SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SeaCrest Wealth Management, LLC | 1,609 | $544.0K | 0.07% | −382−19.2% | Reduced |
| Salem Investment Counselors Inc | 1,617 | $547.0K | 0.03% | 00.0% | Unchanged |
| Cornerstone Investment Partners, LLC | 1,627 | $550.0K | 0.03% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 1,680 | $568.0K | 0.02% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,693 | $573.0K | 0.36% | +234+16.0% | Added |
| TNF LLC | 1,634 | $577.0K | 0.25% | +1,634 | New |
| Camden Capital, LLC | 1,709 | $578.0K | 0.12% | +45+2.7% | Added |
| Founders Financial Alliance, LLC | 1,712 | $580.0K | 0.27% | +218+14.6% | Added |
| Moors & Cabot, Inc. | 1,718 | $581.0K | 0.04% | 00.0% | Unchanged |
| Pacific Center for Financial Services | 1,729 | $585.0K | 0.26% | 00.0% | Unchanged |
| Diversified, LLC | 1,752 | $593.0K | 0.32% | −488−21.8% | Reduced |
| Albion Financial Group | 1,753 | $593.0K | 0.05% | +75+4.5% | Added |
| First Hawaiian Bank | 1,762 | $596.0K | 0.02% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 1,768 | $598.0K | 0.01% | 00.0% | Unchanged |
| Kanawha Capital Management LLC | 1,772 | $599.0K | 0.06% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 1,778 | $602.0K | 0.15% | +641+56.4% | Added |
| GPS Wealth Strategies Group, LLC | 1,786 | $604.0K | 0.15% | +3+0.2% | Added |
| LeJeune Puetz Investment Counsel LLC | 1,790 | $606.0K | 0.22% | 00.0% | Unchanged |
| Oxford Financial Group Ltd | 1,819 | $615.0K | 0.08% | +15+0.8% | Added |
| Global Financial Private Client, LLC | 1,796 | $616.5K | 0.32% | 00.0% | Unchanged |
| Telemus Capital, LLC | 1,830 | $619.0K | 0.05% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 1,827 | $619.0K | 0.14% | +328+21.9% | Added |
| Claro Advisors LLC | 1,834 | $620.0K | 0.26% | +166+10.0% | Added |
| Vigilant Capital Management, LLC | 1,835 | $621.0K | 0.05% | −160−8.0% | Reduced |
| Consolidated Capital Management, LLC | 1,848 | $625.0K | 0.29% | +16+0.9% | Added |
| Doyle Wealth Management | 1,848 | $625.0K | 0.05% | +110+6.3% | Added |
| Bluefin Capital Management, LLC | 1,859 | $629.0K | 0.07% | +1,859 | New |
| Sax Wealth Advisors, LLC | 1,862 | $630.0K | 0.15% | −159−7.9% | Reduced |
| Cornerstone Advisory, LLC | 1,860 | $630.0K | 0.10% | +300+19.2% | Added |
| Ballentine Partners, LLC | 1,877 | $635.0K | 0.02% | 00.0% | Unchanged |
| Lehman & Derafelo Financial Resources LLC | 1,890 | $639.0K | 0.21% | 00.0% | Unchanged |
| Archetype Wealth Partners | 1,890 | $639.0K | 0.21% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 1,891 | $640.0K | 0.01% | 00.0% | Unchanged |
| Mattern Wealth Management LLC | 1,905 | $644.0K | 0.22% | 00.0% | Unchanged |
| Advanced Asset Management Advisors Inc | 1,908 | $645.0K | 0.14% | −726−27.6% | Reduced |
| Robertson Stephens Wealth Management, LLC | 1,900 | $645.0K | 0.08% | −100−5.0% | Reduced |
| WBH Advisory Inc | 1,907 | $645.0K | 0.09% | +1+0.1% | Added |
| Intersect Capital LLC | 1,917 | $648.0K | 0.11% | −227−10.6% | Reduced |
| Vishria Bird Financial Group, LLC | 1,929 | $653.0K | 0.34% | −88−4.4% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 1,932 | $654.0K | 0.04% | −25−1.3% | Reduced |
| Meritage Portfolio Management | 1,935 | $655.0K | 0.04% | 00.0% | Unchanged |
| BBVA USA | 1,942 | $657.0K | 0.04% | −62−3.1% | Reduced |
| Signature Securities Group Corporation | 1,940 | $657.0K | 0.22% | +1,940 | New |
| United Bank | 1,944 | $658.0K | 0.09% | 00.0% | Unchanged |
| Carnegie Capital Asset Management, LLC | 1,950 | $660.0K | 0.02% | −66−3.3% | Reduced |
| Evercore Wealth Management, LLC | 1,957 | $662.0K | 0.01% | 00.0% | Unchanged |
| Parsec Financial Management, Inc. | 1,826 | $663.0K | 0.03% | −251−12.1% | Reduced |
| 180 Wealth Advisors, LLC | 1,883 | $664.0K | 0.15% | 00.0% | Unchanged |
| True North Advisors, LLC | 1,966 | $665.0K | 0.13% | +7+0.4% | Added |
