SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kaizen Financial Strategies | 1,105 | $374.0K | 0.30% | +1,105 | New |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 1,110 | $376.0K | 0.15% | −4,138−78.8% | Reduced |
| Calton & Associates, Inc. | 1,115 | $377.0K | 0.08% | −1,073−49.0% | Reduced |
| SkyOak Wealth, LLC | 1,118 | $378.0K | 0.10% | 00.0% | Unchanged |
| Zhang Financial LLC | 1,123 | $380.0K | 0.09% | 00.0% | Unchanged |
| Plancorp, LLC | 1,123 | $380.0K | 0.03% | +3+0.3% | Added |
| Soundwatch Capital LLC | 1,126 | $381.0K | 0.10% | 00.0% | Unchanged |
| Tempus Wealth Planning, LLC | 1,127 | $381.0K | 0.22% | +1,127 | New |
| Element Wealth, LLC | 1,131 | $383.0K | 0.31% | 00.0% | Unchanged |
| Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD | 1,147 | $388.0K | 0.07% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 1,150 | $389.0K | 0.13% | 00.0% | Unchanged |
| Cooper Financial Group | 1,149 | $389.0K | 0.08% | +10+0.9% | Added |
| Domani Wealth, LLC | 1,158 | $392.0K | 0.08% | 00.0% | Unchanged |
| USA Financial Portformulas Corp | 1,162 | $393.0K | 0.35% | +267+29.8% | Added |
| Clifford Swan Investment Counsel LLC | 1,100 | $395.0K | 0.01% | +300+37.5% | Added |
| Penobscot Investment Management Company, Inc. | 1,170 | $396.0K | 0.06% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 1,174 | $397.0K | 0.02% | −299−20.3% | Reduced |
| Well Done, LLC | 1,173 | $397.0K | 0.09% | 00.0% | Unchanged |
| XR Securities LLC | 1,180 | $399.0K | 0.37% | −3,860−76.6% | Reduced |
| Franklin Resources Inc | 1,186 | $401.0K | 0.00% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 1,185 | $401.0K | 0.11% | +51+4.5% | Added |
| Acas, LLC | 1,195 | $404.0K | 0.56% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,195 | $404.0K | 0.26% | +150+14.4% | Added |
| Kozak & Associates, Inc. | 1,118 | $404.0K | 0.24% | +1,118 | New |
| Clark Financial Advisors | 1,200 | $406.0K | 0.37% | −100−7.7% | Reduced |
| Donaldson Capital Management, LLC | 1,202 | $407.0K | 0.02% | −33−2.7% | Reduced |
| WealthPLAN Partners, LLC | 1,141 | $408.0K | 0.03% | −60−5.0% | Reduced |
| Avalon Investment & Advisory | 1,210 | $409.0K | 0.01% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 61,762 | $410.0K | 0.27% | +53,200+621.4% | Added |
| NFP Retirement, Inc. | 1,212 | $410.4K | 0.17% | −30−2.4% | Reduced |
| Patten & Patten Inc | 1,214 | $411.0K | 0.03% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,217 | $411.9K | 0.04% | +419+52.5% | Added |
| Parsons Capital Management Inc | 1,227 | $415.0K | 0.03% | 00.0% | Unchanged |
| Gratus Capital LLC | 1,230 | $416.0K | 0.04% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 1,236 | $418.0K | 0.02% | +1,236 | New |
| JT Stratford LLC | 1,240 | $419.0K | 0.13% | +242+24.2% | Added |
| Farmers National Bank | 1,376 | $420.8K | 0.17% | +1,376 | New |
| Warren Averett Asset Management, LLC | 1,177 | $423.0K | 0.04% | 00.0% | Unchanged |
| Tiedemann Advisors, LLC | 1,251 | $424.0K | 0.02% | +1+0.1% | Added |
| Pictet North America Advisors SA | 1,260 | $426.0K | 0.04% | 00.0% | Unchanged |
| Sandy Spring Bank | 1,257 | $426.0K | 0.02% | 00.0% | Unchanged |
| Burns J W & Co Inc | 1,274 | $431.0K | 0.07% | 00.0% | Unchanged |
| Global Trust Asset Management, LLC | 1,287 | $435.0K | 0.19% | +107+9.1% | Added |
| Cliftonlarsonallen Wealth Advisors, LLC | 1,304 | $441.0K | 0.02% | −25−1.9% | Reduced |
| Schneider Downs Wealth Management Advisors, LP | 1,310 | $443.0K | 0.11% | 00.0% | Unchanged |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 1,315 | $445.0K | 0.00% | −285−17.8% | Reduced |
| Paradigm, Strategies in Wealth Management, LLC | 1,315 | $445.0K | 0.42% | −5−0.4% | Reduced |
| Resources Investment Advisors, LLC. | 1,318 | $446.0K | 0.02% | +431+48.6% | Added |
| Gyon Technologies Capital Management, LP | 1,321 | $447.0K | 0.12% | +253+23.7% | Added |
