SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,139
- +128 vs. Q3 2023
- Shares held
- 32.3M
- +6.95M (+27.4%) vs. Q3 2023
- Total value
- $11.9B
- +$3.41B (+40.1%) vs. Q3 2023
- New holders
- 182
- 338 more added
- Sold out
- 54
- 343 more reduced
14 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morton Capital Management LLC | 3,771 | $1.42M | 0.42% | 00.0% | Unchanged |
| Warren Averett Asset Management, LLC | 3,752 | $1.41M | 0.05% | +902+31.6% | Added |
| Verus Capital Partners, LLC | 3,727 | $1.40M | 0.17% | −81−2.1% | Reduced |
| Cozad Asset Management Inc | 3,714 | $1.40M | 0.16% | −186−4.8% | Reduced |
| Sharper & Granite LLC | 3,685 | $1.39M | 0.72% | −10−0.3% | Reduced |
| Prime Capital Investment Advisors, LLC | 3,678 | $1.39M | 0.02% | −6−0.2% | Reduced |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,650 | $1.38M | 0.15% | +185+5.3% | Added |
| Institute for Wealth Management, LLC. | 3,644 | $1.37M | 0.22% | +2+0.1% | Added |
| TD Asset Management Inc | 3,638 | $1.37M | 0.00% | +538+17.4% | Added |
| Umb Bank N A | 3,635 | $1.37M | 0.02% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 3,596 | $1.36M | 0.02% | +1,155+47.3% | Added |
| Roundview Capital LLC | 3,571 | $1.35M | 0.12% | 00.0% | Unchanged |
| Envestnet Portfolio Solutions, Inc. | 3,563 | $1.34M | 0.01% | −27−0.8% | Reduced |
| Moody Lynn & Lieberson, LLC | 3,555 | $1.34M | 0.10% | 00.0% | Unchanged |
| Raab & Moskowitz Asset Management LLC | 3,536 | $1.33M | 0.42% | −219−5.8% | Reduced |
| Constant Guidance Financial LLC | 3,528 | $1.33M | 1.35% | +2,275+181.6% | Added |
| FSM Wealth Advisors, LLC | 3,527 | $1.33M | 0.57% | −948−21.2% | Reduced |
| Clear Point Advisors Inc. | 3,523 | $1.33M | 1.17% | +3,523 | New |
| Godsey & Gibb Associates | 3,495 | $1.32M | 0.15% | 00.0% | Unchanged |
| Heritage Investment Group, Inc. | 3,480 | $1.31M | 0.29% | 00.0% | Unchanged |
| Summit Financial, LLC | 3,473 | $1.31M | 0.09% | +1,308+60.4% | Added |
| Flagship Harbor Advisors, LLC | 3,460 | $1.30M | 0.09% | +38+1.1% | Added |
| Bradley Foster & Sargent Inc | 3,449 | $1.30M | 0.03% | −1,449−29.6% | Reduced |
| Auxano Advisors, LLC | 3,414 | $1.29M | 0.43% | 00.0% | Unchanged |
| Verdence Capital Advisors LLC | 3,408 | $1.28M | 0.12% | 00.0% | Unchanged |
| Motco | 3,403 | $1.28M | 0.08% | 00.0% | Unchanged |
| W.H. Cornerstone Investments Inc. | 3,388 | $1.28M | 1.01% | +18+0.5% | Added |
| Onyx Bridge Wealth Group LLC | 3,386 | $1.28M | 0.26% | −52−1.5% | Reduced |
| Gallacher Capital Management LLC | 3,360 | $1.27M | 0.71% | −251−7.0% | Reduced |
| Boston Research & Management Inc | 3,360 | $1.27M | 0.34% | +2,650+373.2% | Added |
| Fortress Wealth Group, LLC | 3,357 | $1.27M | 0.75% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 3,346 | $1.26M | 0.05% | −1,275−27.6% | Reduced |
| Lionsbridge Wealth Management LLC | 3,329 | $1.25M | 1.00% | +3,329 | New |
| Resonant Capital Advisors, LLC | 3,300 | $1.25M | 0.12% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 3,302 | $1.24M | 0.15% | +197+6.3% | Added |
| Clear Creek Financial Management, LLC | 3,279 | $1.24M | 0.20% | −144−4.2% | Reduced |
| Flputnam Investment Management Co | 3,261 | $1.23M | 0.03% | −66−2.0% | Reduced |
| Ashton Thomas Private Wealth, LLC | 3,250 | $1.22M | 0.08% | −72−2.2% | Reduced |
| Capstone Investment Advisors, LLC | 3,214 | $1.21M | 0.02% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 3,197 | $1.20M | 0.14% | +424+15.3% | Added |
| Fortune Financial Advisors, LLC | 3,192 | $1.20M | 0.84% | −331−9.4% | Reduced |
| NewEdge Wealth, LLC | 3,188 | $1.20M | 0.03% | +3,188 | New |
| Central Trust Co | 3,187 | $1.20M | 0.03% | +121+3.9% | Added |
| Q3 Asset Management | 3,150 | $1.19M | 0.30% | +3,150 | New |
| Raymond James Trust N.A. | 3,125 | $1.18M | 0.03% | +9+0.3% | Added |
| Tiaa Trust, National Association | 3,125 | $1.18M | 0.00% | +302+10.7% | Added |
| Round Rock Advisors, LLC | 3,116 | $1.17M | 0.30% | +526+20.3% | Added |
| Magnus Financial Group LLC | 3,087 | $1.16M | 0.15% | +116+3.9% | Added |
