SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,025
- +7 vs. Q2 2023
- Shares held
- 25.5M
- −3.08M (−10.8%) vs. Q2 2023
- Total value
- $8.56B
- −$1.26B (−12.8%) vs. Q2 2023
- New holders
- 72
- 343 more added
- Sold out
- 65
- 336 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northern Capital Management, Inc. | 3,022 | $1.01M | 0.95% | 00.0% | Unchanged |
| CRA Financial Services, LLC | 3,040 | $1.02M | 0.28% | +35+1.2% | Added |
| Central Trust Co | 3,066 | $1.03M | 0.03% | +16+0.5% | Added |
| Boston Private Wealth LLC | 3,076 | $1.03M | 0.02% | +575+23.0% | Added |
| Perigon Wealth Management, LLC | 3,082 | $1.03M | 0.04% | −85−2.7% | Reduced |
| TD Asset Management Inc | 3,100 | $1.04M | 0.00% | +700+29.2% | Added |
| Ausdal Financial Partners, Inc. | 3,105 | $1.04M | 0.14% | −70−2.2% | Reduced |
| Raymond James Trust N.A. | 3,116 | $1.04M | 0.03% | −8−0.3% | Reduced |
| Balboa Wealth Partners | 3,121 | $1.05M | 0.39% | −1,759−36.0% | Reduced |
| Banta Asset Management LP | 3,160 | $1.06M | 1.32% | −140−4.2% | Reduced |
| Jefferies Financial Group Inc. | 3,163 | $1.06M | 0.03% | +17+0.5% | Added |
| Pinnacle Family Advisors, LLC | 3,164 | $1.06M | 0.61% | +18+0.6% | Added |
| Kovack Advisors, Inc. | 3,176 | $1.06M | 0.15% | +21+0.7% | Added |
| GeoWealth Management, LLC | 3,179 | $1.07M | 0.12% | +2,730+608.0% | Added |
| Capstone Investment Advisors, LLC | 3,214 | $1.08M | 0.03% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 3,233 | $1.08M | 0.54% | −172−5.1% | Reduced |
| Centennial Bank | 3,250 | $1.09M | 0.75% | +700+27.5% | Added |
| Moss Adams Wealth Advisors LLC | 3,285 | $1.10M | 0.38% | 00.0% | Unchanged |
| Fortress Wealth Group, LLC | 3,357 | $1.11M | 0.74% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 3,300 | $1.11M | 0.12% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 3,322 | $1.11M | 0.08% | −365−9.9% | Reduced |
| Flputnam Investment Management Co | 3,327 | $1.11M | 0.03% | 00.0% | Unchanged |
| Grandview Asset Management LLC | 3,350 | $1.12M | 0.64% | −228−6.4% | Reduced |
| W.H. Cornerstone Investments Inc. | 3,370 | $1.13M | 0.99% | −3−0.1% | Reduced |
| Money Concepts Capital Corp | 3,380 | $1.13M | 0.12% | −185−5.2% | Reduced |
| Motco | 3,403 | $1.14M | 0.08% | −167−4.7% | Reduced |
| Verdence Capital Advisors LLC | 3,408 | $1.14M | 0.12% | −1,700−33.3% | Reduced |
| Auxano Advisors, LLC | 3,414 | $1.14M | 0.47% | 00.0% | Unchanged |
| Rothschild Investment Corp | 3,421 | $1.15M | 0.10% | +57+1.7% | Added |
| Flagship Harbor Advisors, LLC | 3,422 | $1.15M | 0.10% | +120+3.6% | Added |
| Clear Creek Financial Management, LLC | 3,423 | $1.15M | 0.20% | −19,129−84.8% | Reduced |
| Onyx Bridge Wealth Group LLC | 3,438 | $1.15M | 0.27% | +92+2.7% | Added |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,465 | $1.16M | 0.15% | −9,001−72.2% | Reduced |
| Heritage Investment Group, Inc. | 3,480 | $1.17M | 0.32% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 3,495 | $1.17M | 0.14% | −35−1.0% | Reduced |
| Fortune Financial Advisors, LLC | 3,523 | $1.18M | 0.90% | −28−0.8% | Reduced |
| Moody Lynn & Lieberson, LLC | 3,555 | $1.19M | 0.10% | 00.0% | Unchanged |
| Signature Securities Group Corporation | 3,546 | $1.19M | 0.45% | +831+30.6% | Added |
| Compass Ion Advisors, LLC | 3,562 | $1.19M | 0.20% | +193+5.7% | Added |
| Roundview Capital LLC | 3,571 | $1.20M | 0.12% | −132−3.6% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 3,590 | $1.20M | 0.01% | +3,590 | New |
| Gallacher Capital Management LLC | 3,611 | $1.21M | 0.76% | +298+9.0% | Added |
| KCM Investment Advisors LLC | 3,613 | $1.21M | 0.05% | −1,500−29.3% | Reduced |
| Umb Bank N A | 3,635 | $1.22M | 0.02% | +3,602+10,915.2% | Added |
| Institute for Wealth Management, LLC. | 3,642 | $1.22M | 0.22% | −599−14.1% | Reduced |
| Joel Isaacson & Co., LLC | 3,666 | $1.23M | 0.08% | +9+0.2% | Added |
| Change Path, LLC | 3,685 | $1.23M | 0.09% | −1,338−26.6% | Reduced |
| Prime Capital Investment Advisors, LLC | 3,684 | $1.23M | 0.03% | +483+15.1% | Added |
