SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armbruster Capital Management, Inc. | 11,509 | $3.89M | 1.11% | +151+1.3% | Added |
| Stratos Wealth Advisors, LLC | 11,741 | $3.97M | 0.34% | +2,471+26.7% | Added |
| Harvest Investment Services, LLC | 11,761 | $3.98M | 1.62% | −402−3.3% | Reduced |
| Aj Wealth Strategies, LLC | 11,811 | $4.00M | 0.22% | +40.0% | Added |
| Henshaw Capital LLC | 12,000 | $4.06M | 0.25% | 00.0% | Unchanged |
| Bay Rivers Group | 12,174 | $4.12M | 2.80% | +52+0.4% | Added |
| Steel Peak Wealth Management LLC | 12,216 | $4.13M | 0.28% | −1,413−10.4% | Reduced |
| Wade G W & Inc | 12,309 | $4.16M | 0.20% | −129−1.0% | Reduced |
| Thoroughbred Financial Services, LLC | 12,345 | $4.18M | 1.02% | +281+2.3% | Added |
| Montag A & Associates Inc | 12,410 | $4.20M | 0.23% | −91−0.7% | Reduced |
| Oppenheimer & Co Inc | 12,609 | $4.26M | 0.08% | +409+3.4% | Added |
| Miracle Mile Advisors, LLC | 13,167 | $4.45M | 0.21% | +50.0% | Added |
| Tortoise Investment Management, LLC | 13,217 | $4.47M | 0.90% | −86−0.6% | Reduced |
| Snowden Capital Advisors LLC | 13,249 | $4.48M | 0.22% | +669+5.3% | Added |
| B. Riley Wealth Management, Inc. | 13,386 | $4.53M | 0.35% | −2,002−13.0% | Reduced |
| Mission Creek Capital Partners, Inc. | 13,527 | $4.58M | 0.85% | +14+0.1% | Added |
| Sound View Wealth Advisors Group, LLC | 13,734 | $4.65M | 0.97% | +345+2.6% | Added |
| Gladstone Institutional Advisory LLC | 13,805 | $4.67M | 0.46% | +703+5.4% | Added |
| IFG Advisors, LLC | 13,914 | $4.71M | 2.16% | +52+0.4% | Added |
| SNS Financial Group, LLC | 13,974 | $4.73M | 0.59% | −429−3.0% | Reduced |
| Outlook Wealth Advisors, LLC | 14,087 | $4.77M | 1.56% | +247+1.8% | Added |
| Benin Management CORP | 14,221 | $4.81M | 1.53% | −400−2.7% | Reduced |
| Strategic Wealth Advisors Group, LLC | 14,270 | $4.83M | 0.24% | +906+6.8% | Added |
| Mercer Global Advisors Inc | 14,536 | $4.92M | 0.03% | +5,595+62.6% | Added |
| Iowa State Bank | 14,870 | $5.03M | 1.41% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,025 | $5.08M | 0.24% | −500−3.2% | Reduced |
| Tufton Capital Management | 15,202 | $5.14M | 0.87% | −140−0.9% | Reduced |
| WJ Wealth Management, LLC | 15,393 | $5.20M | 3.45% | +15,393 | New |
| J.W. Cole Advisors, Inc. | 15,495 | $5.24M | 0.38% | −8−0.1% | Reduced |
| Foster Group, Inc. | 15,500 | $5.24M | 0.51% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 15,567 | $5.28M | 0.07% | +729+4.9% | Added |
| Susquehanna International Group, LLP | 15,622 | $5.29M | 0.01% | −19,918−56.0% | Reduced |
| Frank, Rimerman Advisors LLC | 15,641 | $5.29M | 2.04% | +3,985+34.2% | Added |
| Crescent Capital Consulting, LLC | 15,702 | $5.31M | 0.97% | +838+5.6% | Added |
| Stratos Wealth Partners, LTD. | 16,259 | $5.50M | 0.14% | +804+5.2% | Added |
| BigSur Wealth Management LLC | 16,384 | $5.55M | 2.49% | −5,300−24.4% | Reduced |
| Probabilities Fund Management, LLC | 16,530 | $5.59M | 20.15% | −1,680−9.2% | Reduced |
| Brown Advisory Inc | 16,685 | $5.64M | 0.01% | −739−4.2% | Reduced |
| Pettinga Financial Advisors, LLC | 16,717 | $5.66M | 1.44% | −4,075−19.6% | Reduced |
| Financial Advocates Investment Management | 16,901 | $5.72M | 0.40% | +14,811+708.7% | Added |
| Curtis Advisory Group, LLC | 16,927 | $5.73M | 2.08% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 16,975 | $5.74M | 0.56% | +302+1.8% | Added |
| Magnolia Capital Management Ltd | 17,293 | $5.85M | 5.04% | −2,805−14.0% | Reduced |
| Dynamic Advisor Solutions LLC | 17,396 | $5.88M | 0.44% | −26,093−60.0% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 17,618 | $5.96M | 1.40% | −822−4.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 17,745 | $6.02M | 1.76% | −200−1.1% | Reduced |
| Wealth Enhancement & Preservation of GA, LLC | 17,821 | $6.03M | 4.64% | +1,161+7.0% | Added |
| Capital Wealth Planning, LLC | 17,831 | $6.03M | 0.17% | +3,185+21.7% | Added |
| King Wealth | 17,917 | $6.06M | 1.24% | −134−0.7% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 18,265 | $6.22M | 0.10% | +15,235+502.8% | Added |