| Glenmede Trust Co NA | 1,968 | $665.0K | 0.00% | +200+11.3% | Added |
| Fiduciary Group LLC | 1,876 | $671.0K | 0.08% | 00.0% | Unchanged |
| Lincoln National Corp | 1,997 | $676.0K | 0.01% | −322−13.9% | Reduced |
| Kovitz Investment Group Partners, LLC | 2,004 | $678.0K | 0.01% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 2,027 | $686.0K | 0.16% | −76,686−97.4% | Reduced |
| Proequities, Inc. | 2,026 | $687.0K | 0.04% | −20−1.0% | Reduced |
| Peapack Gladstone Financial Corp | 2,031 | $687.0K | 0.01% | 00.0% | Unchanged |
| Stevard, LLC | 2,049 | $693.0K | 0.55% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 2,066 | $699.0K | 0.07% | +2,066 | New |
| American Investment Services, Inc. | 2,081 | $704.0K | 0.16% | +7+0.3% | Added |
| Cim, LLC | 1,940 | $705.0K | 0.11% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 2,109 | $714.0K | 0.13% | +466+28.4% | Added |
| Dowling & Yahnke LLC | 2,122 | $718.0K | 0.04% | −126−5.6% | Reduced |
| Global Retirement Partners, LLC | 2,126 | $719.0K | 0.07% | +10.0% | Added |
| Cozad Asset Management Inc | 2,142 | $725.0K | 0.11% | 00.0% | Unchanged |
| Clarity Wealth Advisors, LLC | 2,145 | $725.0K | 0.36% | +329+18.1% | Added |
| Fieldpoint Private Securities, LLC | 2,155 | $729.0K | 0.16% | 00.0% | Unchanged |
| Fagan Associates, Inc. | 2,155 | $729.0K | 0.16% | −30−1.4% | Reduced |
| Verity Asset Management, Inc. | 2,159 | $730.0K | 0.47% | −22−1.0% | Reduced |
| Garrison Point Advisors, LLC | 2,160 | $731.0K | 0.53% | 00.0% | Unchanged |
| First City Capital Management, Inc. | 2,165 | $732.0K | 0.41% | +10.0% | Added |
| Strategic Asset Management, LLC | 2,115 | $735.0K | 1.03% | +2,115 | New |
| Beaumont Financial Partners, LLC | 2,186 | $740.0K | 0.06% | +200+10.1% | Added |
| Quadrant Capital Group LLC | 2,197 | $743.0K | 0.10% | 00.0% | Unchanged |
| TD Asset Management Inc | 2,200 | $744.0K | 0.00% | −3,700−62.7% | Reduced |
| Hancock Whitney Corp | 2,200 | $744.0K | 0.03% | 00.0% | Unchanged |
| First Financial Corp | 2,214 | $749.0K | 0.50% | −100−4.3% | Reduced |
| LexAurum Advisors, LLC | 2,273 | $769.0K | 0.23% | +57+2.6% | Added |
| Howe & Rusling Inc | 2,288 | $774.0K | 0.10% | −6−0.3% | Reduced |
| Fort Point Capital Partners LLC | 2,288 | $774.0K | 0.12% | +2,288 | New |
| WESCAP Management Group, Inc. | 2,316 | $784.0K | 0.23% | +9+0.4% | Added |
| Truehand, Inc | 2,320 | $785.0K | 0.46% | 00.0% | Unchanged |
| Emery Howard Portfolio Management, Inc. | 2,321 | $785.0K | 0.11% | +6+0.3% | Added |
| Compass Ion Advisors, LLC | 2,334 | $790.0K | 0.28% | +8+0.3% | Added |
| MUFG Americas Holdings Corp | 2,345 | $793.0K | 0.02% | −31−1.3% | Reduced |
| Aurora Private Wealth, Inc. | 2,405 | $814.0K | 0.33% | +25+1.1% | Added |
| King Luther Capital Management Corp | – | $822.0K | 0.00% | – | – |
| Legacy Advisors, LLC | 2,445 | $827.0K | 0.33% | 00.0% | Unchanged |
| Private Portfolio Partners LLC | 2,448 | $828.5K | 0.24% | +96+4.1% | Added |
| Wetherby Asset Management Inc | 2,468 | $834.0K | 0.05% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 2,478 | $838.0K | 0.06% | +3+0.1% | Added |
| Landsberg, Bennett, & Dubbaneh LLC | 2,450 | $841.0K | 0.11% | +57+2.4% | Added |
| CIBC Private Wealth Group, LLC | 2,533 | $857.0K | 0.00% | +158+6.7% | Added |
| Citizens & Northern Corp | 2,543 | $860.0K | 0.33% | 00.0% | Unchanged |
| Smith, Moore & Co. | 2,559 | $866.0K | 0.13% | +10.0% | Added |
| Lazard Asset Management LLC | 2,585 | $874.0K | 0.00% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 2,617 | $885.0K | 0.17% | −664−20.2% | Reduced |
| Alliancebernstein L.P. | 2,676 | $905.0K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 2,680 | $907.0K | 0.09% | 00.0% | Unchanged |
| Covington Capital Management | 2,688 | $909.0K | 0.03% | +185+7.4% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 2,690 | $910.0K | 0.01% | −997−27.0% | Reduced |