SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lido Advisors, LLC | 2,692 | $910.0K | 0.02% | +509+23.3% | Added |
| Level Four Advisory Services, LLC | 2,692 | $911.0K | 0.09% | −2,221−45.2% | Reduced |
| GYL Financial Synergies, LLC | 2,717 | $919.0K | 0.47% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 2,730 | $924.0K | 0.05% | −164−5.7% | Reduced |
| Eaton Vance Management | 2,886 | $925.0K | 0.00% | +3+0.1% | Added |
| Pacific Financial Group Inc | 2,746 | $929.0K | 0.66% | −282−9.3% | Reduced |
| Winthrop Advisory Group LLC | 18,132 | $933.0K | 0.21% | +17,044+1,566.5% | Added |
| Pegasus Asset Management, Inc. | 2,765 | $935.0K | 0.43% | −100−3.5% | Reduced |
| Chilton Investment Co LLC | 2,770 | $937.0K | 0.02% | +2,770 | New |
| Mid Atlantic Financial Management Inc | 2,771 | $938.0K | 0.06% | −54−1.9% | Reduced |
| Fifth Third Bancorp | 2,796 | $946.0K | 0.00% | +104+3.9% | Added |
| First PREMIER Bank | 2,800 | $948.0K | 0.27% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 2,816 | $953.0K | 0.04% | +118+4.4% | Added |
| CRA Financial Services, LLC | 2,817 | $953.0K | 0.32% | +580+25.9% | Added |
| Pinz Capital Management, LP | 2,851 | $964.0K | 0.44% | +2,851 | New |
| Mission Wealth Management, LP | 2,872 | $972.0K | 0.05% | +25+0.9% | Added |
| CAPROCK Group, Inc. | 2,883 | $980.0K | 0.09% | 00.0% | Unchanged |
| Noesis Capital Mangement Corp | 2,968 | $1.00M | 0.20% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 3,000 | $1.01M | 0.15% | +3,000 | New |
| Biltmore Capital Advisors LLC | 3,000 | $1.01M | 0.19% | +3,000 | New |
| Commerce Bank | 3,002 | $1.02M | 0.01% | +56+1.9% | Added |
| Northern Capital Management, Inc. | 3,014 | $1.02M | 0.87% | 00.0% | Unchanged |
| Stelac Advisory Services LLC | 3,036 | $1.03M | 0.28% | +502+19.8% | Added |
| Geneos Wealth Management Inc. | 3,061 | $1.05M | 0.04% | +93+3.1% | Added |
| Bayesian Capital Management, LP | 3,110 | $1.05M | 0.30% | −2,107−40.4% | Reduced |
| Flputnam Investment Management Co | 3,116 | $1.05M | 0.04% | 00.0% | Unchanged |
| Sepio Capital, LP | 3,121 | $1.06M | 0.09% | +2,000+178.4% | Added |
| Kesler, Norman & Wride, LLC | 3,138 | $1.06M | 0.25% | +5+0.2% | Added |
| Investors Financial Group, LLC | 3,181 | $1.08M | 0.57% | −259−7.5% | Reduced |
| Wealth Management Partners, LLC | 3,251 | $1.10M | 0.82% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 3,250 | $1.10M | 0.26% | +7+0.2% | Added |
| Patton Albertson Miller Group, LLC | 3,265 | $1.10M | 0.21% | +3,265 | New |
| V Wealth Advisors LLC | 3,271 | $1.11M | 0.17% | +50+1.6% | Added |
| BEAM Asset Management, LLC | 3,297 | $1.11M | 0.96% | −79−2.3% | Reduced |
| Resonant Capital Advisors, LLC | 3,300 | $1.12M | 0.20% | 00.0% | Unchanged |
| Keebeck Alpha, LP | 3,330 | $1.13M | 0.35% | +681+25.7% | Added |
| Financial Architects, Inc | 3,396 | $1.15M | 0.17% | +10.0% | Added |
| Wealth Alliance Advisory Group, LLC | 3,414 | $1.16M | 0.56% | +8+0.2% | Added |
| Orion Portfolio Solutions, LLC | 3,443 | $1.17M | 0.04% | +1,180+52.1% | Added |
| Castle Rock Wealth Management, LLC | 3,219 | $1.17M | 0.40% | +361+12.6% | Added |
| Aull & Monroe Investment Management Corp | 3,515 | $1.19M | 0.59% | −100−2.8% | Reduced |
| Central Trust Co | 3,520 | $1.19M | 0.04% | 00.0% | Unchanged |
| Millennium Management LLC | 3,542 | $1.20M | 0.00% | −10,596−74.9% | Reduced |
| Koss-Olinger Consulting, LLC | 3,550 | $1.20M | 0.20% | 00.0% | Unchanged |
| Moody Lynn & Lieberson, LLC | 3,556 | $1.20M | 0.09% | 00.0% | Unchanged |
| SOL Capital Management CO | 3,585 | $1.21M | 0.24% | −50−1.4% | Reduced |
| Essex Financial Services, Inc. | 3,612 | $1.22M | 0.14% | +506+16.3% | Added |
| Motco | 3,627 | $1.23M | 0.08% | −46−1.3% | Reduced |
| Edge Capital Group, LLC | 3,630 | $1.23M | 0.10% | 00.0% | Unchanged |