| Sharper & Granite LLC | 3,695 | $1.24M | 0.72% | −5−0.1% | Reduced |
| Raab & Moskowitz Asset Management LLC | 3,755 | $1.26M | 0.44% | −43−1.1% | Reduced |
| Morton Capital Management LLC | 3,771 | $1.26M | 0.45% | 00.0% | Unchanged |
| Prudential PLC | 3,780 | $1.27M | 0.01% | −32,650−89.6% | Reduced |
| Verus Capital Partners, LLC | 3,808 | $1.28M | 0.18% | −249−6.1% | Reduced |
| Aull & Monroe Investment Management Corp | 3,815 | $1.28M | 0.67% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 3,818 | $1.28M | 0.37% | +569+17.5% | Added |
| Connecticut Wealth Management, LLC | 3,831 | $1.28M | 0.09% | +141+3.8% | Added |
| Zimmermann Investment Management & Planning LLC | 3,844 | $1.29M | 0.62% | −6,859−64.1% | Reduced |
| Tocqueville Asset Management L.P. | 3,850 | $1.29M | 0.02% | 00.0% | Unchanged |
| Hall Private Wealth Advisors | 3,857 | $1.29M | 0.87% | −61−1.6% | Reduced |
| Merit Financial Group, LLC | 3,867 | $1.30M | 0.04% | +991+34.5% | Added |
| Community Trust & Investment Co | 3,900 | $1.31M | 0.11% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 3,900 | $1.31M | 0.17% | +157+4.2% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,908 | $1.31M | 0.31% | +3,908 | New |
| Csenge Advisory Group | 3,921 | $1.31M | 0.09% | +298+8.2% | Added |
| NBT Bank N A | 3,922 | $1.31M | 0.13% | −115−2.8% | Reduced |
| Centaurus Financial, Inc. | 3,926 | $1.31M | 0.11% | −6,339−61.8% | Reduced |
| Jackson Hole Capital Partners, LLC | 3,945 | $1.32M | 0.39% | +18+0.5% | Added |
| Epic Trust Investment Advisors, LLC | 3,993 | $1.34M | 2.10% | −270−6.3% | Reduced |
| Ashford Advisors, LLC | 4,000 | $1.34M | 0.42% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 4,010 | $1.34M | 0.01% | +112+2.9% | Added |
| Fifth Third Securities, Inc. | 4,001 | $1.34M | 0.15% | −259−6.1% | Reduced |
| Purus Wealth Management, LLC | 4,021 | $1.35M | 0.91% | −93−2.3% | Reduced |
| Kingsview Wealth Management, LLC | 4,084 | $1.37M | 0.05% | +1,175+40.4% | Added |
| Lincoln National Corp | 4,096 | $1.37M | 0.03% | +492+13.7% | Added |
| Mission Wealth Management, LP | 4,120 | $1.38M | 0.05% | −301−6.8% | Reduced |
| Apriem Advisors | 4,150 | $1.39M | 0.20% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 4,153 | $1.39M | 0.06% | −169−3.9% | Reduced |
| Forum Financial Management, LP | 4,162 | $1.39M | 0.03% | +1,966+89.5% | Added |
| Cambridge Advisors Inc. | 4,180 | $1.40M | 0.38% | −115−2.7% | Reduced |
| Country Club Bank | 4,205 | $1.42M | 0.12% | +150+3.7% | Added |
| Capital Investment Advisory Services, LLC | 4,241 | $1.42M | 0.14% | −189−4.3% | Reduced |
| Level Four Advisory Services, LLC | 4,254 | $1.42M | 0.09% | −2,196−34.0% | Reduced |
| Alta Wealth Advisors LLC | 4,265 | $1.43M | 0.88% | +3,071+257.2% | Added |
| Patton Albertson Miller Group, LLC | 4,323 | $1.45M | 0.28% | −160−3.6% | Reduced |
| Fifth Third Bancorp | 4,357 | $1.46M | 0.01% | +315+7.8% | Added |
| Ieq Capital, LLC | 4,391 | $1.47M | 0.03% | −28−0.6% | Reduced |
| Bessemer Group Inc | 4,398 | $1.47M | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 4,395 | $1.48M | 0.05% | −220−4.8% | Reduced |
| NWF Advisory Services Inc. | 4,408 | $1.48M | 0.35% | −633−12.6% | Reduced |
| CAPROCK Group, Inc. | 4,405 | $1.48M | 0.11% | 00.0% | Unchanged |
| WealthBridge Capital Management, LLC | 4,455 | $1.49M | 0.62% | +10.0% | Added |
| FSM Wealth Advisors, LLC | 4,475 | $1.50M | 0.75% | +6+0.1% | Added |
| Valley National Advisers Inc | 4,546 | $1.52M | 0.27% | −279−5.8% | Reduced |
| Ancora Advisors, LLC | 4,557 | $1.53M | 0.04% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 4,621 | $1.55M | 0.07% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 4,647 | $1.56M | 0.18% | −25−0.5% | Reduced |
| CIBC Private Wealth Group, LLC | 4,652 | $1.56M | 0.00% | +2,031+77.5% | Added |
| NBC Securities, Inc. | 4,666 | $1.56M | 0.17% | +4,666 | New |
| Greenfield Savings Bank | 4,669 | $1.56M | 0.98% | +8+0.2% | Added |
| Mill Creek Capital Advisors, LLC | 4,693 | $1.57M | 0.05% | −2,900−38.2% | Reduced |