SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,025
- +7 vs. Q2 2023
- Shares held
- 25.5M
- −3.08M (−10.8%) vs. Q2 2023
- Total value
- $8.56B
- −$1.26B (−12.8%) vs. Q2 2023
- New holders
- 72
- 343 more added
- Sold out
- 65
- 336 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cerity Partners LLC | 26,552 | $8.90M | 0.04% | −26,742−50.2% | Reduced |
| Pittenger & Anderson Inc | 27,080 | $9.07M | 0.46% | +543+2.0% | Added |
| Toronto Dominion Bank | 27,505 | $9.21M | 0.02% | −705−2.5% | Reduced |
| Prospera Financial Services Inc | 27,756 | $9.30M | 0.36% | +1,548+5.9% | Added |
| Capital Wealth Planning, LLC | 27,849 | $9.33M | 0.11% | +2,269+8.9% | Added |
| Whittier Trust Co of Nevada Inc | 27,879 | $9.34M | 0.33% | +51+0.2% | Added |
| Mechanics Bank Trust Department | 28,537 | $9.56M | 1.60% | +646+2.3% | Added |
| Two Sigma Advisers, LP | 29,400 | $9.85M | 0.03% | −37,600−56.1% | Reduced |
| IFG Advisory, LLC | 30,190 | $10.1M | 0.85% | +865+2.9% | Added |
| Oak Harvest Investment Services | 30,311 | $10.2M | 2.15% | −1,210−3.8% | Reduced |
| Cutler Group LP | 30,320 | $10.2M | 1.62% | +28,308+1,407.0% | Added |
| Kestra Advisory Services, LLC | 30,380 | $10.2M | 0.10% | +647+2.2% | Added |
| Sykon Capital LLC | 30,578 | $10.2M | 4.39% | +16,036+110.3% | Added |
| Royal Fund Management, LLC | 31,201 | $10.5M | 1.49% | +7,752+33.1% | Added |
| Benin Management CORP | 31,315 | $10.5M | 3.89% | −105−0.3% | Reduced |
| All Terrain Financial Advisors, LLC | 32,021 | $10.7M | 5.43% | −1,311−3.9% | Reduced |
| Amplius Wealth Advisors, LLC | 32,231 | $10.8M | 1.45% | −566−1.7% | Reduced |
| Meridian Wealth Management, LLC | 32,420 | $10.9M | 0.67% | −2,873−8.1% | Reduced |
| Atria Wealth Solutions, Inc. | 32,705 | $11.0M | 0.15% | −608−1.8% | Reduced |
| Pinnacle Holdings, LLC | 33,179 | $11.1M | 5.21% | −260−0.8% | Reduced |
| Financial Sense Advisors, Inc. | 33,329 | $11.2M | 4.78% | +33,329 | New |
| Ameritas Advisory Services, LLC | 33,428 | $11.2M | 0.56% | +8,555+34.4% | Added |
| Robertson Stephens Wealth Management, LLC | 33,644 | $11.3M | 0.76% | +1,557+4.9% | Added |
| Jane Street Group, LLC | 33,940 | $11.4M | 0.02% | −207,024−85.9% | Reduced |
| National Bank of Canada | 35,099 | $11.7M | 0.02% | −958−2.7% | Reduced |
| TD Waterhouse Canada Inc. | 35,086 | $11.7M | 0.12% | −949−2.6% | Reduced |
| Washburn Capital Management, Inc. | 35,628 | $11.9M | 10.08% | −2,052−5.4% | Reduced |
| Echo45 Advisors LLC | 36,172 | $12.1M | 10.27% | +37+0.1% | Added |
| L & S Advisors Inc | 36,420 | $12.2M | 1.75% | −1,281−3.4% | Reduced |
| Brookstone Capital Management | 36,799 | $12.3M | 0.27% | −1,148−3.0% | Reduced |
| MKT Advisors LLC | 37,858 | $12.6M | 9.59% | −6,213−14.1% | Reduced |
