SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 962
- +87 vs. Q3 2021
- Shares held
- 26.7M
- −212.4K (−0.8%) vs. Q3 2021
- Total value
- $9.71B
- +$609.8M (+6.7%) vs. Q3 2021
- New holders
- 157
- 317 more added
- Sold out
- 70
- 235 more reduced
18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cowa, LLC | 17,765 | $6.45M | 3.25% | −1,499−7.8% | Reduced |
| Birinyi Associates Inc | 18,045 | $6.56M | 2.05% | −500−2.7% | Reduced |
| King Wealth | 18,062 | $6.56M | 1.22% | +145+0.8% | Added |
| Financial Advocates Investment Management | 18,174 | $6.60M | 0.47% | +1,273+7.5% | Added |
| Wealth Enhancement & Preservation of GA, LLC | 18,269 | $6.64M | 4.48% | +448+2.5% | Added |
| Pettinga Financial Advisors, LLC | 18,327 | $6.66M | 1.62% | +1,610+9.6% | Added |
| Equitec Proprietary Markets, LLC | 18,440 | $6.70M | 3.56% | +18,440 | New |
| Murphy Capital Management Inc | 18,697 | $6.79M | 0.73% | −68−0.4% | Reduced |
| AlphaStar Capital Management, LLC | 19,053 | $6.87M | 0.55% | −2,753−12.6% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 19,064 | $6.93M | 1.39% | 00.0% | Unchanged |
| Banco Bilbao Vizcaya Argentaria, S.A. | 19,148 | $6.95M | 0.09% | +883+4.8% | Added |
| TBH Global Asset Management, LLC | 19,202 | $6.98M | 1.45% | +281+1.5% | Added |
| Capital Advisory Group Advisory Services, LLC | 19,399 | $7.05M | 3.12% | −3,605−15.7% | Reduced |
| Washington Capital Management Inc | 19,416 | $7.05M | 5.71% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 19,547 | $7.11M | 0.61% | +283+1.5% | Added |
| Fortune 45 LLC | 19,827 | $7.20M | 6.33% | +19,827 | New |
| Select Asset Management & Trust | 19,863 | $7.22M | 4.77% | +11,558+139.2% | Added |
| Cornerstone Wealth Management, LLC | 20,149 | $7.32M | 0.70% | +828+4.3% | Added |
| Tower Research Capital LLC (TRC) | 20,163 | $7.33M | 0.13% | −4,378−17.8% | Reduced |
| Cetera Investment Advisers | 20,342 | $7.39M | 0.11% | +956+4.9% | Added |
| Great Valley Advisor Group, Inc. | 20,401 | $7.41M | 0.46% | +12,974+174.7% | Added |
| Sowell Financial Services LLC | 20,712 | $7.53M | 0.43% | +689+3.4% | Added |
| Oak Harvest Investment Services | 21,372 | $7.76M | 1.93% | +2,524+13.4% | Added |
| Brown Advisory Inc | 21,717 | $7.89M | 0.01% | +5,032+30.2% | Added |
| Jane Street Group, LLC | 21,833 | $7.93M | 0.02% | −6,649−23.3% | Reduced |
| TrueWealth Advisors, LLC | 22,600 | $8.21M | 3.69% | +784+3.6% | Added |
| Secure Asset Management, LLC | 22,628 | $8.22M | 3.33% | +2,141+10.5% | Added |
| Intergy Private Wealth, LLC | 23,295 | $8.46M | 6.61% | +23,295 | New |
| GHP Investment Advisors, Inc. | 23,606 | $8.58M | 0.61% | −519−2.2% | Reduced |
| NTV Asset Management LLC | 23,999 | $8.72M | 1.45% | +267+1.1% | Added |
| Amplius Wealth Advisors, LLC | 24,326 | $8.84M | 1.22% | +24,326 | New |
| Denver Wealth Management, Inc. | 24,415 | $8.87M | 8.51% | +24,415 | New |
| Daiwa Securities Group Inc. | 24,500 | $8.90M | 0.05% | −5,580−18.6% | Reduced |
| Kestra Advisory Services, LLC | 25,338 | $9.21M | 0.09% | −358−1.4% | Reduced |
| Prospera Financial Services Inc | 25,359 | $9.22M | 0.40% | +4,188+19.8% | Added |
| Hilltop Holdings Inc. | 25,661 | $9.32M | 0.97% | +2,873+12.6% | Added |
| Triumph Capital Management | 25,859 | $9.39M | 4.07% | +2,139+9.0% | Added |
| M&T Bank Corp | 26,203 | $9.52M | 0.04% | −177−0.7% | Reduced |
| IFG Advisory, LLC | 26,224 | $9.53M | 0.93% | +216+0.8% | Added |
| TD Waterhouse Canada Inc. | 25,951 | $9.55M | 0.09% | +25,951 | New |
| Pittenger & Anderson Inc | 26,315 | $9.56M | 0.44% | +152+0.6% | Added |
| Laurel Wealth Advisors, Inc. | 26,776 | $9.73M | 0.75% | +25,417+1,870.3% | Added |
| Main Management Fund Advisors LLC | 26,800 | $9.74M | 8.04% | +2,000+8.1% | Added |
| Whittier Trust Co of Nevada Inc | 26,929 | $9.78M | 0.36% | +252+0.9% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 27,003 | $9.83M | 0.05% | +27,003 | New |
| Strategic Wealth Designers | 27,086 | $9.84M | 2.56% | +2,251+9.1% | Added |
| Ameritas Advisory Services, LLC | 27,198 | $9.88M | 0.36% | +27,198 | New |
| Stratos Wealth Partners, LTD. | 27,503 | $9.99M | 0.22% | +11,244+69.2% | Added |