| Davenport & Co LLC | 3,640 | $1.23M | 0.01% | −414−10.2% | Reduced |
| Country Club Trust Company, n.a. | 3,590 | $1.23M | 0.11% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 3,670 | $1.24M | 0.05% | +50+1.4% | Added |
| Evoke Wealth, LLC | 3,668 | $1.24M | 0.05% | −86−2.3% | Reduced |
| Banco Santander, S.A. | 3,700 | $1.25M | 0.01% | +3,700 | New |
| Connecticut Wealth Management, LLC | 3,748 | $1.27M | 0.11% | 00.0% | Unchanged |
| Roundview Capital LLC | 3,768 | $1.27M | 0.14% | −50−1.3% | Reduced |
| Raymond James Trust N.A. | 3,789 | $1.28M | 0.04% | +145+4.0% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 3,798 | $1.28M | 0.74% | 00.0% | Unchanged |
| Cypress Capital, LLC | 3,805 | $1.29M | 0.16% | +3,805 | New |
| J. Goldman & Co LP | 3,808 | $1.29M | 0.11% | +3,808 | New |
| Regentatlantic Capital LLC | 3,848 | $1.30M | 0.04% | +270+7.5% | Added |
| Samalin Investment Counsel, LLC | 3,852 | $1.30M | 0.85% | +1,895+96.8% | Added |
| Trexquant Investment LP | 3,891 | $1.32M | 0.10% | +884+29.4% | Added |
| Community Trust & Investment Co | 3,900 | $1.32M | 0.11% | 00.0% | Unchanged |
| Safeguard Investment Advisory Group, LLC | 3,926 | $1.33M | 0.86% | +1,712+77.3% | Added |
| Gsa Capital Partners LLP | 3,933 | $1.33M | 0.14% | +686+21.1% | Added |
| Bingham Osborn & Scarborough LLC | 3,952 | $1.34M | 0.09% | 00.0% | Unchanged |
| Ashford Advisors, LLC | 4,000 | $1.35M | 0.50% | 00.0% | Unchanged |
| Csenge Advisory Group | 3,944 | $1.35M | 0.11% | −298−7.0% | Reduced |
| Grandview Asset Management LLC | 4,015 | $1.36M | 1.40% | −67−1.6% | Reduced |
| BFT Financial Group, LLC | 4,058 | $1.37M | 0.25% | +585+16.8% | Added |
| Ieq Capital, LLC | 4,133 | $1.40M | 0.04% | 00.0% | Unchanged |
| Apriem Advisors | 4,150 | $1.40M | 0.20% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 4,173 | $1.41M | 0.50% | +4,173 | New |
| NBT Bank N A | 4,260 | $1.44M | 0.20% | −184−4.1% | Reduced |
| Banta Asset Management LP | 4,212 | $1.45M | 1.40% | 00.0% | Unchanged |
| Purus Wealth Management, LLC | 4,302 | $1.46M | 1.01% | +48+1.1% | Added |
| Kelman-Lazarov, Inc. | 4,445 | $1.50M | 0.53% | 00.0% | Unchanged |
| Lakeview Capital Partners, LLC | 4,459 | $1.51M | 0.70% | +386+9.5% | Added |
| Cambridge Advisors Inc. | 4,476 | $1.51M | 0.37% | −69−1.5% | Reduced |
| Raab & Moskowitz Asset Management LLC | 4,478 | $1.51M | 0.55% | −57−1.3% | Reduced |
| Focus Financial Network, Inc. | 4,519 | $1.53M | 0.20% | −94−2.0% | Reduced |
| Change Path, LLC | 4,613 | $1.56M | 0.09% | −203−4.2% | Reduced |
| Deutsche Bank AG | 4,622 | $1.56M | 0.00% | −578−11.1% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 4,647 | $1.57M | 0.08% | +83+1.8% | Added |
| Tocqueville Asset Management L.P. | 4,663 | $1.58M | 0.02% | +100+2.2% | Added |
| ING Groep NV | 4,722 | $1.60M | 0.02% | −758−13.8% | Reduced |
| InterOcean Capital Group, LLC | 4,750 | $1.61M | 0.08% | +2,400+102.1% | Added |
| Wolverine Trading, LLC | 4,675 | $1.61M | 0.03% | +4,675 | New |
| Huntington National Bank | – | $1.62M | 0.02% | – | – |
| Bessemer Group Inc | 4,787 | $1.62M | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 4,787 | $1.62M | 0.04% | +544+12.8% | Added |
| MAI Capital Management | 4,881 | $1.65M | 0.03% | +35+0.7% | Added |
| Analyst IMS Investment Management Services Ltd. | 4,891 | $1.65M | 0.20% | +51+1.1% | Added |
| Equitable Holdings, Inc. | 4,913 | $1.66M | 0.03% | −385−7.3% | Reduced |
| Synovus Financial Corp | 4,945 | $1.67M | 0.02% | +460+10.3% | Added |
| Meridian Management Co | 4,986 | $1.69M | 0.52% | 00.0% | Unchanged |
| American State Bank (Iowa) | 4,992 | $1.69M | 1.31% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 5,003 | $1.69M | 0.12% | +1,294+34.9% | Added |
| Beacon Pointe Advisors, LLC | 5,026 | $1.70M | 0.04% | +3,011+149.4% | Added |