| GWM Advisors LLC | 38,223 | $12.8M | 0.14% | +4,809+14.4% | Added |
| Steward Partners Investment Advisory, LLC | 39,314 | $13.2M | 0.20% | +520+1.3% | Added |
| Taiyo Life Insurance Co | 40,000 | $13.4M | 1.04% | 00.0% | Unchanged |
| Blair William & Co | 40,064 | $13.4M | 0.05% | −5,771−12.6% | Reduced |
| Pinnacle Financial Partners Inc | 40,135 | $13.4M | 0.35% | −473−1.2% | Reduced |
| Daiwa Securities Group Inc. | 41,272 | $13.8M | 0.10% | −4,566−10.0% | Reduced |
| GenWealth Group, Inc. | 42,116 | $14.1M | 4.28% | +140+0.3% | Added |
| HSBC Holdings PLC | 42,800 | $14.3M | 0.02% | −78,412−64.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 43,530 | $14.6M | 0.05% | +42,784+5,735.1% | Added |
| TCP Asset Management, LLC | 43,612 | $14.6M | 6.25% | +2,656+6.5% | Added |
| Point72 Middle East FZE | 43,780 | $14.7M | 0.89% | −11,488−20.8% | Reduced |
| Strategic Wealth Designers | 44,300 | $14.8M | 2.69% | +719+1.6% | Added |
| Avantax Advisory Services, Inc. | 45,070 | $15.1M | 0.17% | +8,721+24.0% | Added |
| Walleye Capital LLC | 46,081 | $15.4M | 0.23% | +18,353+66.2% | Added |
| FMR LLC | 46,868 | $15.7M | 0.00% | +3,421+7.9% | Added |
| AMG National Trust Bank | 47,731 | $16.0M | 0.56% | −163−0.3% | Reduced |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 48,431 | $16.5M | 1.21% | 00.0% | Unchanged |
| Prostatis Group LLC | 49,532 | $16.6M | 8.11% | +13,392+37.1% | Added |
| Northern Trust Corp | 50,438 | $16.9M | 0.00% | −511−1.0% | Reduced |
| Janney Montgomery Scott LLC | 50,500 | $16.9M | 0.06% | −1,824−3.5% | Reduced |
| Baird Financial Group, Inc. | 52,338 | $17.5M | 0.05% | +13,178+33.7% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 53,787 | $18.0M | 10.96% | +820+1.5% | Added |
| Creative Planning | 57,453 | $19.2M | 0.03% | +100+0.2% | Added |
| Integrated Wealth Concepts LLC | 58,031 | $19.4M | 0.34% | +417+0.7% | Added |
| Meitav Dash Investments Ltd | 58,511 | $19.9M | 0.32% | −50,115−46.1% | Reduced |
| Cetera Investment Advisers | 59,772 | $20.0M | 0.17% | −7,876−11.6% | Reduced |
| Stephens Inc | 60,015 | $20.1M | 0.39% | −484−0.8% | Reduced |
| Parallax Volatility Advisers, L.P. | 60,586 | $20.3M | 0.71% | +32,775+117.8% | Added |
| CI Private Wealth, LLC | 61,119 | $20.5M | 0.05% | +37,960+163.9% | Added |
| Conservest Capital Advisors, Inc. | 61,574 | $20.6M | 2.49% | +198+0.3% | Added |
| Mariner, LLC | 61,623 | $20.6M | 0.06% | +2,656+4.5% | Added |
| Captrust Financial Advisors | 61,684 | $20.7M | 0.08% | +4,312+7.5% | Added |
| MML Investors Services, LLC | 61,899 | $20.7M | 0.11% | +10,245+19.8% | Added |
| Wright Fund Managment, LLC | 62,438 | $20.9M | 0.93% | −95,777−60.5% | Reduced |
| Johnson Bixby & Associates, LLC | 64,401 | $21.6M | 4.50% | −15,563−19.5% | Reduced |
