SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Citizens Financial Corp | 787 | $266.0K | 0.21% | +12+1.5% | Added |
| Heritage Wealth Advisors | 789 | $266.9K | 0.02% | −30−3.7% | Reduced |
| Evensky & Katz LLC | 789 | $267.0K | 0.03% | 00.0% | Unchanged |
| Holderness Investments Co | 795 | $269.0K | 0.09% | +115+16.9% | Added |
| Zions Bancorporation, N.A. | 796 | $269.0K | 0.03% | +174+28.0% | Added |
| First Manhattan Co | 800 | $270.0K | 0.00% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 800 | $271.0K | 0.03% | −1,790−69.1% | Reduced |
| High Falls Advisors, Inc | 800 | $271.0K | 0.07% | 00.0% | Unchanged |
| Orgel Wealth Management, LLC | 800 | $271.0K | 0.03% | 00.0% | Unchanged |
| Sovereign Financial Group, Inc. | 802 | $271.0K | 0.16% | +30+3.9% | Added |
| Valley National Advisers Inc | 805 | $272.0K | 0.05% | 00.0% | Unchanged |
| Tandem Capital Management Corp | 805 | $272.0K | 0.17% | 00.0% | Unchanged |
| Smithfield Trust Co | 805 | $272.0K | 0.02% | 00.0% | Unchanged |
| Hall Capital Management Co Inc | 812 | $275.0K | 0.18% | 00.0% | Unchanged |
| Diversified Trust Co | 812 | $275.0K | 0.01% | +812 | New |
| Colony Group LLC | 821 | $278.0K | 0.01% | −63−7.1% | Reduced |
| Kings Point Capital Management | 822 | $278.0K | 0.02% | 00.0% | Unchanged |
| RDA Financial Network | 822 | $278.0K | 0.12% | 00.0% | Unchanged |
| Blue Fin Capital, Inc. | 830 | $280.0K | 0.09% | 00.0% | Unchanged |
| EP Wealth Advisors, LLC | 831 | $281.0K | 0.01% | +85+11.4% | Added |
| Neumann Capital Management, LLC | 832 | $282.0K | 0.13% | 00.0% | Unchanged |
| First National Bank of Omaha | 834 | $282.0K | 0.01% | 00.0% | Unchanged |
| Financial Management Network Inc | 835 | $284.0K | 0.14% | +1+0.1% | Added |
| Norris Financial Group, LLC | 840 | $284.2K | 0.19% | −173−17.1% | Reduced |
| Boston Private Wealth LLC | 852 | $288.0K | 0.00% | +11+1.3% | Added |
| Focused Wealth Management, Inc | 855 | $289.0K | 0.05% | −31−3.5% | Reduced |
| Innova Wealth Partners | 853 | $289.0K | 0.23% | −10−1.2% | Reduced |
| Bridgecreek Investment Management, LLC | 855 | $289.0K | 0.04% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 855 | $289.0K | 0.05% | +855 | New |
| John W. Brooker & Co., CPAs | 860 | $291.0K | 0.16% | −8−0.9% | Reduced |
| Diversified Portfolios, Inc. | 859 | $291.0K | 0.08% | 00.0% | Unchanged |
| Strategic Wealth Partners Group LLC | 860 | $291.0K | 0.06% | +860 | New |
| Liberty Wealth Management LLC | 865 | $293.0K | 0.10% | −95−9.9% | Reduced |
| Inverness Counsel LLC | – | $295.0K | 0.01% | – | – |
| F3Logic, LLC | 882 | $299.0K | 0.04% | −200−18.5% | Reduced |
| Bluesphere Advisors, LLC | 885 | $299.0K | 0.29% | 00.0% | Unchanged |
| MidWestOne Financial Group, Inc. | 886 | $300.0K | 0.07% | 00.0% | Unchanged |
| First National Corp | 891 | $301.0K | 0.07% | +891 | New |
| Bedell Frazier Investment Counseling, LLC | 892 | $302.0K | 0.08% | +892 | New |
| First Citizens Bank & Trust Co | 896 | $303.0K | 0.01% | −12−1.3% | Reduced |
| Evermay Wealth Management LLC | 900 | $304.0K | 0.06% | 00.0% | Unchanged |
| Flaharty Asset Management, LLC | 898 | $304.0K | 0.06% | 00.0% | Unchanged |
| Hochman Cole Investment Advisors, Inc. | 904 | $306.0K | 0.12% | −41−4.3% | Reduced |
| Pacific Sun Financial Corp | 908 | $307.0K | 0.18% | +908 | New |
| Private Asset Management Inc | 909 | $308.0K | 0.04% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 911 | $308.0K | 0.08% | +911 | New |
| IHT Wealth Management, LLC | 917 | $310.0K | 0.03% | −832−47.6% | Reduced |
| LBMC Investment Advisors, LLC | 44,298 | $314.0K | 0.03% | +43,371+4,678.6% | Added |
| N.E.W. Advisory Services LLC | 931 | $315.0K | 0.05% | +931 | New |
| Titus Wealth Management | 934 | $316.0K | 0.17% | −25−2.6% | Reduced |
| CBIZ Investment Advisory Services, LLC | – | $319.0K | 0.03% | – | – |
