SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 962
- +87 vs. Q3 2021
- Shares held
- 26.7M
- −212.4K (−0.8%) vs. Q3 2021
- Total value
- $9.71B
- +$609.8M (+6.7%) vs. Q3 2021
- New holders
- 157
- 317 more added
- Sold out
- 70
- 235 more reduced
18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Essex Financial Services, Inc. | 3,737 | $1.36M | 0.13% | +125+3.5% | Added |
| Connecticut Wealth Management, LLC | 3,748 | $1.36M | 0.11% | 00.0% | Unchanged |
| Murphy, Middleton, Hinkle & Parker, Inc. | 3,798 | $1.38M | 0.74% | 00.0% | Unchanged |
| Resurgent Financial Advisors LLC | 3,830 | $1.39M | 1.15% | +3,830 | New |
| Regentatlantic Capital LLC | 3,879 | $1.41M | 0.04% | +31+0.8% | Added |
| Cypress Capital, LLC | 3,883 | $1.41M | 0.16% | +78+2.0% | Added |
| Morton Capital Management LLC | 3,896 | $1.42M | 0.58% | +3,896 | New |
| Financial Architects, Inc | 3,897 | $1.42M | 0.19% | +501+14.8% | Added |
| Community Trust & Investment Co | 3,900 | $1.42M | 0.11% | 00.0% | Unchanged |
| Dixon Hughes Goodman Wealth Advisors LLC | 3,903 | $1.42M | 0.46% | +3,903 | New |
| Intercontinental Wealth Advisors, LLC | 3,908 | $1.42M | 0.30% | +1,881+92.8% | Added |
| Mission Wealth Management, LP | 3,916 | $1.42M | 0.07% | +1,044+36.4% | Added |
| Ashford Advisors, LLC | 4,000 | $1.45M | 0.49% | 00.0% | Unchanged |
| Csenge Advisory Group | 4,242 | $1.47M | 0.13% | +298+7.6% | Added |
| Grandview Asset Management LLC | 4,073 | $1.48M | 0.60% | +58+1.4% | Added |
| NBT Bank N A | 4,087 | $1.49M | 0.19% | −173−4.1% | Reduced |
| Country Club Trust Company, n.a. | 4,090 | $1.49M | 0.12% | +500+13.9% | Added |
| Davenport & Co LLC | 4,127 | $1.50M | 0.01% | +487+13.4% | Added |
| Ieq Capital, LLC | 4,133 | $1.50M | 0.03% | 00.0% | Unchanged |
| Apriem Advisors | 4,150 | $1.51M | 0.21% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 4,181 | $1.52M | 0.47% | +8+0.2% | Added |
| Lakeview Capital Partners, LLC | 4,219 | $1.53M | 0.90% | −240−5.4% | Reduced |
| Stelac Advisory Services LLC | 4,286 | $1.56M | 0.42% | +1,250+41.2% | Added |
| Purus Wealth Management, LLC | 4,290 | $1.56M | 0.98% | −12−0.3% | Reduced |
| Change Path, LLC | 4,354 | $1.58M | 0.08% | −259−5.6% | Reduced |
| CAPROCK Group, Inc. | 4,395 | $1.60M | 0.13% | +1,512+52.4% | Added |
| J. Goldman & Co LP | 4,424 | $1.61M | 0.15% | +616+16.2% | Added |
| Raab & Moskowitz Asset Management LLC | 4,443 | $1.61M | 0.53% | −35−0.8% | Reduced |
| Kelman-Lazarov, Inc. | 4,445 | $1.61M | 0.52% | 00.0% | Unchanged |
| Cambridge Advisors Inc. | 4,465 | $1.62M | 0.37% | −11−0.2% | Reduced |
| Safeguard Investment Advisory Group, LLC | 4,534 | $1.65M | 0.96% | +608+15.5% | Added |
| Monograph Wealth Advisors, LLC | 4,541 | $1.65M | 0.42% | +4,541 | New |
| Ancora Advisors, LLC | 4,587 | $1.67M | 0.04% | −200−4.2% | Reduced |
| Patton Albertson Miller Group, LLC | 4,597 | $1.67M | 0.27% | +1,332+40.8% | Added |
| Tocqueville Asset Management L.P. | 4,663 | $1.69M | 0.02% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 4,674 | $1.70M | 0.08% | +27+0.6% | Added |
| Brinker Capital Investments, LLC | 4,708 | $1.71M | 0.02% | +2,817+149.0% | Added |
| RFG Advisory, LLC | 4,774 | $1.73M | 0.12% | −2,546−34.8% | Reduced |
| NEXT Financial Group, Inc | 4,777 | $1.74M | 0.11% | −583−10.9% | Reduced |
| Bessemer Group Inc | 4,787 | $1.74M | 0.00% | 00.0% | Unchanged |
| Focus Financial Network, Inc. | 4,842 | $1.76M | 0.26% | +323+7.1% | Added |
| Analyst IMS Investment Management Services Ltd. | 4,840 | $1.76M | 0.17% | −51−1.0% | Reduced |
| Goldstream Capital Management Ltd | 4,880 | $1.77M | 0.44% | +4,880 | New |
| Meridian Management Co | 4,986 | $1.81M | 0.53% | 00.0% | Unchanged |
| American State Bank (Iowa) | 4,992 | $1.81M | 1.26% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 5,008 | $1.82M | 0.08% | −430−7.9% | Reduced |
| Apexium Financial, LP | 5,031 | $1.83M | 0.94% | 00.0% | Unchanged |
| Synovus Financial Corp | 5,113 | $1.86M | 0.02% | +168+3.4% | Added |
