SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,139
- +128 vs. Q3 2023
- Shares held
- 32.3M
- +6.95M (+27.4%) vs. Q3 2023
- Total value
- $11.9B
- +$3.41B (+40.1%) vs. Q3 2023
- New holders
- 182
- 338 more added
- Sold out
- 54
- 343 more reduced
14 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound View Wealth Advisors Group, LLC | 22,886 | $8.63M | 0.95% | +1,329+6.2% | Added |
| Whittier Trust Co | 23,441 | $8.83M | 0.14% | −2,076−8.1% | Reduced |
| Federation des caisses Desjardins du Quebec | 23,974 | $9.04M | 0.08% | +2,555+11.9% | Added |
| NTV Asset Management LLC | 24,070 | $9.07M | 1.53% | +800+3.4% | Added |
| Two Sigma Advisers, LP | 25,100 | $9.46M | 0.02% | −4,300−14.6% | Reduced |
| M&T Bank Corp | 25,182 | $9.49M | 0.03% | −577−2.2% | Reduced |
| Oppenheimer & Co Inc | 25,185 | $9.49M | 0.17% | −148−0.6% | Reduced |
| Financial Sense Advisors, Inc. | 25,312 | $9.54M | 3.59% | −8,017−24.1% | Reduced |
| Heck Capital Advisors, LLC | 25,819 | $9.73M | 1.59% | +1,518+6.2% | Added |
| Prospera Financial Services Inc | 26,229 | $9.88M | 0.33% | −1,527−5.5% | Reduced |
| Comerica Bank | 26,631 | $10.0M | 0.05% | +184+0.7% | Added |
| Whittier Trust Co of Nevada Inc | 26,765 | $10.1M | 0.32% | −1,114−4.0% | Reduced |
| Steel Peak Wealth Management LLC | 26,918 | $10.2M | 0.59% | +14,893+123.9% | Added |
| Toronto Dominion Bank | 27,505 | $10.4M | 0.02% | 00.0% | Unchanged |
| Wedbush Securities Inc | 27,517 | $10.4M | 0.46% | +2,233+8.8% | Added |
| Pittenger & Anderson Inc | 27,560 | $10.4M | 0.47% | +480+1.8% | Added |
| Claudia M.P. Batlle, CRP (R) LLC | 27,584 | $10.4M | 3.33% | +8,729+46.3% | Added |
| Cutler Group LP | 27,831 | $10.5M | 1.46% | −2,489−8.2% | Reduced |
| Atria Wealth Solutions, Inc. | 28,527 | $10.8M | 0.14% | −4,178−12.8% | Reduced |
| Mechanics Bank Trust Department | 28,667 | $10.8M | 1.69% | +130+0.5% | Added |
| Oak Harvest Investment Services | 29,945 | $11.3M | 2.25% | −366−1.2% | Reduced |
| IFG Advisory, LLC | 30,194 | $11.4M | 0.83% | +40.0% | Added |
| Cetera Advisors LLC | 30,644 | $11.5M | 0.16% | +6,053+24.6% | Added |
| Benin Management CORP | 30,915 | $11.7M | 3.97% | −400−1.3% | Reduced |
| Amplius Wealth Advisors, LLC | 31,120 | $11.7M | 1.42% | −1,111−3.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 31,400 | $11.8M | 0.02% | +20,000+175.4% | Added |
| All Terrain Financial Advisors, LLC | 31,723 | $12.0M | 5.51% | −298−0.9% | Reduced |
| Melone Private Wealth, LLC | 31,907 | $12.0M | 7.65% | +8,530+36.5% | Added |
| Meridian Wealth Management, LLC | 32,582 | $12.3M | 0.78% | +162+0.5% | Added |
| Pinnacle Holdings, LLC | 32,644 | $12.3M | 5.06% | −535−1.6% | Reduced |
| National Bank of Canada | 32,987 | $12.4M | 0.02% | −2,112−6.0% | Reduced |
