BlackRock ESG Capital Allocation Term Trust
ECAT- Exchange
- NYSE
- SEC CIK
- 0001864843
In the last 90 days, BlackRock ESG Capital Allocation Term Trust insiders filed 1 open-market purchase and 34 sales; 78 institutions reported holding it in 13F filings for Q2 2026, worth $512.4M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in BlackRock ESG Capital Allocation Term Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- +9 vs. Q2 2023
- Shares held
- 40.0M
- +1.95M (+5.1%) vs. Q2 2023
- Total value
- $591.1M
- −$4.63M (−0.8%) vs. Q2 2023
- New holders
- 14
- 27 more added
- Sold out
- 5
- 23 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 78 | $512.4M |
| Q1 2026 | 84 | $501.0M |
| Q4 2025 | 79 | $616.5M |
| Q3 2025 | 74 | $669.8M |
| Q2 2025 | 79 | $697.2M |
| Q1 2025 | 72 | $675.8M |
| Q4 2024 | 69 | $742.9M |
| Q3 2024 | 65 | $822.3M |
| Q2 2024 | 63 | $842.7M |
| Q1 2024 | 71 | $817.9M |
| Q4 2023 | 74 | $722.0M |
| Q3 2023 | 76 | $591.1M |
| Q2 2023 | 67 | $595.7M |
| Q1 2023 | 65 | $569.4M |
| Q4 2022 | 71 | $439.1M |
| Q3 2022 | 55 | $273.6M |
| Q2 2022 | 49 | $244.9M |
| Q1 2022 | 36 | $200.2M |
| Q4 2021 | 34 | $146.2M |
| Q3 2021 | 11 | $31.9M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding BlackRock ESG Capital Allocation Term Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farther Finance Advisors, LLC | 20 | $296 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 100 | $1.48K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 200 | $2.96K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 500 | $7.39K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 742 | $11.0K | 0.00% | +742 | New |
| Colonial Trust Co | 900 | $13.3K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 1,073 | $15.9K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,286 | $48.6K | 0.00% | −2,108−39.1% | Reduced |
| Carolinas Wealth Consulting LLC | 4,911 | $70.2K | 0.02% | 00.0% | Unchanged |
| Mariner, LLC | 10,152 | $150.1K | 0.00% | −6,999−40.8% | Reduced |
| Park Avenue Securities LLC | 10,281 | $152.0K | 0.00% | +10,281 | New |
| HRT Financial LP | 10,798 | $159.0K | 0.00% | −4,938−31.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 12,223 | $181.0K | 0.00% | +12,223 | New |
| Arete Wealth Advisors, LLC | 12,348 | $182.6K | 0.03% | −744−5.7% | Reduced |
| Raymond James & Associates | 12,477 | $184.5K | 0.00% | −5,949−32.3% | Reduced |
| Captrust Financial Advisors | 12,815 | $189.5K | 0.00% | +12,815 | New |
| Virtue Capital Management, LLC | 12,500 | $196.8K | 0.03% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 13,892 | $205.0K | 0.00% | +294+2.2% | Added |
| Creative Planning | 14,950 | $221.1K | 0.00% | −1,838−10.9% | Reduced |
| Carmel Capital Partners, LLC | 16,250 | $240.3K | 0.11% | +16,250 | New |
| Fountainhead AM, LLC | 17,120 | $253.2K | 0.09% | +17,120 | New |
| Comerica Bank | 19,656 | $290.7K | 0.00% | +19,656 | New |
| SkyView Investment Advisors, LLC | 20,000 | $296.0K | 0.12% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 20,230 | $299.2K | 0.00% | +20,105+16,084.0% | Added |
| Oppenheimer & Co Inc | 22,782 | $336.9K | 0.01% | +758+3.4% | Added |
| Brown Brothers Harriman & Co | 23,035 | $340.7K | 0.00% | +23,035 | New |
| Jane Street Group, LLC | 24,601 | $363.8K | 0.00% | +24,601 | New |
| Truist Financial Corp | 26,113 | $386.2K | 0.00% | −4,661−15.1% | Reduced |
| D.A. Davidson & Co. | 31,830 | $470.8K | 0.01% | −1,600−4.8% | Reduced |
| Janney Montgomery Scott LLC | 33,941 | $502.0K | 0.00% | +3,778+12.5% | Added |
| LPL Financial LLC | 36,522 | $540.2K | 0.00% | −7,127−16.3% | Reduced |
| Flagship Harbor Advisors, LLC | 37,374 | $552.8K | 0.05% | +7,178+23.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 37,375 | $552.8K | 0.00% | +8,604+29.9% | Added |