| Dixon Hubard Feinour & Brown Inc | 1,324 | $448.0K | 0.09% | 00.0% | Unchanged |
| Bank Julius Baer & Co. Ltd, Zurich | 1,336 | $452.0K | 0.00% | −1,192−47.2% | Reduced |
| Cypress Wealth Services, LLC | 1,335 | $452.0K | 0.14% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 1,341 | $454.0K | 0.04% | −93−6.5% | Reduced |
| Perigon Wealth Management, LLC | 1,344 | $455.0K | 0.04% | 00.0% | Unchanged |
| WoodTrust Financial Corp | 1,349 | $456.0K | 0.11% | 00.0% | Unchanged |
| Eldridge Investment Advisors, Inc. | 1,355 | $458.0K | 0.16% | +15+1.1% | Added |
| Stonebridge Capital Advisors LLC | 1,355 | $458.0K | 0.06% | +321+31.0% | Added |
| Activest Wealth Management | 1,353 | $458.0K | 0.30% | +729+116.8% | Added |
| Laurel Wealth Advisors, Inc. | 1,359 | $460.0K | 0.08% | −16,276−92.3% | Reduced |
| Nottingham Advisors, Inc. | 1,361 | $460.0K | 0.05% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 1,370 | $463.0K | 0.12% | −179−11.6% | Reduced |
| PVG Asset Management Corp | 1,374 | $464.8K | 1.39% | +1,374 | New |
| Valmark Advisers, Inc. | 1,377 | $466.0K | 0.01% | −3,041−68.8% | Reduced |
| Grassi Investment Management | 1,380 | $467.0K | 0.05% | −45−3.2% | Reduced |
| FLC Capital Advisors | 1,390 | $470.0K | 0.14% | −132−8.7% | Reduced |
| Peak Asset Management, LLC | 1,399 | $473.0K | 0.12% | 00.0% | Unchanged |
| Donald L. Hagan, LLC | 1,407 | $476.0K | 0.28% | 00.0% | Unchanged |
| Doliver Advisors, LP | 1,407 | $476.0K | 0.16% | +1,407 | New |
| Freestone Capital Holdings, LLC | 1,415 | $479.0K | 0.02% | +104+7.9% | Added |
| 55I, LLC | 1,421 | $480.0K | 0.01% | −95−6.3% | Reduced |
| AllSquare Wealth Management LLC | 1,423 | $481.0K | 0.29% | −45−3.1% | Reduced |
| Financial Sense Advisors, Inc. | 1,424 | $482.0K | 0.16% | +1,424 | New |
| Comerica Securities,inc. | 1,430 | $485.0K | 0.03% | +10+0.7% | Added |
| TCTC Holdings, LLC | 1,440 | $487.0K | 0.02% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 1,450 | $491.0K | 0.03% | 00.0% | Unchanged |
| Rothschild Investment Corp | 1,452 | $491.0K | 0.04% | +50+3.6% | Added |
| Sage Capital Advisors,llc | 1,462 | $495.0K | 0.21% | +3+0.2% | Added |
| Savant Capital, LLC | 1,465 | $495.0K | 0.02% | 00.0% | Unchanged |
| Capital Wealth Alliance, LLC | 1,406 | $496.0K | 0.30% | +99+7.6% | Added |
| Burney Co | 1,468 | $497.0K | 0.02% | −199−11.9% | Reduced |
| Executive Wealth Management, LLC | 1,470 | $497.0K | 0.05% | +58+4.1% | Added |
| McAdam, LLC | 1,471 | $498.0K | 0.06% | +1+0.1% | Added |
| D.B. Root & Company, LLC | 1,480 | $500.0K | 0.19% | +280+23.3% | Added |
| PFG Advisors | 1,482 | $501.0K | 0.06% | +48+3.3% | Added |
| Weaver Consulting Group | 1,484 | $502.0K | 0.27% | −35−2.3% | Reduced |
| Lineweaver Wealth Advisors, LLC | 1,484 | $502.0K | 0.15% | +328+28.4% | Added |
| Maryland Capital Management | 1,507 | $510.0K | 0.03% | 00.0% | Unchanged |
| We Are One Seven, LLC | 1,423 | $510.0K | 0.06% | −10−0.7% | Reduced |
| GWM Advisors LLC | 1,508 | $510.0K | 0.01% | +698+86.2% | Added |
| Goodwin Daniel L | 1,527 | $517.0K | 0.24% | +1,527 | New |
| Dumont & Blake Investment Advisors LLC | 1,534 | $519.0K | 0.15% | 00.0% | Unchanged |
| Financial Engines Advisors L.L.C. | 1,535 | $520.0K | 0.00% | +473+44.5% | Added |
| Busey Wealth Management | 1,542 | $522.0K | 0.02% | +390+33.9% | Added |
| Orrstown Financial Services Inc | 1,558 | $527.0K | 0.83% | 00.0% | Unchanged |
| Paulson Wealth Management Inc. | 1,559 | $527.0K | 0.25% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 1,563 | $529.0K | 0.19% | −100−6.0% | Reduced |
| Court Place Advisors, LLC | 1,576 | $533.0K | 0.16% | 00.0% | Unchanged |
| Rodgers & Associates, LTD | 1,583 | $536.0K | 0.09% | 00.0% | Unchanged |
| Howard Wealth Management, LLC | 1,585 | $536.0K | 0.30% | +15+1.0% | Added |
| Sheets Smith Wealth Management | 1,600 | $541.0K | 0.07% | 00.0% | Unchanged |