CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in CION Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 180
- +14 vs. Q3 2023
- Shares held
- 18.0M
- −38.0K (−0.2%) vs. Q3 2023
- Total value
- $202.8M
- +$15.6M (+8.3%) vs. Q3 2023
- New holders
- 26
- 64 more added
- Sold out
- 12
- 59 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Captrust Financial Advisors | 28,414 | $321.4K | 0.00% | −904−3.1% | Reduced |
| Neuberger Berman Group LLC | 28,728 | $324.9K | 0.00% | −2,101−6.8% | Reduced |
| EWG Elevate Inc. | 29,434 | $332.9K | 0.14% | 00.0% | Unchanged |
| Triumph Capital Management | 30,306 | $344.3K | 0.15% | −6,332−17.3% | Reduced |
| Beacon Capital Management, LLC | 34,595 | $365.7K | 0.10% | +4,700+15.7% | Added |
| Virtus ETF Advisers LLC | 32,533 | $367.9K | 0.23% | −9,315−22.3% | Reduced |
| Marshall Wace, LLP | 32,533 | $367.9K | 0.00% | +32,533 | New |
| Susquehanna International Group, LLP | 32,862 | $371.7K | 0.00% | +5,865+21.7% | Added |
| Mariner, LLC | 34,104 | $385.7K | 0.00% | −9,435−21.7% | Reduced |
| TownSquare Capital, LLC | 34,196 | $386.8K | 0.01% | +4,891+16.7% | Added |
| Aviso Wealth Management | 34,284 | $387.8K | 0.28% | +34,284 | New |
| Envestnet Asset Management Inc | 35,533 | $401.9K | 0.00% | −8,916−20.1% | Reduced |
| UBS Group AG | 35,706 | $403.8K | 0.00% | −6,208−14.8% | Reduced |
| Beacon Pointe Advisors, LLC | 35,828 | $405.2K | 0.00% | −2,526−6.6% | Reduced |
| Newbridge Financial Services Group, Inc. | 36,042 | $407.6K | 0.20% | +5,842+19.3% | Added |
| Belpointe Asset Management LLC | 37,722 | $426.6K | 0.04% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 38,333 | $433.5K | 0.08% | −7,491−16.3% | Reduced |
| Cape Investment Advisory, Inc. | 41,165 | $465.6K | 0.23% | +21,906+113.7% | Added |
| ExodusPoint Capital Management, LP | 41,313 | $467.0K | 0.01% | +41,313 | New |
| Founders Financial Securities LLC | 41,893 | $473.8K | 0.05% | −1,251−2.9% | Reduced |
| Jane Street Group, LLC | 43,086 | $487.3K | 0.00% | +24,696+134.3% | Added |
| Concurrent Investment Advisors, LLC | 44,386 | $502.0K | 0.02% | +44,386 | New |
| Qube Research & Technologies Ltd | 44,402 | $502.2K | 0.00% | +42,758+2,600.9% | Added |
| Jump Financial, LLC | 47,000 | $531.6K | 0.02% | +18,900+67.3% | Added |
| D. E. Shaw & Co., Inc. | 50,888 | $575.5K | 0.00% | +50,888 | New |
| Ameriprise Financial Inc | 51,988 | $588.0K | 0.00% | +2,315+4.7% | Added |
| Endowment Wealth Management, Inc. | 53,579 | $606.0K | 0.50% | +1,397+2.7% | Added |
| Man Group plc | 57,604 | $651.5K | 0.00% | – | – |
| Cooper Financial Group | 60,982 | $689.7K | 0.13% | −8,265−11.9% | Reduced |
| Mercer Global Advisors Inc | 62,164 | $703.0K | 0.00% | −14,996−19.4% | Reduced |
| Citadel Advisors LLC | 62,364 | $705.3K | 0.00% | +29,500+89.8% | Added |
| Wealthstar Advisors, LLC | 63,144 | $714.2K | 0.27% | −2,051−3.1% | Reduced |
| Apollo Management Holdings, L.P. | 63,262 | $715.5K | 0.01% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 63,681 | $720.2K | 0.02% | +46,574+272.3% | Added |
| Putnam Investments LLC | 65,172 | $737.1K | 0.00% | +32,427+99.0% | Added |
| Continuum Advisory, LLC | 72,156 | $816.1K | 0.12% | −5,079−6.6% | Reduced |
| SEI Investments Co | 73,987 | $836.8K | 0.00% | +9,329+14.4% | Added |
| International Assets Investment Management, LLC | 77,766 | $879.5K | 0.11% | +1,702+2.2% | Added |
| HRT Financial LP | 79,342 | $897.0K | 0.01% | +79,342 | New |
| Atria Wealth Solutions, Inc. | 82,417 | $932.1K | 0.01% | −6,555−7.4% | Reduced |
| Private Advisor Group, LLC | 85,432 | $966.2K | 0.01% | −10,685−11.1% | Reduced |
| Cubist Systematic Strategies, LLC | 98,255 | $1.11M | 0.01% | +98,255 | New |
| Goldman Sachs Group Inc | 100,131 | $1.13M | 0.00% | +31,903+46.8% | Added |
| Royal Bank of Canada | 101,022 | $1.14M | 0.00% | +43,077+74.3% | Added |