| Birinyi Associates Inc | 18,545 | $6.28M | 2.11% | 00.0% | Unchanged |
| Murphy Capital Management Inc | 18,765 | $6.35M | 0.74% | −1,070−5.4% | Reduced |
| Thrivent Financial for Lutherans | – | $6.35M | 0.01% | – | – |
| Oak Harvest Investment Services | 18,848 | $6.38M | 1.86% | +1,948+11.5% | Added |
| TBH Global Asset Management, LLC | 18,921 | $6.40M | 1.49% | +614+3.4% | Added |
| Pinnacle Wealth Planning Services, Inc. | 19,064 | $6.45M | 1.43% | 00.0% | Unchanged |
| Cowa, LLC | 19,264 | $6.52M | 3.73% | −1,021−5.0% | Reduced |
| Arete Wealth Advisors, LLC | 19,264 | $6.52M | 0.72% | +218+1.1% | Added |
| Cornerstone Wealth Management, LLC | 19,321 | $6.54M | 0.70% | +1,020+5.6% | Added |
| Cetera Investment Advisers | 19,386 | $6.56M | 0.10% | −1,930−9.1% | Reduced |
| Washington Capital Management Inc | 19,416 | $6.57M | 5.81% | +19,416 | New |
| Sowell Financial Services LLC | 20,023 | $6.79M | 0.46% | −343−1.7% | Reduced |
| Secure Asset Management, LLC | 20,487 | $6.93M | 3.42% | +6,152+42.9% | Added |
| Freed Investment Group | 20,523 | $6.94M | 5.29% | −1,209−5.6% | Reduced |
| Harbour Investments, Inc. | 20,663 | $6.99M | 0.22% | +38+0.2% | Added |
| Prospera Financial Services Inc | 21,171 | $7.16M | 0.36% | −458−2.1% | Reduced |
| Gunma Bank,Ltd. | 21,400 | $7.24M | 4.01% | +13,000+154.8% | Added |
| TrueWealth Advisors, LLC | 21,816 | $7.38M | 4.15% | +386+1.8% | Added |
| AlphaStar Capital Management, LLC | 21,806 | $7.68M | 0.52% | +5,313+32.2% | Added |
| Two Sigma Securities, LLC | 22,713 | $7.68M | 1.59% | +20,485+919.4% | Added |
| Hilltop Holdings Inc. | 22,788 | $7.71M | 0.85% | −2,919−11.4% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 23,004 | $7.78M | 2.82% | +330+1.5% | Added |
| Flow Traders U.S. LLC | 23,249 | $7.87M | 0.32% | −21,311−47.8% | Reduced |
| Clear Street Markets LLC | 23,500 | $7.95M | 1.75% | +17,500+291.7% | Added |
| NTV Asset Management LLC | 23,732 | $8.03M | 1.39% | +60+0.3% | Added |
| Triumph Capital Management | 23,720 | $8.04M | 3.77% | +1,728+7.9% | Added |
| Eudaimonia Partners, LLC | 23,779 | $8.04M | 1.45% | +4,018+20.3% | Added |
| GHP Investment Advisors, Inc. | 24,125 | $8.16M | 0.65% | −495−2.0% | Reduced |
| Tower Research Capital LLC (TRC) | 24,541 | $8.30M | 0.21% | +9,124+59.2% | Added |
| Strategic Wealth Designers | 24,835 | $8.38M | 2.50% | +3,589+16.9% | Added |
| Main Management Fund Advisors LLC | 24,800 | $8.39M | 6.48% | +800+3.3% | Added |
| Kestra Advisory Services, LLC | 25,696 | $8.69M | 0.09% | +2,434+10.5% | Added |
| IFG Advisory, LLC | 26,008 | $8.80M | 0.95% | +62+0.2% | Added |
| Federation des caisses Desjardins du Quebec | 26,084 | $8.82M | 0.09% | −15,165−36.8% | Reduced |
| Pittenger & Anderson Inc | 26,163 | $8.85M | 0.44% | +876+3.5% | Added |
| M&T Bank Corp | 26,380 | $8.92M | 0.04% | −115−0.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 26,400 | $8.93M | 0.02% | 00.0% | Unchanged |
| Ameritas Investment Company, LLC | 26,473 | $8.96M | 0.41% | +4,826+22.3% | Added |
| Whittier Trust Co of Nevada Inc | 26,677 | $9.03M | 0.37% | −1,425−5.1% | Reduced |
| Mizuho Securities USA LLC | 27,431 | $9.28M | 0.95% | −64,069−70.0% | Reduced |
| Mechanics Bank Trust Department | 28,065 | $9.49M | 1.54% | −265−0.9% | Reduced |
| Jane Street Group, LLC | 28,482 | $9.63M | 0.02% | +20,896+275.5% | Added |
| Whittier Trust Co | 29,036 | $9.82M | 0.18% | −1,403−4.6% | Reduced |
| Main Management LLC | 29,200 | $9.88M | 1.06% | −600−2.0% | Reduced |
| Keybank National Association | 29,308 | $9.91M | 0.04% | +362+1.3% | Added |
| All Terrain Financial Advisors, LLC | 29,494 | $9.98M | 4.59% | +1,092+3.8% | Added |
| Toronto Dominion Bank | 29,783 | $10.1M | 0.02% | +14,903+100.2% | Added |
| Avantax Advisory Services, Inc. | 29,839 | $10.1M | 0.17% | +1,775+6.3% | Added |
| Daiwa Securities Group Inc. | 30,080 | $10.2M | 0.07% | +6,300+26.5% | Added |
| L & S Advisors Inc | 30,677 | $10.4M | 1.12% | +2,020+7.0% | Added |