| Susquehanna International Group, LLP | 67,466 | $22.6M | 0.04% | +67,466 | New |
| Cetera Advisor Networks LLC | 67,485 | $22.6M | 0.14% | −2,591−3.7% | Reduced |
| Rockefeller Capital Management L.P. | 68,062 | $22.8M | 0.09% | −7,341−9.7% | Reduced |
| Select Asset Management & Trust | 68,142 | $22.8M | 13.26% | +30,115+79.2% | Added |
| Jones Financial Companies LLLP | 68,510 | $22.9M | 0.04% | −129−0.2% | Reduced |
| SG Americas Securities, LLC | 68,767 | $23.0M | 0.31% | −37,748−35.4% | Reduced |
| HRT Financial LP | 68,879 | $23.1M | 0.23% | +68,879 | New |
| Financial Advisory Group | 71,661 | $24.0M | 4.94% | −7,533−9.5% | Reduced |
| CIBC World Markets Inc. | 72,911 | $24.4M | 0.09% | −289−0.4% | Reduced |
| Bank of New York Mellon Corp | 73,683 | $24.7M | 0.01% | +4,618+6.7% | Added |
| Pinnacle Associates Ltd | 75,241 | $25.2M | 0.47% | −7,337−8.9% | Reduced |
| GTS Securities LLC | 76,651 | $25.7M | 0.54% | +76,651 | New |
| Capital Fund Management S.A. | 79,223 | $26.5M | 0.36% | +42,000+112.8% | Added |
| Apollon Wealth Management, LLC | 79,448 | $26.6M | 1.34% | +68,871+651.1% | Added |
| Campbell Wealth Management | 81,066 | $27.2M | 3.31% | −1,711−2.1% | Reduced |
| Qube Research & Technologies Ltd | 85,460 | $28.6M | 0.08% | −27,684−24.5% | Reduced |
| Beacon Capital Management, LLC | 87,679 | $30.1M | 7.99% | 00.0% | Unchanged |
| Horizon Wealth Management, LLC | 101,080 | $33.9M | 13.60% | +101,080 | New |
| Wolverine Trading, LLC | 105,874 | $35.5M | 0.35% | −650,622−86.0% | Reduced |
| Green Square Capital Advisors LLC | 107,013 | $35.8M | 4.79% | 00.0% | Unchanged |
| CM Wealth Advisors LLC | 109,584 | $38.2M | 14.96% | +23,203+26.9% | Added |
| Millennium Management LLC | 120,080 | $40.2M | 0.04% | +36,503+43.7% | Added |
| Stifel Financial Corp | 121,163 | $40.6M | 0.06% | +3,683+3.1% | Added |
| Atria Investments LLC | 122,794 | $41.1M | 0.73% | +23,576+23.8% | Added |
| HighTower Advisors, LLC | 124,322 | $41.6M | 0.08% | +12,395+11.1% | Added |
| First Republic Investment Management, Inc. | 127,370 | $42.7M | 0.12% | +4,590+3.7% | Added |
| Private Advisor Group, LLC | 129,370 | $43.3M | 0.39% | −8,367−6.1% | Reduced |
| Simplex Trading, LLC | 130,631 | $43.8M | 1.60% | +104,312+396.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 151,084 | $50.6M | 0.24% | +35,374+30.6% | Added |
| AE Wealth Management LLC | 152,748 | $51.2M | 0.31% | −13,708−8.2% | Reduced |
| Truist Financial Corp | 160,841 | $53.9M | 0.09% | +4,802+3.1% | Added |
| Chartist Inc | 172,357 | $57.7M | 42.30% | −15,392−8.2% | Reduced |
| Total Investment Management Inc | 175,971 | $58.9M | 8.44% | +15,958+10.0% | Added |
| Twin Tree Management, LP | 191,481 | $64.1M | 2.15% | +191,481 | New |