| Y-Intercept (Hong Kong) Ltd | 116,281 | $1.32M | 0.12% | +104,232+865.1% | Added |
| Cetera Advisors LLC | 116,305 | $1.32M | 0.02% | −1,366−1.2% | Reduced |
| Morgan Stanley | 117,728 | $1.33M | 0.00% | −9,511−7.5% | Reduced |
| Quadrature Capital Ltd | 117,710 | $1.33M | 0.02% | +56,624+92.7% | Added |
| Tudor Investment Corp Et Al | 136,196 | $1.54M | 0.02% | +92,964+215.0% | Added |
| Paradigm Financial Partners, LLC | 144,675 | $1.64M | 0.40% | −33,300−18.7% | Reduced |
| HighPoint Advisor Group LLC | 158,004 | $1.68M | 0.12% | +158,004 | New |
| Resources Investment Advisors, LLC. | 178,254 | $2.02M | 0.04% | −11,875−6.2% | Reduced |
| Sigma Planning Corp | 182,234 | $2.06M | 0.16% | −121,653−40.0% | Reduced |
| FirstPurpose Wealth LLC | 189,554 | $2.14M | 0.82% | −14,003−6.9% | Reduced |
| BlackRock Inc. | 196,890 | $2.23M | 0.00% | +4,522+2.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 208,005 | $2.35M | 0.13% | +100,742+93.9% | Added |
| Alpine Global Management, LLC | 260,000 | $2.94M | 0.80% | +79,151+43.8% | Added |
| Acorn Financial Advisory Services Inc | 262,205 | $2.97M | 0.52% | −22,713−8.0% | Reduced |
| Commonwealth Equity Services, LLC | 271,919 | $3.08M | 0.01% | −11,951−4.2% | Reduced |
| AE Wealth Management LLC | 282,158 | $3.18M | 0.02% | −1,527−0.5% | Reduced |
| Independent Financial Group, LLC | 289,496 | $3.27M | 0.18% | +68,065+30.7% | Added |
| Arkadios Wealth Advisors | 313,877 | $3.55M | 0.30% | +9,569+3.1% | Added |
| Berger Financial Group, Inc | 343,783 | $3.89M | 0.40% | −6,500−1.9% | Reduced |
| Cetera Advisor Networks LLC | 376,271 | $4.26M | 0.02% | −21,959−5.5% | Reduced |
| Kestra Advisory Services, LLC | 387,750 | $4.39M | 0.04% | −32,143−7.7% | Reduced |
| Two Sigma Advisers, LP | 399,400 | $4.52M | 0.01% | +137,700+52.6% | Added |
| Advisor Group Holdings, Inc. | 407,788 | $4.61M | 0.01% | −125,179−23.5% | Reduced |
| Two Sigma Investments, LP | 419,181 | $4.74M | 0.01% | +189,947+82.9% | Added |
| Callodine Capital Management, LP | 449,999 | $5.09M | 1.34% | +199,999+80.0% | Added |
| WealthPLAN Partners, LLC | 513,804 | $5.81M | 0.60% | +45,682+9.8% | Added |
| Renaissance Technologies LLC | 515,000 | $5.83M | 0.01% | +311,600+153.2% | Added |
| Acadian Asset Management LLC | 536,024 | $6.06M | 0.02% | −120,886−18.4% | Reduced |
| Millennium Management LLC | 715,961 | $8.10M | 0.01% | +535,313+296.3% | Added |
| Pinkerton Retirement Specialists, LLC | 782,480 | $8.85M | 1.70% | −962−0.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 869,792 | $9.84M | 0.04% | −153,765−15.0% | Reduced |
| LPL Financial LLC | 945,942 | $10.7M | 0.01% | −3,443−0.4% | Reduced |
| Van Eck Associates Corp | 993,940 | $11.2M | 0.02% | +92,882+10.3% | Added |
| Bulldog Investors, LLP | 1,032,248 | $11.7M | 3.84% | +31,009+3.1% | Added |
| Punch & Associates Investment Management, Inc. | 1,161,379 | $13.1M | 0.77% | −468,954−28.8% | Reduced |
| Providence Wealth Advisors, LLC | 22,771 | – | – | +11,625+104.3% | Added |
| Invesco Ltd. | 0 | $0 | 0.00% | −1,130,471−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −45,403−100.0% | Sold out |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −43,766−100.0% | Sold out |
| Diversified Trust Co | 0 | $0 | 0.00% | −26,014−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −19,894−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −13,005−100.0% | Sold out |
| Linscomb & Williams, Inc. | 0 | $0 | 0.00% | −12,304−100.0% | Sold out |
| Monument Capital Management | 0 | $0 | 0.00% | −12,228−100.0% | Sold out |
| Advisory Alpha, LLC | 0 | $0 | 0.00% | −10,071−100.0% | Sold out |
| Carmel Capital Partners, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| FinTrust Capital Advisors, LLC | 0 | $0 | 0.00% | −3,528−100.0% | Sold out |
| First Horizon Advisors, Inc. | 0 | $0 | 0.00% | −928−100.0% | Sold out |
| Madison Wealth Management | – | – | – | – | Not filed |