| CRA Financial Services, LLC | 3,056 | $1.15M | 0.28% | +16+0.5% | Added |
| Perigon Wealth Management, LLC | 3,044 | $1.15M | 0.04% | −38−1.2% | Reduced |
| Wintrust Investments LLC | 3,044 | $1.15M | 0.11% | +1,041+52.0% | Added |
| Ieq Capital, LLC | 3,029 | $1.14M | 0.02% | −1,362−31.0% | Reduced |
| Northern Capital Management, Inc. | 3,023 | $1.14M | 1.02% | +10.0% | Added |
| BluePointe Capital Management, LLC | 3,006 | $1.14M | 0.86% | +3,006 | New |
| Coppell Advisory Solutions LLC | 3,005 | $1.13M | 0.23% | +2,682+830.3% | Added |
| Assetmark, Inc | 2,989 | $1.13M | 0.00% | +2,921+4,295.6% | Added |
| Proequities, Inc. | 2,979 | $1.12M | 0.08% | +1,347+82.5% | Added |
| Modera Wealth Management, LLC | 2,981 | $1.12M | 0.02% | +349+13.3% | Added |
| USA Financial Portformulas Corp | 2,968 | $1.12M | 0.20% | +1,817+157.9% | Added |
| Newbridge Financial Services Group, Inc. | 2,967 | $1.12M | 0.55% | −266−8.2% | Reduced |
| Balboa Wealth Partners | 2,960 | $1.12M | 0.37% | −161−5.2% | Reduced |
| Wealth Management Partners, LLC | 2,958 | $1.11M | 0.62% | 00.0% | Unchanged |
| Iams Wealth Management, LLC | 2,947 | $1.11M | 0.72% | +60+2.1% | Added |
| Castle Rock Wealth Management, LLC | 2,970 | $1.11M | 0.34% | +74+2.6% | Added |
| Eagle Capital Management, LLC | 2,915 | $1.10M | 0.54% | −102−3.4% | Reduced |
| Forum Financial Management, LP | 2,894 | $1.09M | 0.02% | −1,268−30.5% | Reduced |
| Mayflower Financial Advisors, LLC | 2,885 | $1.09M | 0.15% | 00.0% | Unchanged |
| Smith, Moore & Co. | 2,863 | $1.08M | 0.13% | −48−1.6% | Reduced |
| Financial Advocates Investment Management | 2,831 | $1.07M | 0.07% | +41+1.5% | Added |
| Adviser Investments LLC | 2,827 | $1.07M | 0.02% | +291+11.5% | Added |
| Wealthcare Advisory Partners LLC | 2,801 | $1.06M | 0.04% | −73−2.5% | Reduced |
| Allianz Asset Management GmbH | 2,800 | $1.06M | 0.00% | 00.0% | Unchanged |
| First PREMIER Bank | 2,800 | $1.05M | 0.30% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 2,796 | $1.05M | 0.53% | +2,091+296.6% | Added |
| Wealthfront Advisers LLC | 2,791 | $1.05M | 0.00% | +1,040+59.4% | Added |
| ZWJ Investment Counsel Inc | 2,790 | $1.05M | 0.05% | +2,045+274.5% | Added |
| Koss-Olinger Consulting, LLC | 2,785 | $1.05M | 0.10% | −125−4.3% | Reduced |
| Telemus Capital, LLC | 2,762 | $1.04M | 0.09% | 00.0% | Unchanged |
| Banta Asset Management LP | 2,757 | $1.04M | 1.24% | −403−12.8% | Reduced |
| Grandview Asset Management LLC | 2,756 | $1.04M | 0.55% | −594−17.7% | Reduced |
| Lane & Associates LLC | 2,705 | $1.02M | 0.74% | −63−2.3% | Reduced |
| Imprint Wealth LLC | 2,673 | $1.02M | 0.82% | +2,673 | New |
| Hancock Whitney Corp | 2,691 | $1.01M | 0.04% | 00.0% | Unchanged |
| Tompkins Financial Corp | 2,685 | $1.01M | 0.12% | 00.0% | Unchanged |
| Fort Point Capital Partners LLC | 2,662 | $1.00M | 0.15% | −10.0% | Reduced |
| Kingsview Wealth Management, LLC | 2,629 | $990.9K | 0.03% | −1,455−35.6% | Reduced |
| Peoples Bank | 2,611 | $984.0K | 0.79% | −279−9.7% | Reduced |
| Advanced Asset Management Advisors Inc | 2,605 | $981.8K | 0.23% | +73+2.9% | Added |
| Rothschild Investment LLC | 2,587 | $975.0K | 0.08% | +2,587 | New |
| Lazard Asset Management LLC | 2,585 | $974.0K | 0.00% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 2,579 | $972.0K | 0.07% | +438+20.5% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 2,575 | $970.3K | 0.19% | −1,333−34.1% | Reduced |
| Well Done, LLC | 2,563 | $965.9K | 0.19% | +1,390+118.5% | Added |
| Wetherby Asset Management Inc | 2,556 | $963.2K | 0.05% | +88+3.6% | Added |
| Citizens & Northern Corp | 2,543 | $958.4K | 0.34% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 2,522 | $950.4K | 0.10% | +466+22.7% | Added |
| One Wealth Management Investment & Advisory Services, LLC | 2,518 | $948.9K | 0.42% | +2,518 | New |
| Oliver Lagore Vanvalin Investment Group | 2,517 | $948.5K | 0.35% | −2,855−53.1% | Reduced |
| Boston Private Wealth LLC | 2,513 | $947.1K | 0.02% | −563−18.3% | Reduced |
| Private Portfolio Partners LLC | 2,503 | $943.3K | 0.22% | +5+0.2% | Added |