48,296 | $714.0K | 0.04% | +3,783+8.5% | Added |
| Quarry LP | 44,700 | $661.1K | 0.43% | +28,300+172.6% | Added |
| Boothbay Fund Management, LLC | 44,302 | $655.2K | 0.02% | +44,302 | New |
| The PNC Financial Services Group, Inc. | 43,530 | $643.8K | 0.00% | 00.0% | Unchanged |
| Dakota Wealth Management | 40,605 | $600.5K | 0.03% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 37,702 | $557.6K | 0.00% | +37,702 | New |
| Raymond James Financial Services Advisors, Inc. | 37,375 | $552.8K | 0.00% | +8,604+29.9% | Added |
| Flagship Harbor Advisors, LLC | 37,374 | $552.8K | 0.05% | +7,178+23.8% | Added |
| LPL Financial LLC | 36,522 | $540.2K | 0.00% | −7,127−16.3% | Reduced |
| Janney Montgomery Scott LLC | 33,941 | $502.0K | 0.00% | +3,778+12.5% | Added |
| D.A. Davidson & Co. | 31,830 | $470.8K | 0.01% | −1,600−4.8% | Reduced |
| Truist Financial Corp | 26,113 | $386.2K | 0.00% | −4,661−15.1% | Reduced |
| Jane Street Group, LLC | 24,601 | $363.8K | 0.00% | +24,601 | New |
| Brown Brothers Harriman & Co | 23,035 | $340.7K | 0.00% | +23,035 | New |
| Oppenheimer & Co Inc | 22,782 | $336.9K | 0.01% | +758+3.4% | Added |
| JPMorgan Chase & Co | 20,230 | $299.2K | 0.00% | +20,105+16,084.0% | Added |
| SkyView Investment Advisors, LLC | 20,000 | $296.0K | 0.12% | 00.0% | Unchanged |
| Comerica Bank | 19,656 | $290.7K | 0.00% | +19,656 | New |
| Fountainhead AM, LLC | 17,120 | $253.2K | 0.09% | +17,120 | New |
| Carmel Capital Partners, LLC | 16,250 | $240.3K | 0.11% | +16,250 | New |
| Creative Planning | 14,950 | $221.1K | 0.00% | −1,838−10.9% | Reduced |
| Commonwealth Equity Services, LLC | 13,892 | $205.0K | 0.00% | +294+2.2% | Added |
| Virtue Capital Management, LLC | 12,500 | $196.8K | 0.03% | 00.0% | Unchanged |
| Captrust Financial Advisors | 12,815 | $189.5K | 0.00% | +12,815 | New |
| Raymond James & Associates | 12,477 | $184.5K | 0.00% | −5,949−32.3% | Reduced |
| Arete Wealth Advisors, LLC | 12,348 | $182.6K | 0.03% | −744−5.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 12,223 | $181.0K | 0.00% | +12,223 | New |
| HRT Financial LP | 10,798 | $159.0K | 0.00% | −4,938−31.4% | Reduced |
| Park Avenue Securities LLC | 10,281 | $152.0K | 0.00% | +10,281 | New |
| Mariner, LLC | 10,152 | $150.1K | 0.00% | −6,999−40.8% | Reduced |
| Carolinas Wealth Consulting LLC | 4,911 | $70.2K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,286 | $48.6K | 0.00% | −2,108−39.1% | Reduced |
| First Manhattan Co | 1,073 | $15.9K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Co | 900 | $13.3K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 742 | $11.0K | 0.00% | +742 | New |
| JFS Wealth Advisors, LLC | 500 | $7.39K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 200 | $2.96K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 100 | $1.48K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 20 | $296 | 0.00% | 00.0% | Unchanged |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −17,528−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −11,500−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −825−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −174−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −99−100.0% | Sold out |