BlackRock ESG Capital Allocation Term Trust
ECAT- Exchange
- NYSE
- SEC CIK
- 0001864843
In the last 90 days, BlackRock ESG Capital Allocation Term Trust insiders filed 1 open-market purchase and 35 sales; 78 institutions reported holding it in 13F filings for Q2 2026, worth $512.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in BlackRock ESG Capital Allocation Term Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- −1 vs. Q3 2023
- Shares held
- 44.8M
- +5.17M (+13.1%) vs. Q3 2023
- Total value
- $722.0M
- +$136.5M (+23.3%) vs. Q3 2023
- New holders
- 12
- 23 more added
- Sold out
- 13
- 31 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 78 | $512.4M |
| Q1 2026 | 84 | $501.0M |
| Q4 2025 | 79 | $616.5M |
| Q3 2025 | 74 | $669.8M |
| Q2 2025 | 79 | $697.2M |
| Q1 2025 | 72 | $675.8M |
| Q4 2024 | 69 | $742.9M |
| Q3 2024 | 65 | $822.3M |
| Q2 2024 | 63 | $842.7M |
| Q1 2024 | 71 | $817.9M |
| Q4 2023 | 74 | $722.0M |
| Q3 2023 | 76 | $591.1M |
| Q2 2023 | 67 | $595.7M |
| Q1 2023 | 65 | $569.4M |
| Q4 2022 | 71 | $439.1M |
| Q3 2022 | 55 | $273.6M |
| Q2 2022 | 49 | $244.9M |
| Q1 2022 | 36 | $200.2M |
| Q4 2021 | 34 | $146.2M |
| Q3 2021 | 11 | $31.9M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding BlackRock ESG Capital Allocation Term Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 24,048,629 | $387.9M | 9.54% | +8,712,897+56.8% | Added |
| Rivernorth Capital Management, LLC | 3,091,543 | $49.9M | 2.39% | −1,524,327−33.0% | Reduced |
| Morgan Stanley | 3,090,009 | $49.8M | 0.00% | −1,680,652−35.2% | Reduced |
| Sit Investment Associates Inc | 2,112,794 | $34.1M | 0.84% | +159,748+8.2% | Added |
| Karpus Management, Inc. | 1,622,093 | $26.2M | 0.80% | −46,681−2.8% | Reduced |
| Invesco Ltd. | 1,276,203 | $20.6M | 0.00% | −7,151−0.6% | Reduced |
| Pathstone Holdings, LLC | 1,175,938 | $19.0M | 0.10% | +1,175,938 | New |
| Royal Bank of Canada | 759,663 | $12.3M | 0.00% | +323,485+74.2% | Added |
| UBS Group AG | 722,133 | $11.6M | 0.00% | −79,977−10.0% | Reduced |
| Cohen & Steers, Inc. | 644,890 | $10.4M | 0.02% | −65,000−9.2% | Reduced |
| Almitas Capital LLC | 623,201 | $10.1M | 3.46% | −374,667−37.5% | Reduced |
| Bank of America Corp | 545,077 | $8.79M | 0.00% | +3,678+0.7% | Added |
| Relative Value Partners Group, LLC | 516,142 | $8.33M | 0.51% | +93,034+22.0% | Added |
| Advisors Asset Management, Inc. | 512,411 | $8.27M | 0.17% | +38,962+8.2% | Added |
| Wells Fargo & Company | 489,515 | $7.90M | 0.00% | −11,304−2.3% | Reduced |
| D. E. Shaw & Co., Inc. | 461,265 | $7.44M | 0.01% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 341,672 | $5.51M | 0.45% | −150,000−30.5% | Reduced |
| Icon Advisers Inc | 302,202 | $4.87M | 1.12% | +302,202 | New |
| Private Management Group Inc | 215,571 | $3.48M | 0.13% | −3,683−1.7% | Reduced |
| Goldman Sachs Group Inc | 149,496 | $2.41M | 0.00% | −11,063−6.9% | Reduced |
| Americana Partners, LLC | 145,725 | $2.35M | 0.22% | +646+0.4% | Added |
| HBK Investments L P | 123,986 | $2.00M | 0.05% | 00.0% | Unchanged |
| Stifel Financial Corp | 123,287 | $1.99M | 0.00% | −2,867−2.3% | Reduced |
| Qube Research & Technologies Ltd | 122,155 | $1.97M | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 108,603 | $1.75M | 0.42% | +19,325+21.6% | Added |
| Apexium Financial, LP | 100,000 | $1.61M | 0.12% | +100,000 | New |
| Advisor Group Holdings, Inc. | 95,935 | $1.55M | 0.00% | +19,851+26.1% | Added |
| Ameriprise Financial Inc | 92,239 | $1.49M | 0.00% | −1,362−1.5% | Reduced |
| Oppenheimer & Co Inc | 77,335 | $1.25M | 0.02% | +54,553+239.5% | Added |
| Bulldog Investors, LLP | 73,787 | $1.19M | 0.39% | −376,937−83.6% | Reduced |
| Meteora Capital, LLC | 65,782 | $1.06M | 0.18% | −16,218−19.8% | Reduced |
| Toroso Investments, LLC | 57,715 | $930.9K | 0.02% | −1,020−1.7% | Reduced |
| Millennium Management LLC | 54,634 | $881.2K | 0.00% | −85,327−61.0% | Reduced |