| Wealthcare Advisory Partners LLC | 5,137 | $1.87M | 0.11% | −91−1.7% | Reduced |
| D.A. Davidson & Co. | 5,172 | $1.88M | 0.02% | −237−4.4% | Reduced |
| South State Corp. | 5,200 | $1.89M | 0.15% | 00.0% | Unchanged |
| Collaborative Wealth Managment Inc. | 5,229 | $1.90M | 1.04% | +5,229 | New |
| Banque Pictet & Cie SA | 5,280 | $1.92M | 0.01% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 5,344 | $1.94M | 0.08% | −9−0.2% | Reduced |
| Stokes Family Office, LLC | 5,395 | $1.96M | 0.24% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 5,535 | $1.96M | 0.32% | +303+5.8% | Added |
| Mayflower Financial Advisors, LLC | 5,404 | $1.96M | 0.26% | −91−1.7% | Reduced |
| Resource Management, LLC | 5,406 | $1.96M | 0.20% | +303+5.9% | Added |
| WealthBridge Capital Management, LLC | 5,447 | $1.98M | 0.74% | −3,620−39.9% | Reduced |
| Equitable Holdings, Inc. | 5,483 | $1.99M | 0.03% | +570+11.6% | Added |
| Huntington National Bank | – | $2.00M | 0.02% | – | – |
| Nwam LLC | 5,581 | $2.03M | 0.16% | +521+10.3% | Added |
| Centaurus Financial, Inc. | 5,657 | $2.06M | 0.16% | +70+1.3% | Added |
| GWM Advisors LLC | 5,698 | $2.07M | 0.03% | +4,190+277.9% | Added |
| Vontobel Holding Ltd. | 5,699 | $2.07M | 0.02% | +5,699 | New |
| Capital Advisors, Ltd. LLC | 5,719 | $2.08M | 0.34% | 00.0% | Unchanged |
| Bank Hapoalim BM | 5,862 | $2.13M | 0.21% | −408−6.5% | Reduced |
| Integrated Advisors Network LLC | 5,893 | $2.14M | 0.13% | −323−5.2% | Reduced |
| Matrix Private Capital Group LLC | 5,937 | $2.16M | 1.02% | +266+4.7% | Added |
| St. Clair Advisors, LLC | 5,951 | $2.16M | 1.24% | −170−2.8% | Reduced |
| CMG Global Holdings, LLC | 5,985 | $2.17M | 1.40% | +97+1.6% | Added |
| Gunma Bank,Ltd. | 6,000 | $2.18M | 1.91% | −15,400−72.0% | Reduced |
| Asset Dedication, LLC | 6,035 | $2.19M | 0.26% | −260−4.1% | Reduced |
| Joel Isaacson & Co., LLC | 6,047 | $2.20M | 0.15% | +229+3.9% | Added |
| Gamble Jones Investment Counsel | 6,050 | $2.20M | 0.13% | +500+9.0% | Added |
| InterOcean Capital Group, LLC | 6,097 | $2.21M | 0.10% | +1,347+28.4% | Added |
| Scotia Capital Inc. | 6,153 | $2.23M | 0.01% | +538+9.6% | Added |
| Nomura Asset Management Co Ltd | 6,175 | $2.24M | 0.01% | +6,175 | New |
| Goodwin Daniel L | 6,177 | $2.25M | 0.99% | +4,650+304.5% | Added |
| Windsor Capital Management, LLC | 6,212 | $2.26M | 0.68% | −458−6.9% | Reduced |
| Apollon Wealth Management, LLC | 6,267 | $2.28M | 0.18% | +448+7.7% | Added |
| Objective Capital Management, LLC | 6,286 | $2.28M | 1.62% | +6,286 | New |
| JTC Employer Solutions Trusteee Ltd | 6,300 | $2.29M | 0.28% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 6,321 | $2.30M | 0.05% | +470+8.0% | Added |
| SignalPoint Asset Management, LLC | 6,324 | $2.30M | 0.70% | +40+0.6% | Added |
| Guardian Wealth Advisors, LLC | 6,368 | $2.31M | 0.99% | +6,368 | New |
| Foresight Capital Management Advisors, Inc. | 6,394 | $2.32M | 2.26% | +6,394 | New |
| Moulton Wealth Management, Inc | 6,420 | $2.37M | 1.73% | −176−2.7% | Reduced |
| MAI Capital Management | 6,537 | $2.38M | 0.04% | +1,656+33.9% | Added |
| Fifth Third Securities, Inc. | 6,543 | $2.38M | 0.26% | −258−3.8% | Reduced |
| Cresset Asset Management, LLC | 6,612 | $2.41M | 0.02% | +1,193+22.0% | Added |
| AdvisorNet Financial, Inc | 6,637 | $2.41M | 0.15% | −983−12.9% | Reduced |
| Fingerlakes Wealth Management, Inc. | 6,755 | $2.45M | 2.76% | +6,755 | New |
| Parametric Portfolio Associates LLC | 6,930 | $2.52M | 0.00% | −1,593−18.7% | Reduced |
| National Asset Management, Inc. | 6,929 | $2.52M | 0.07% | −561−7.5% | Reduced |
| Meridian Investment Counsel Inc. | 7,090 | $2.58M | 0.86% | 00.0% | Unchanged |
| Heritage Investors Management Corp | 7,200 | $2.62M | 0.10% | −500−6.5% | Reduced |
| Kellett Schaffner Wealth Advisors LLC | 7,296 | $2.65M | 2.03% | +7,296 | New |
| First Horizon Advisors, Inc. | 7,365 | $2.67M | 0.08% | −603−7.6% | Reduced |
| Golden State Wealth Management, LLC | 7,370 | $2.68M | 0.46% | +1,132+18.1% | Added |