| Kestra Advisory Services, LLC | 33,188 | $12.5M | 0.10% | +2,808+9.2% | Added |
| Prostatis Group LLC | 34,093 | $12.8M | 5.37% | −15,439−31.2% | Reduced |
| Commerce Bank | 34,642 | $13.1M | 0.09% | +31,960+1,191.6% | Added |
| L & S Advisors Inc | 34,791 | $13.1M | 1.60% | −1,629−4.5% | Reduced |
| TD Waterhouse Canada Inc. | 34,978 | $13.1M | 0.12% | −108−0.3% | Reduced |
| Washburn Capital Management, Inc. | 36,084 | $13.6M | 10.22% | +456+1.3% | Added |
| Daiwa Securities Group Inc. | 36,298 | $13.7M | 0.09% | −4,974−12.1% | Reduced |
| Citigroup Inc | 36,688 | $13.8M | 0.02% | −183,701−83.4% | Reduced |
| Robertson Stephens Wealth Management, LLC | 37,249 | $14.1M | 0.88% | +3,605+10.7% | Added |
| MKT Advisors LLC | 37,672 | $14.1M | 9.31% | −186−0.5% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 38,286 | $14.4M | 0.04% | −5,244−12.0% | Reduced |
| Tower Research Capital LLC (TRC) | 38,910 | $14.7M | 0.18% | +31,336+413.7% | Added |
| Steward Partners Investment Advisory, LLC | 39,559 | $14.9M | 0.20% | +245+0.6% | Added |
| Taiyo Life Insurance Co | 40,000 | $15.1M | 1.20% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 40,040 | $15.1M | 0.36% | −95−0.2% | Reduced |
| Echo45 Advisors LLC | 40,119 | $15.1M | 11.63% | +3,947+10.9% | Added |
| Blair William & Co | 40,239 | $15.2M | 0.05% | +175+0.4% | Added |
| Creekmur Asset Management LLC | 41,201 | $15.5M | 4.83% | +41,201 | New |
| Baird Financial Group, Inc. | 41,418 | $15.6M | 0.04% | −10,920−20.9% | Reduced |
| Concurrent Investment Advisors, LLC | 41,594 | $15.7M | 0.74% | +41,594 | New |
| GenWealth Group, Inc. | 42,194 | $15.9M | 4.39% | +78+0.2% | Added |
| Strategic Wealth Designers | 42,680 | $16.1M | 2.42% | −1,620−3.7% | Reduced |
| IFP Advisors, Inc | 44,152 | $16.6M | 0.79% | +22,306+102.1% | Added |
| TCP Asset Management, LLC | 44,852 | $16.9M | 6.26% | +1,240+2.8% | Added |
| Avantax Advisory Services, Inc. | 44,967 | $16.9M | 0.17% | −103−0.2% | Reduced |
| AMG National Trust Bank | 47,908 | $18.1M | 0.57% | +177+0.4% | Added |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 48,431 | $18.2M | 1.25% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 48,759 | $18.4M | 0.30% | −9,272−16.0% | Reduced |
| Northern Trust Corp | 49,763 | $18.8M | 0.00% | −675−1.3% | Reduced |
| Schroder Investment Management Group | 50,000 | $18.8M | 0.02% | +50,000 | New |
| FMR LLC | 50,501 | $19.0M | 0.00% | +3,633+7.8% | Added |
| GWM Advisors LLC | 50,553 | $19.1M | 0.18% | +12,330+32.3% | Added |
| Modern Wealth Management, LLC | 51,430 | $19.4M | 2.45% | +51,430 | New |
| Janney Montgomery Scott LLC | 51,682 | $19.5M | 0.06% | +1,182+2.3% | Added |
| Trilogy Capital Inc. | 53,213 | $20.1M | 1.24% | +53,213 | New |
