SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 962
- +87 vs. Q3 2021
- Shares held
- 26.7M
- −212.4K (−0.8%) vs. Q3 2021
- Total value
- $9.71B
- +$609.8M (+6.7%) vs. Q3 2021
- New holders
- 157
- 317 more added
- Sold out
- 70
- 235 more reduced
18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Proequities, Inc. | 2,147 | $781.0K | 0.04% | +121+6.0% | Added |
| Verity Asset Management, Inc. | 2,156 | $783.0K | 0.46% | −3−0.1% | Reduced |
| Fieldpoint Private Securities, LLC | 2,155 | $783.0K | 0.15% | 00.0% | Unchanged |
| Garrison Point Advisors, LLC | 2,160 | $785.0K | 0.52% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 2,165 | $787.0K | 0.11% | +23+1.1% | Added |
| CWM, LLC | 2,179 | $792.0K | 0.01% | +2,179 | New |
| Ayalon Holdings Ltd. | 2,185 | $795.0K | 0.27% | −7,475−77.4% | Reduced |
| Sawtooth Solutions, LLC | 2,192 | $796.0K | 0.09% | +1,096+100.0% | Added |
| Quadrant Capital Group LLC | 2,197 | $798.0K | 0.10% | 00.0% | Unchanged |
| Emery Howard Portfolio Management, Inc. | 2,213 | $804.0K | 0.10% | −108−4.7% | Reduced |
| Investment House LLC | 2,238 | $813.0K | 0.05% | +2,238 | New |
| Bedell Frazier Investment Counseling, LLC | 2,245 | $816.0K | 0.20% | +1,353+151.7% | Added |
| Beaumont Financial Partners, LLC | 2,266 | $823.0K | 0.06% | +80+3.7% | Added |
| Lincoln National Corp | 2,267 | $823.0K | 0.02% | +270+13.5% | Added |
| Signature Securities Group Corporation | 2,277 | $828.0K | 0.25% | +337+17.4% | Added |
| Howe & Rusling Inc | 2,285 | $830.0K | 0.10% | −3−0.1% | Reduced |
| Fort Point Capital Partners LLC | 2,301 | $836.0K | 0.12% | +13+0.6% | Added |
| Truehand, Inc | 2,320 | $843.0K | 0.49% | 00.0% | Unchanged |
| Oxford Financial Group Ltd | 2,322 | $844.0K | 0.09% | +503+27.7% | Added |
| Zimmermann Investment Management & Planning LLC | 2,324 | $844.0K | 0.47% | +2,324 | New |
| WESCAP Management Group, Inc. | 2,326 | $845.0K | 0.23% | +10+0.4% | Added |
| MUFG Americas Holdings Corp | 2,345 | $852.0K | 0.02% | 00.0% | Unchanged |
| Compass Ion Advisors, LLC | 2,345 | $852.0K | 0.27% | +11+0.5% | Added |
| First City Capital Management, Inc. | 2,455 | $862.0K | 0.48% | +290+13.4% | Added |
| Trexquant Investment LP | 2,377 | $864.0K | 0.05% | −1,514−38.9% | Reduced |
| Camden Capital, LLC | 2,386 | $867.0K | 0.19% | +677+39.6% | Added |
| Legacy Advisors, LLC | 2,445 | $888.0K | 0.33% | 00.0% | Unchanged |
| Clarity Wealth Advisors, LLC | 2,456 | $892.0K | 0.41% | +311+14.5% | Added |
| FDx Advisors, Inc. | 2,465 | $896.0K | 0.02% | +2,465 | New |
| Wetherby Asset Management Inc | 2,468 | $897.0K | 0.05% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 2,489 | $904.0K | 0.06% | +11+0.4% | Added |
| Trustcore Financial Services, LLC | 2,490 | $905.0K | 0.10% | −190−7.1% | Reduced |
| Private Portfolio Partners LLC | 2,518 | $914.9K | 0.23% | +70+2.9% | Added |
| Newbridge Financial Services Group, Inc. | 2,518 | $915.0K | 0.43% | +825+48.7% | Added |
| Kovack Advisors, Inc. | 2,541 | $923.0K | 0.09% | −7,874−75.6% | Reduced |
| Citizens & Northern Corp | 2,543 | $924.0K | 0.33% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 2,548 | $926.0K | 0.50% | +2,548 | New |
| Lazard Asset Management LLC | 2,585 | $939.0K | 0.00% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 2,605 | $946.0K | 0.06% | +887+51.6% | Added |
| CRA Financial Services, LLC | 2,612 | $949.0K | 0.28% | −205−7.3% | Reduced |
| Duncker Streett & Co Inc | 2,618 | $951.0K | 0.16% | +10.0% | Added |
| Keebeck Alpha, LP | 2,644 | $961.0K | 0.35% | −686−20.6% | Reduced |
| JFS Wealth Advisors, LLC | 2,644 | $961.0K | 0.09% | +578+28.0% | Added |
| Lido Advisors, LLC | 2,666 | $968.0K | 0.02% | −26−1.0% | Reduced |
| Alliancebernstein L.P. | 2,676 | $972.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 2,688 | $976.0K | 0.03% | 00.0% | Unchanged |
| Smith, Moore & Co. | 2,701 | $981.0K | 0.14% | +142+5.5% | Added |