| Mechanics Bank Trust Department | 27,630 | $10.0M | 1.48% | −435−1.5% | Reduced |
| First Heartland Consultants, Inc. | 27,877 | $10.1M | 1.34% | +22,629+431.2% | Added |
| Flow Traders U.S. LLC | 28,000 | $10.2M | 0.54% | +4,751+20.4% | Added |
| Whittier Trust Co | 28,822 | $10.5M | 0.17% | −214−0.7% | Reduced |
| Keybank National Association | 29,088 | $10.6M | 0.04% | −220−0.8% | Reduced |
| Main Management LLC | 29,200 | $10.6M | 1.06% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 29,368 | $10.7M | 0.11% | +3,284+12.6% | Added |
| Avantax Advisory Services, Inc. | 30,107 | $10.9M | 0.16% | +268+0.9% | Added |
| Baird Financial Group, Inc. | 31,015 | $11.3M | 0.03% | +252+0.8% | Added |
| Pinnacle Family Advisors, LLC | 31,222 | $11.3M | 5.14% | +31,222 | New |
| Pinnacle Holdings, LLC | 31,618 | $11.5M | 4.83% | −198−0.6% | Reduced |
| All Terrain Financial Advisors, LLC | 33,592 | $12.2M | 5.18% | +4,098+13.9% | Added |
| L & S Advisors Inc | 34,652 | $12.6M | 1.36% | +3,975+13.0% | Added |
| Meridian Wealth Management, LLC | 37,083 | $13.5M | 1.44% | −5,098−12.1% | Reduced |
| Investment Management of Virginia LLC | 37,498 | $13.6M | 2.20% | −14,761−28.2% | Reduced |
| Cetera Advisor Networks LLC | 37,613 | $13.7M | 0.17% | −1,776−4.5% | Reduced |
| FMR LLC | 37,684 | $13.7M | 0.00% | +1,701+4.7% | Added |
| Taiyo Life Insurance Co | 40,000 | $14.5M | 2.07% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 40,318 | $14.6M | 0.46% | −453−1.1% | Reduced |
| Summit Asset Management, LLC | 41,203 | $15.0M | 4.24% | +337+0.8% | Added |
| GenWealth Group, Inc. | 43,840 | $15.9M | 4.31% | +359+0.8% | Added |
| National Bank of Canada | 43,934 | $16.0M | 0.07% | +43,934 | New |
| HSBC Holdings PLC | 40,753 | $16.3M | 0.02% | −20,390−33.3% | Reduced |
| MKT Advisors LLC | 48,380 | $16.5M | 12.94% | +48,380 | New |
| American Planning Services, Inc. | 45,739 | $16.6M | 14.71% | +45,739 | New |
| Janney Montgomery Scott LLC | 45,986 | $16.7M | 0.06% | +8,783+23.6% | Added |
| CTC LLC | 46,662 | $17.0M | 0.39% | +46,662 | New |
| Pinnacle Associates Ltd | 46,866 | $17.0M | 0.29% | −4,767−9.2% | Reduced |
| Mariner, LLC | 47,265 | $17.2M | 0.07% | +2,910+6.6% | Added |
| CIBC World Markets Inc. | 47,745 | $17.3M | 0.06% | +2,155+4.7% | Added |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 48,431 | $17.6M | 1.15% | 00.0% | Unchanged |
| Regions Financial Corp | 48,702 | $17.7M | 0.14% | +2,413+5.2% | Added |
| AMG National Trust Bank | 49,409 | $18.0M | 0.54% | −173−0.3% | Reduced |
| Marshall Wace, LLP | 50,195 | $18.2M | 0.04% | +50,195 | New |
| Integrated Wealth Concepts LLC | 51,426 | $18.7M | 0.56% | +7,027+15.8% | Added |
| Northern Trust Corp | 51,480 | $18.7M | 0.00% | +2,997+6.2% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 51,544 | $18.7M | 10.32% | +1,155+2.3% | Added |
| Clear Street Markets LLC | 51,644 | $18.8M | 1.68% | +28,144+119.8% | Added |
| Cetera Advisors LLC | 52,932 | $19.2M | 0.39% | −7,132−11.9% | Reduced |
| Smith Anglin Financial, LLC | 52,936 | $19.2M | 3.28% | −978−1.8% | Reduced |
| AAFCPAs Wealth Management, LLC | 52,981 | $19.3M | 13.93% | +380+0.7% | Added |
| Davidson Capital Management Inc. | 53,611 | $19.5M | 10.67% | +703+1.3% | Added |
| Parallax Volatility Advisers, L.P. | 53,709 | $19.5M | 0.24% | +53,708+5,370,800.0% | Added |
| Creative Planning | 54,654 | $19.9M | 0.03% | −1,027−1.8% | Reduced |
| Meitav Dash Investments Ltd | 55,191 | $20.1M | 0.33% | +2,815+5.4% | Added |
| Steward Partners Investment Advisory, LLC | 55,334 | $20.1M | 0.31% | +158+0.3% | Added |
| Washburn Capital Management, Inc. | 58,122 | $21.1M | 12.55% | +1,296+2.3% | Added |
| Eagle Capital Management, LLC | 59,551 | $21.6M | 5.67% | +1,735+3.0% | Added |
| Jump Financial, LLC | 60,175 | $21.9M | 1.37% | −59,666−49.8% | Reduced |
| Conservest Capital Advisors, Inc. | 60,272 | $21.9M | 2.35% | −762−1.2% | Reduced |
| Johnson Midwest Financial, LLC | 60,701 | $22.1M | 16.54% | +60,447+23,798.0% | Added |
| Qube Research & Technologies Ltd | 62,314 | $22.6M | 0.17% | +62,314 | New |