| Mine & Arao Wealth Creation & Management, LLC. | 54,058 | $20.4M | 11.02% | +271+0.5% | Added |
| Captrust Financial Advisors | 54,910 | $20.7M | 0.07% | −6,774−11.0% | Reduced |
| Meitav Dash Investments Ltd | 56,671 | $21.4M | 0.31% | −1,840−3.1% | Reduced |
| HSBC Holdings PLC | 57,399 | $21.6M | 0.02% | +14,599+34.1% | Added |
| Manufacturers Life Insurance Company, The | 59,158 | $22.3M | 0.01% | −215,050−78.4% | Reduced |
| Atlas Private Wealth Advisors | 59,812 | $22.5M | 4.19% | +59,812 | New |
| Conservest Capital Advisors, Inc. | 60,322 | $22.7M | 2.42% | −1,252−2.0% | Reduced |
| Stephens Inc | 60,804 | $22.9M | 0.40% | +789+1.3% | Added |
| Cetera Investment Advisers | 60,912 | $23.0M | 0.19% | +1,140+1.9% | Added |
| Johnson Bixby & Associates, LLC | 61,269 | $23.1M | 4.36% | −3,132−4.9% | Reduced |
| Mariner, LLC | 61,626 | $23.2M | 0.06% | +30.0% | Added |
| MML Investors Services, LLC | 61,687 | $23.2M | 0.11% | −212−0.3% | Reduced |
| Wright Fund Managment, LLC | 62,552 | $23.6M | 1.16% | +114+0.2% | Added |
| CI Private Wealth, LLC | 64,263 | $24.2M | 0.04% | +3,144+5.1% | Added |
| Cerity Partners LLC | 64,444 | $24.3M | 0.08% | +37,892+142.7% | Added |
| Jones Financial Companies LLLP | 67,718 | $25.5M | 0.04% | −792−1.2% | Reduced |
| Walleye Trading LLC | 68,348 | $25.8M | 0.39% | +57,274+517.2% | Added |
| Financial Advisory Group | 68,514 | $25.8M | 4.90% | −3,147−4.4% | Reduced |
| SG Americas Securities, LLC | 69,275 | $26.1M | 0.29% | +508+0.7% | Added |
| Rockefeller Capital Management L.P. | 70,084 | $26.4M | 0.09% | +2,022+3.0% | Added |
| Beacon Capital Management, LLC | 81,611 | $27.3M | 7.68% | −6,068−6.9% | Reduced |
| Cetera Advisor Networks LLC | 73,366 | $27.6M | 0.15% | +5,881+8.7% | Added |
| Pinnacle Associates Ltd | 73,740 | $27.8M | 0.47% | −1,501−2.0% | Reduced |
| Bank of New York Mellon Corp | 74,512 | $28.1M | 0.01% | +829+1.1% | Added |
| Select Asset Management & Trust | 79,539 | $30.0M | 14.77% | +11,397+16.7% | Added |
| Creative Planning | 81,102 | $30.6M | 0.06% | +23,649+41.2% | Added |
| Campbell Wealth Management | 82,676 | $31.2M | 3.70% | +1,610+2.0% | Added |
| Financial Services Advisory Inc | 84,408 | $31.8M | 9.10% | +84,408 | New |
| Private Advisor Group, LLC | 85,557 | $32.2M | 0.25% | −43,813−33.9% | Reduced |
| CIBC World Markets Inc. | 101,893 | $38.4M | 0.11% | +28,982+39.7% | Added |
| Horizon Wealth Management, LLC | 106,215 | $40.0M | 11.13% | +5,135+5.1% | Added |
| Green Square Capital Advisors LLC | 107,013 | $40.3M | 5.45% | 00.0% | Unchanged |
| CM Wealth Advisors LLC | 109,370 | $41.3M | 17.76% | −214−0.2% | Reduced |
| Atria Investments LLC | 121,463 | $45.8M | 0.71% | −1,331−1.1% | Reduced |