| GYL Financial Synergies, LLC | 2,717 | $987.0K | 0.27% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 2,742 | $996.0K | 0.05% | −74−2.6% | Reduced |
| Pacific Financial Group Inc | 2,746 | $996.0K | 0.65% | 00.0% | Unchanged |
| Pegasus Asset Management, Inc. | 2,750 | $999.0K | 0.41% | −15−0.5% | Reduced |
| Chilton Investment Co LLC | 2,770 | $1.01M | 0.02% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 2,768 | $1.01M | 0.00% | +235+9.3% | Added |
| Maxele Advisors, LLC | 2,781 | $1.01M | 1.17% | +2,781 | New |
| First PREMIER Bank | 2,800 | $1.02M | 0.26% | 00.0% | Unchanged |
| Hancock Whitney Corp | 2,810 | $1.02M | 0.03% | +610+27.7% | Added |
| HBK Sorce Advisory LLC | 2,814 | $1.02M | 0.05% | +84+3.1% | Added |
| Founders Financial Alliance, LLC | 2,818 | $1.02M | 0.41% | +1,106+64.6% | Added |
| Etfidea, LLC | 2,873 | $1.04M | 0.42% | +2,873 | New |
| Keystone Wealth Services, LLC | 2,880 | $1.05M | 0.42% | +2,880 | New |
| Eaton Vance Management | 2,906 | $1.06M | 0.00% | +20+0.7% | Added |
| Castle Rock Wealth Management, LLC | 3,135 | $1.07M | 0.44% | −84−2.6% | Reduced |
| V Wealth Advisors LLC | 2,981 | $1.08M | 0.16% | −290−8.9% | Reduced |
| Fifth Third Bancorp | 2,990 | $1.09M | 0.00% | +194+6.9% | Added |
| Ashton Thomas Private Wealth, LLC | 3,000 | $1.09M | 0.11% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 3,013 | $1.09M | 0.66% | −839−21.8% | Reduced |
| Northern Capital Management, Inc. | 3,014 | $1.09M | 0.87% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,061 | $1.11M | 0.04% | 00.0% | Unchanged |
| Commerce Bank | 3,082 | $1.12M | 0.01% | +80+2.7% | Added |
| Atlas Private Wealth Advisors | 3,097 | $1.13M | 0.52% | +2,882+1,340.5% | Added |
| Sepio Capital, LP | 3,121 | $1.13M | 0.09% | 00.0% | Unchanged |
| Spring Capital Management, LLC | 3,126 | $1.14M | 0.90% | +3,126 | New |
| LexAurum Advisors, LLC | 3,130 | $1.14M | 0.37% | +857+37.7% | Added |
| Deutsche Bank AG | 3,158 | $1.15M | 0.00% | −1,464−31.7% | Reduced |
| Investors Financial Group, LLC | 3,164 | $1.15M | 0.54% | −17−0.5% | Reduced |
| Flputnam Investment Management Co | 3,184 | $1.16M | 0.04% | +68+2.2% | Added |
| Sequoia Financial Advisors, LLC | 3,219 | $1.17M | 0.03% | +2,419+302.4% | Added |
| Wealth Management Partners, LLC | 3,000 | $1.18M | 0.81% | −251−7.7% | Reduced |
| Cutter & CO Brokerage, Inc. | 3,264 | $1.19M | 0.33% | +14+0.4% | Added |
| Resonant Capital Advisors, LLC | 3,300 | $1.20M | 0.18% | 00.0% | Unchanged |
| Wealth Alliance Advisory Group, LLC | 3,469 | $1.26M | 0.55% | +55+1.6% | Added |
| Heritage Investment Group, Inc. | 3,480 | $1.26M | 1.00% | +3,480 | New |
| Central Trust Co | 3,503 | $1.27M | 0.04% | −17−0.5% | Reduced |
| Aull & Monroe Investment Management Corp | 3,515 | $1.28M | 0.57% | 00.0% | Unchanged |
| Cowen and Company, LLC | 3,530 | $1.28M | 0.12% | +3,530 | New |
| Bradley Foster & Sargent Inc | 3,540 | $1.29M | 0.03% | +3,540 | New |
| Banta Asset Management LP | 3,555 | $1.29M | 0.97% | −657−15.6% | Reduced |
| Moody Lynn & Lieberson, LLC | 3,556 | $1.29M | 0.09% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 3,555 | $1.29M | 0.10% | +863+32.1% | Added |
| SOL Capital Management CO | 3,585 | $1.30M | 0.24% | 00.0% | Unchanged |
| Vienna Asset Management LLC | 3,595 | $1.31M | 1.19% | +3,595 | New |
| Fortress Wealth Group, LLC | 3,669 | $1.31M | 0.98% | −2,361−39.2% | Reduced |
| Motco | 3,615 | $1.31M | 0.08% | −12−0.3% | Reduced |
| KCM Investment Advisors LLC | 3,620 | $1.31M | 0.05% | −50−1.4% | Reduced |
| Edge Capital Group, LLC | 3,630 | $1.32M | 0.09% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 3,686 | $1.34M | 0.04% | −103−2.7% | Reduced |
| Orion Portfolio Solutions, LLC | 3,687 | $1.34M | 0.04% | +244+7.1% | Added |
| Evoke Wealth, LLC | 3,684 | $1.34M | 0.04% | +16+0.4% | Added |
| Flagship Harbor Advisors, LLC | 3,715 | $1.35M | 0.13% | −2,716−42.2% | Reduced |
| Roundview Capital LLC | 3,726 | $1.35M | 0.14% | −42−1.1% | Reduced |