| Susquehanna International Group, LLP | 37,702 | $557.6K | 0.00% | +37,702 | New |
| Dakota Wealth Management | 40,605 | $600.5K | 0.03% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 43,530 | $643.8K | 0.00% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 44,302 | $655.2K | 0.02% | +44,302 | New |
| Quarry LP | 44,700 | $661.1K | 0.43% | +28,300+172.6% | Added |
| Wedbush Securities Inc | 48,296 | $714.0K | 0.04% | +3,783+8.5% | Added |
| Walleye Capital LLC | 53,807 | $795.8K | 0.01% | +32,759+155.6% | Added |
| Toroso Investments, LLC | 58,735 | $868.7K | 0.03% | +2,345+4.2% | Added |
| Alpine Global Management, LLC | 63,113 | $933.4K | 0.22% | +2,758+4.6% | Added |
| Clough Capital Partners L P | 73,300 | $1.08M | 0.12% | +18,800+34.5% | Added |
| Advisor Group Holdings, Inc. | 76,084 | $1.13M | 0.00% | +30,594+67.3% | Added |
| Meteora Capital, LLC | 82,000 | $1.21M | 0.21% | +82,000 | New |
| Blue Bell Private Wealth Management, LLC | 89,278 | $1.32M | 0.36% | +2,187+2.5% | Added |
| Ameriprise Financial Inc | 93,601 | $1.38M | 0.00% | −2,557−2.7% | Reduced |
| Qube Research & Technologies Ltd | 122,155 | $1.81M | 0.01% | +11,045+9.9% | Added |
| HBK Investments L P | 123,986 | $1.83M | 0.04% | +49,264+65.9% | Added |
| Stifel Financial Corp | 126,154 | $1.87M | 0.00% | +387+0.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 130,176 | $1.93M | 0.74% | −40,621−23.8% | Reduced |
| Millennium Management LLC | 139,961 | $2.07M | 0.00% | +74,090+112.5% | Added |
| Americana Partners, LLC | 145,079 | $2.14M | 0.23% | +65,871+83.2% | Added |
| Goldman Sachs Group Inc | 160,559 | $2.37M | 0.00% | +160,559 | New |
| Private Management Group Inc | 219,254 | $3.24M | 0.13% | −1,764−0.8% | Reduced |
| Atlas Wealth LLC | 235,851 | $3.49M | 0.65% | −7,405−3.0% | Reduced |
| 1607 Capital Partners, LLC | 244,190 | $3.61M | 0.27% | −77,209−24.0% | Reduced |
| Advisor Partners II, LLC | 378,236 | $5.59M | 0.22% | +378,236 | New |
| Relative Value Partners Group, LLC | 423,108 | $6.26M | 0.42% | −30,833−6.8% | Reduced |
| Royal Bank of Canada | 436,178 | $6.45M | 0.00% | −13,370−3.0% | Reduced |
| Bulldog Investors, LLP | 450,724 | $6.67M | 2.31% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 461,265 | $6.82M | 0.01% | −4,456−1.0% | Reduced |
| Advisors Asset Management, Inc. | 473,449 | $7.00M | 0.15% | +101,079+27.1% | Added |
| City of London Investment Management Co Ltd | 491,672 | $7.27M | 0.64% | +5,841+1.2% | Added |
| Wells Fargo & Company | 500,819 | $7.41M | 0.00% | +681+0.1% | Added |
| Bank of America Corp | 541,399 | $8.01M | 0.00% | +23,336+4.5% | Added |
| Woodline Partners LP | 674,999 | $9.98M | 0.12% | −261,108−27.9% | Reduced |
| Cohen & Steers, Inc. | 709,890 | $10.5M | 0.02% | +38,760+5.8% | Added |
| UBS Group AG | 802,110 | $11.9M | 0.01% | +123,201+18.1% | Added |
| Almitas Capital LLC | 997,868 | $14.8M | 7.07% | −88,394−8.1% | Reduced |
| Invesco Ltd. | 1,283,354 | $19.0M | 0.01% | −80,363−5.9% | Reduced |
| Karpus Management, Inc. | 1,668,774 | $24.7M | 0.83% | −9,660−0.6% | Reduced |
| Sit Investment Associates Inc | 1,953,046 | $28.9M | 0.79% | +171,105+9.6% | Added |
| Rivernorth Capital Management, LLC | 4,615,870 | $68.3M | 3.54% | −866,207−15.8% | Reduced |
| Morgan Stanley | 4,770,661 | $70.6M | 0.01% | −241,681−4.8% | Reduced |
| Saba Capital Management, L.P. | 15,335,732 | $226.8M | 7.21% | +2,077,944+15.7% | Added |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −17,528−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −11,500−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −825−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −174−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −99−100.0% | Sold out |