SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 962
- +87 vs. Q3 2021
- Shares held
- 26.7M
- −212.4K (−0.8%) vs. Q3 2021
- Total value
- $9.71B
- +$609.8M (+6.7%) vs. Q3 2021
- New holders
- 157
- 317 more added
- Sold out
- 70
- 235 more reduced
18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 55I, LLC | 1,008 | $366.0K | 0.01% | −413−29.1% | Reduced |
| SkyOak Wealth, LLC | 1,018 | $370.0K | 0.09% | −100−8.9% | Reduced |
| Carret Asset Management, LLC | 1,022 | $371.0K | 0.04% | 00.0% | Unchanged |
| High Falls Advisors, Inc | 1,022 | $371.0K | 0.09% | +222+27.8% | Added |
| Alterna Wealth Management, Inc | 1,025 | $372.0K | 0.31% | +1,025 | New |
| High Net Worth Advisory Group LLC | 1,027 | $373.0K | 0.13% | +1,027 | New |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 1,031 | $375.0K | 0.07% | −79−7.1% | Reduced |
| Carroll Financial Associates, Inc. | 1,034 | $375.0K | 0.02% | +1+0.1% | Added |
| Activest Wealth Management | 1,035 | $376.0K | 0.23% | −318−23.5% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 1,035 | $376.0K | 0.09% | +1,035 | New |
| People's United Financial, Inc. | 1,036 | $377.0K | 0.01% | −4,422−81.0% | Reduced |
| Successful Portfolios LLC | 1,039 | $377.0K | 0.20% | 00.0% | Unchanged |
| Welch & Forbes LLC | 1,040 | $378.0K | 0.01% | −40−3.7% | Reduced |
| Ridgecrest Wealth Partners, LLC | 1,040 | $378.0K | 0.18% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,039 | $378.0K | 0.01% | +36+3.6% | Added |
| HCR Wealth Advisors | 1,042 | $379.0K | 0.06% | +1+0.1% | Added |
| Alesco Advisors LLC | 1,045 | $380.0K | 0.01% | 00.0% | Unchanged |
| Fayez Sarofim & Co | 1,050 | $381.0K | 0.00% | 00.0% | Unchanged |
| Kaizen Financial Strategies | 1,051 | $382.0K | 0.29% | −54−4.9% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 1,054 | $383.0K | 0.11% | +3+0.3% | Added |
| Lionsbridge Wealth Management LLC | 1,076 | $390.0K | 0.42% | −9−0.8% | Reduced |
| Stonebridge Capital Advisors LLC | 1,076 | $391.0K | 0.04% | −279−20.6% | Reduced |
| WealthPLAN Partners, LLC | 1,113 | $391.0K | 0.03% | −28−2.5% | Reduced |
| Gofen & Glossberg LLC | 1,075 | $391.0K | 0.01% | +2+0.2% | Added |
| Pitti Group Wealth Management, LLC | 1,076 | $391.0K | 0.44% | +1,076 | New |
| Rosenblum Silverman Sutton S F Inc | 1,080 | $392.0K | 0.09% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 1,080 | $392.0K | 0.03% | +163+17.8% | Added |
| Alpha Cubed Investments, LLC | 1,079 | $392.0K | 0.03% | +354+48.8% | Added |
| Waddell & Associates, LLC | 1,078 | $392.0K | 0.06% | +1,078 | New |
| Element Wealth, LLC | 1,081 | $393.0K | 0.30% | −50−4.4% | Reduced |
| Lebenthal Global Advisors, LLC | 1,085 | $394.0K | 0.16% | −15−1.4% | Reduced |
| Clare Market Investments LLC | 1,091 | $396.4K | 0.11% | +318+41.1% | Added |
| Abbrea Capital, LLC | 1,091 | $397.0K | 0.05% | +100+10.1% | Added |
| Atlantic Private Wealth, LLC | 1,098 | $399.0K | 0.36% | +1,098 | New |
| Clifford Swan Investment Counsel LLC | 1,100 | $400.0K | 0.01% | 00.0% | Unchanged |
| Hengehold Capital Management LLC | 1,107 | $402.0K | 0.05% | 00.0% | Unchanged |
| Verdence Capital Advisors LLC | 1,108 | $403.0K | 0.05% | +100+9.9% | Added |
| Zhang Financial LLC | 1,123 | $408.0K | 0.07% | 00.0% | Unchanged |
| Warren Averett Asset Management, LLC | 1,177 | $409.0K | 0.04% | 00.0% | Unchanged |
| Soundwatch Capital LLC | 1,126 | $409.0K | 0.09% | 00.0% | Unchanged |
| Red Door Wealth Management, LLC | 1,126 | $409.0K | 0.13% | +124+12.4% | Added |
| Plancorp, LLC | 1,127 | $410.0K | 0.03% | +4+0.4% | Added |
| Wealthspan Partners, LLC | 1,128 | $410.0K | 0.36% | +1,128 | New |
| Penobscot Investment Management Company, Inc. | 1,145 | $416.0K | 0.06% | −25−2.1% | Reduced |
| Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD | 1,147 | $417.0K | 0.07% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 1,150 | $418.0K | 0.13% | 00.0% | Unchanged |
| Tempus Wealth Planning, LLC | 1,156 | $420.0K | 0.23% | +29+2.6% | Added |
| Fortitude Advisory Group L.L.C. | 1,156 | $420.0K | 0.21% | +1,156 | New |