| Continuum Advisory, LLC | 958 | $324.0K | 0.09% | +168+21.3% | Added |
| Founders Capital Management | 961 | $325.0K | 0.22% | −271−22.0% | Reduced |
| EPG Wealth Management LLC | 970 | $328.0K | 0.13% | −249−20.4% | Reduced |
| Prio Wealth Limited Partnership | 970 | $328.0K | 0.01% | 00.0% | Unchanged |
| Garde Capital, Inc. | 971 | $329.0K | 0.03% | +971 | New |
| Financial Counselors Inc | 975 | $330.0K | 0.01% | 00.0% | Unchanged |
| Laird Norton Trust Company, LLC | 977 | $330.0K | 0.03% | +977 | New |
| Greenleaf Trust | 983 | $333.0K | 0.00% | 00.0% | Unchanged |
| Aspiriant, LLC | 988 | $334.0K | 0.02% | −60−5.7% | Reduced |
| Tradition Wealth Management, LLC | 989 | $334.0K | 0.05% | +233+30.8% | Added |
| Abbrea Capital, LLC | 991 | $336.0K | 0.05% | −72−6.8% | Reduced |
| Drexel Morgan & Co. | 1,000 | $338.0K | 0.11% | −1,000−50.0% | Reduced |
| Ipswich Investment Management Co., Inc. | 1,000 | $338.0K | 0.09% | 00.0% | Unchanged |
| Windham Capital Management, LLC | 999 | $338.0K | 0.07% | 00.0% | Unchanged |
| Fort Pitt Capital Group, LLC | 1,000 | $338.0K | 0.01% | 00.0% | Unchanged |
| Clear Perspective Advisors, LLC | 1,000 | $338.0K | 0.12% | 00.0% | Unchanged |
| First United Bank Trust | 1,001 | $339.0K | 0.14% | −165−14.2% | Reduced |
| Institutional & Family Asset Management, LLC | 1,002 | $339.0K | 0.05% | −160−13.8% | Reduced |
| Signaturefd, LLC | 1,003 | $339.0K | 0.01% | +1+0.1% | Added |
| Marks Group Wealth Management, Inc | 1,001 | $339.0K | 0.05% | +32+3.3% | Added |
| Red Door Wealth Management, LLC | 1,002 | $339.0K | 0.13% | +143+16.6% | Added |
| Sunflower Bank, N.A. | 1,005 | $340.0K | 0.05% | −165−14.1% | Reduced |
| Verdence Capital Advisors LLC | 1,008 | $341.0K | 0.04% | +1,008 | New |
| Sierra Capital LLC | 955 | $342.0K | 0.06% | −138−12.6% | Reduced |
| Carret Asset Management, LLC | 1,022 | $346.0K | 0.04% | −9−0.9% | Reduced |
| Carroll Financial Associates, Inc. | 1,033 | $349.0K | 0.02% | +46+4.7% | Added |
| Successful Portfolios LLC | 1,039 | $351.0K | 0.21% | 00.0% | Unchanged |
| Madden Securities Corp | 1,037 | $351.0K | 0.19% | 00.0% | Unchanged |
| HCR Wealth Advisors | 1,041 | $352.0K | 0.06% | 00.0% | Unchanged |
| Ridgecrest Wealth Partners, LLC | 1,040 | $352.0K | 0.19% | 00.0% | Unchanged |
| Alesco Advisors LLC | 1,045 | $354.0K | 0.01% | −18−1.7% | Reduced |
| Personal Capital Advisors Corp | 1,045 | $354.0K | 0.00% | −7−0.7% | Reduced |
| Fayez Sarofim & Co | 1,050 | $355.0K | 0.00% | 00.0% | Unchanged |
| Traverso Chambers Private Wealth Management, LLC | 1,051 | $355.0K | 0.11% | +3+0.3% | Added |
| Keeley-Teton Advisors, LLC | 1,055 | $357.0K | 0.04% | +1,055 | New |
| Ground Swell Capital, LLC | 1,062 | $359.0K | 1.55% | +1,062 | New |
| TownSquare Capital, LLC | 1,065 | $360.0K | 0.01% | −26−2.4% | Reduced |
| Hall Private Wealth Advisors | 1,071 | $362.0K | 0.23% | −2,371−68.9% | Reduced |
| Gofen & Glossberg LLC | 1,073 | $363.0K | 0.01% | +2+0.2% | Added |
| Rosenblum Silverman Sutton S F Inc | 1,080 | $365.0K | 0.08% | −38−3.4% | Reduced |
| Welch & Forbes LLC | 1,080 | $366.0K | 0.01% | +40+3.8% | Added |
| Coldstream Capital Management Inc | 1,317 | $366.0K | 0.02% | +1,317 | New |
| Lionsbridge Wealth Management LLC | 1,085 | $367.0K | 0.40% | −130−10.7% | Reduced |
| Sawtooth Solutions, LLC | 1,096 | $371.0K | 0.06% | +1,096 | New |
| Psagot Investment House Ltd. | 1,099 | $372.0K | 0.06% | −51,066−97.9% | Reduced |
| Lebenthal Global Advisors, LLC | 1,100 | $372.0K | 0.23% | −4,640−80.8% | Reduced |
| Jacobi Capital Management LLC | 1,099 | $372.0K | 0.05% | +98+9.8% | Added |
| Psagot Value Holdings Ltd. / (Israel) | 1,099 | $372.0K | 0.06% | +1,099 | New |
| Hengehold Capital Management LLC | 1,107 | $374.0K | 0.05% | 00.0% | Unchanged |