| Fountainhead AM, LLC | 52,472 | $846.4K | 0.23% | +35,352+206.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 51,137 | $824.8K | 0.00% | +13,762+36.8% | Added |
| Flagship Harbor Advisors, LLC | 46,875 | $756.1K | 0.05% | +9,501+25.4% | Added |
| Wedbush Securities Inc | 44,221 | $713.0K | 0.03% | −4,075−8.4% | Reduced |
| The PNC Financial Services Group, Inc. | 41,830 | $674.7K | 0.00% | −1,700−3.9% | Reduced |
| Susquehanna International Group, LLP | 41,736 | $673.2K | 0.00% | +4,034+10.7% | Added |
| LPL Financial LLC | 41,634 | $671.5K | 0.00% | +5,112+14.0% | Added |
| 1607 Capital Partners, LLC | 41,449 | $668.6K | 0.05% | −202,741−83.0% | Reduced |
| Dakota Wealth Management | 40,840 | $658.8K | 0.03% | +235+0.6% | Added |
| Boothbay Fund Management, LLC | 35,571 | $573.8K | 0.02% | −8,731−19.7% | Reduced |
| Alpine Global Management, LLC | 34,927 | $563.4K | 0.15% | −28,186−44.7% | Reduced |
| D.A. Davidson & Co. | 33,830 | $545.7K | 0.01% | +2,000+6.3% | Added |
| Janney Montgomery Scott LLC | 31,175 | $503.0K | 0.00% | −2,766−8.1% | Reduced |
| Truist Financial Corp | 25,253 | $407.3K | 0.00% | −860−3.3% | Reduced |
| Commonwealth Equity Services, LLC | 23,050 | $372.0K | 0.00% | +9,158+65.9% | Added |
| Virtu Financial LLC | 23,055 | $372.0K | 0.03% | +23,055 | New |
| Brown Brothers Harriman & Co | 23,035 | $371.6K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 22,500 | $363.0K | 0.00% | +22,500 | New |
| Comerica Bank | 19,001 | $306.5K | 0.00% | −655−3.3% | Reduced |
| Quadrature Capital Ltd | 16,803 | $271.1K | 0.00% | +16,803 | New |
| Calton & Associates, Inc. | 16,731 | $269.9K | 0.11% | +16,731 | New |
| Raymond James & Associates | 15,503 | $250.1K | 0.00% | +3,026+24.3% | Added |
| Creative Planning | 14,250 | $229.9K | 0.00% | −700−4.7% | Reduced |
| JPMorgan Chase & Co | 14,230 | $229.5K | 0.00% | −6,000−29.7% | Reduced |
| Jane Street Group, LLC | 13,610 | $219.5K | 0.00% | −10,991−44.7% | Reduced |
| Arete Wealth Advisors, LLC | 12,654 | $204.1K | 0.02% | +306+2.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,257 | $198.0K | 0.00% | +34+0.3% | Added |
| Cape Investment Advisory, Inc. | 6,058 | $97.7K | 0.05% | +6,058 | New |
| Farther Finance Advisors, LLC | 5,895 | $95.1K | 0.01% | +5,875+29,375.0% | Added |
| Carolinas Wealth Consulting LLC | 4,911 | $79.2K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,729 | $44.0K | 0.00% | −557−17.0% | Reduced |
| Tower Research Capital LLC (TRC) | 1,782 | $28.7K | 0.00% | +1,582+791.0% | Added |
| Northwest Financial Advisors | 1,690 | $27.3K | 0.02% | +1,690 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,636 | $26.4K | 0.01% | −128,540−98.7% | Reduced |
| First Manhattan Co | 1,069 | $17.3K | 0.00% | −4−0.4% | Reduced |
| Colonial Trust Co | 900 | $14.5K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 825 | $13.3K | 0.00% | +825 | New |
| JFS Wealth Advisors, LLC | 500 | $8.06K | 0.00% | 00.0% | Unchanged |
| BFSG, LLC | 490 | $7.90K | 0.00% | +490 | New |
| Advisory Services Network, LLC | 250 | $4.03K | 0.00% | +250 | New |
| Ancora Advisors, LLC | 100 | $1.61K | 0.00% | 00.0% | Unchanged |
| Woodline Partners LP | 0 | $0 | 0.00% | −674,999−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −235,851−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −73,300−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −53,807−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −44,700−100.0% | Sold out |
| SkyView Investment Advisors, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Carmel Capital Partners, LLC | 0 | $0 | 0.00% | −16,250−100.0% | Sold out |
| Virtue Capital Management, LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −12,815−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −10,798−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −10,281−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −10,152−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −742−100.0% | Sold out |
| Advisor Partners II, LLC | – | – | – | – | Not filed |