| Domani Wealth, LLC | 1,158 | $421.0K | 0.08% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,157 | $422.0K | 0.01% | −5,735−83.2% | Reduced |
| Verition Fund Management LLC | 1,161 | $422.0K | 0.01% | +1,161 | New |
| Patten & Patten Inc | 1,166 | $424.0K | 0.03% | −48−4.0% | Reduced |
| Tyler-Stone Wealth Management | 1,167 | $424.0K | 0.22% | +1,167 | New |
| Well Done, LLC | 1,173 | $426.0K | 0.09% | 00.0% | Unchanged |
| Garde Capital, Inc. | 1,176 | $427.0K | 0.04% | +205+21.1% | Added |
| Franklin Resources Inc | 1,186 | $431.0K | 0.00% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 1,185 | $431.0K | 0.10% | 00.0% | Unchanged |
| Lineweaver Wealth Advisors, LLC | 1,190 | $432.0K | 0.12% | −294−19.8% | Reduced |
| Continuum Advisory, LLC | 1,189 | $432.0K | 0.10% | +231+24.1% | Added |
| Donaldson Capital Management, LLC | 1,196 | $434.0K | 0.02% | −6−0.5% | Reduced |
| Gables Capital Management Inc. | 1,195 | $434.0K | 0.26% | 00.0% | Unchanged |
| Parsons Capital Management Inc | 1,217 | $442.0K | 0.03% | −10−0.8% | Reduced |
| CoreCap Advisors, LLC | 1,216 | $442.0K | 0.03% | +1,216 | New |
| EP Wealth Advisors, LLC | 1,230 | $447.0K | 0.01% | +399+48.0% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 1,233 | $448.0K | 0.02% | +59+5.0% | Added |
| Kaydan Wealth Management, Inc. | 1,234 | $448.3K | 0.17% | +1,234 | New |
| Powers Advisory Group, LLC | 1,238 | $450.0K | 0.32% | +1,238 | New |
| Acas, LLC | 1,240 | $451.0K | 0.66% | +45+3.8% | Added |
| Tiedemann Advisors, LLC | 1,253 | $456.0K | 0.02% | +2+0.2% | Added |
| Sandy Spring Bank | 1,257 | $457.0K | 0.02% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 1,260 | $458.0K | 0.05% | 00.0% | Unchanged |
| Burns J W & Co Inc | 1,274 | $463.0K | 0.07% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 1,549 | $464.0K | 0.14% | +179+13.1% | Added |
| BNC Wealth Management, LLC | 1,278 | $464.0K | 0.22% | +1,278 | New |
| WealthShield Partners, LLC | 1,282 | $466.0K | 0.08% | +371+40.7% | Added |
| Paradigm, Strategies in Wealth Management, LLC | 1,295 | $470.0K | 0.48% | −20−1.5% | Reduced |
| Schneider Downs Wealth Management Advisors, LP | 1,310 | $476.0K | 0.11% | 00.0% | Unchanged |
| USA Financial Portformulas Corp | 1,311 | $476.0K | 0.41% | +149+12.8% | Added |
| Valmark Advisers, Inc. | 1,313 | $477.0K | 0.01% | −64−4.6% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 1,315 | $478.0K | 0.00% | −21−1.6% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 1,315 | $478.0K | 0.00% | 00.0% | Unchanged |
| Kanawha Capital Management LLC | 1,322 | $480.0K | 0.04% | −450−25.4% | Reduced |
| Resources Investment Advisors, LLC. | 1,320 | $480.0K | 0.02% | +2+0.2% | Added |
| Cypress Wealth Services, LLC | 1,335 | $485.0K | 0.13% | 00.0% | Unchanged |
| First Midwest Bank Trust Division | 1,335 | $485.0K | 0.06% | +713+114.6% | Added |
| Gratus Capital LLC | 1,339 | $486.0K | 0.05% | +109+8.9% | Added |
| Regal Investment Advisors LLC | 1,341 | $487.0K | 0.04% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,350 | $491.0K | 0.14% | +1,350 | New |
| Eldridge Investment Advisors, Inc. | 1,355 | $492.0K | 0.16% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 1,355 | $492.0K | 0.19% | +68+5.3% | Added |
| Financial Counselors Inc | 1,367 | $497.0K | 0.01% | +392+40.2% | Added |
| Busey Wealth Management | 1,378 | $501.0K | 0.02% | −164−10.6% | Reduced |
| AllSquare Wealth Management LLC | 1,383 | $502.0K | 0.29% | −40−2.8% | Reduced |
| PFG Advisors | 1,388 | $504.0K | 0.05% | −94−6.3% | Reduced |
| Peak Asset Management, LLC | 1,399 | $508.0K | 0.12% | 00.0% | Unchanged |
| Dixon Hubard Feinour & Brown Inc | 1,399 | $508.0K | 0.05% | +75+5.7% | Added |
| Grassi Investment Management | 1,402 | $509.0K | 0.05% | +22+1.6% | Added |
| Clark Financial Advisors | 1,400 | $509.0K | 0.42% | +200+16.7% | Added |
| Modera Wealth Management, LLC | 1,402 | $509.0K | 0.02% | +770+121.8% | Added |
| Capital Wealth Alliance, LLC | 1,406 | $510.0K | 0.30% | 00.0% | Unchanged |