Bakkt, Inc.
BKKT- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001820302
In the last 90 days, Bakkt, Inc. insiders filed 1 open-market purchase and 6 sales; 98 institutions reported holding it in 13F filings for Q2 2026, worth $104.5M in total; no superinvestor holds it.
Other share classesBKKT.WT
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Bakkt, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 1 filing
- 1 insider, $2.11M in total
- Open-market sells
- 6 filings
- 4 insiders, $35.2K in total
- Insiders trading
- 5
- Net value
- +$2.08M
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Bakkt, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Henderson Joseph Sean-Walsh | Chief Accounting Officer | 12,672 | Sep 25, 2026 | 5 |
| D'Annunzio Marc | General Counsel & Secretary | 107,006 | Sep 25, 2026 | 10 |
| Baes Nicholas | Chief Operating Officer | 104,103 | Sep 25, 2026 | 8 |
| Alfred Michael | Director | 1,201,567Indirect | Aug 19, 2026 | 5 |
| Alexander Karen | Chief Financial Officer | 53,542 | Jul 17, 2026 | 7 |
| Naheta Akshay Sudhir | Chief Executive Officer | 9,093,522 | May 18, 2026 | 5 |
| Intercontinental Exchange Holdings, Inc. | 10% Owner | 7,919,002Indirect | Dec 5, 2025 | 2 |
| Intercontinental Exchange, Inc. | 10% Owner | 7,919,002Indirect | Dec 5, 2025 | 3 |
| Main Andrew A | Co-CEO & President | 431,963 | Jul 16, 2025 | 0 |
| Brown Colleen B | Director | 31,499 | Jun 20, 2025 | 0 |
| Dow De'Ana | Director | 39,271 | Jun 20, 2025 | 0 |
| Simeone Jill | Director | 37,806 | Jun 20, 2025 | 0 |
| Goldberg Michelle J | Director | 37,608 | Jun 20, 2025 | 0 |
| Watson Gordon | Director | 46,910 | Jun 20, 2025 | 0 |
| Collins Sean Roberts | Director | 63,431 | Jun 20, 2025 | 0 |
| Lumb Richard | Director | 21,065 | Jul 1, 2024 | 0 |
| Goodroe Charles | Chief Accounting Officer | 32,789 | Apr 11, 2024 | 0 |
| Michael Gavin Constantine | CEO and President | 4,218,666 | Mar 20, 2024 | 0 |
| Levy Richard N | Director, Other: See Remarks | 2,195,441 | Dec 29, 2023 | 0 |
| VPC Impact Acquisition Holdings Sponsor, LLC | Director, Other: See Remarks | 2,195,441 | Dec 29, 2023 | 0 |
| Lewis Michael Leroy | Chief Engineering Officer | 470,125 | Feb 28, 2023 | 0 |
| O'Prey Daniel | Chief Product Officer, Crypto | 441,238 | Feb 28, 2023 | 0 |
| Spatz Meredith | Chief Client Officer | 290,992 | Feb 28, 2023 | 0 |
| Elliot Mark Sonbolian | Chief Sales & Mktg Officer | 449,260 | Feb 28, 2023 | 0 |
| Gordon Nancy | Chief Product Officer, Loyalty | 283,155 | Feb 14, 2023 | 0 |
| Cook Kristyn | Director | 124,350 | Jun 16, 2022 | 0 |
| LaBenne Andrew | Chief Financial Officer | 320,414 | Apr 19, 2022 | 0 |
| Zemlin Sheela | EVP, Chief Revenue Officer | 321,147 | Apr 19, 2022 | 0 |
| Cabrera Nicolas | Chief Product Officer | 187,491 | Feb 23, 2022 | 0 |
| Schmitz Kai | Director | 20,000 | Oct 15, 2021 | 0 |
| Summers Kurt | Director | 20,000 | Oct 15, 2021 | 0 |
| White Adam Lee | President | – | Oct 15, 2021 | 0 |
| Clifton David C | Director | – | Oct 15, 2021 | 0 |
| Johnson Matthew Alan | Chief Technology Officer | – | Oct 15, 2021 | 0 |
| Alpine Global Management, LLC | 10% Owner | 1,013,820 | Jul 8, 2021 | 0 |
| Alpine Partners (BVI), L.P. | 10% Owner | 1,013,820 | Jul 8, 2021 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jul 12, 2023 (view filing)4:32 PM ET | Jul 12 | Same day | Levy Richard N and 1 otherDirector, Other: See Remarks | SSaleClass A common stock, par value $0.0001 per share | −400.0K | $1.57 | −$629.7K | −6.8%5.44M after | |
| Jul 11, 2023 (view filing)4:05 PM ET | Jul 11 | Same day | Levy Richard N and 1 otherDirector, Other: See Remarks | SSaleClass A common stock, par value $0.0001 per share | −200.0K | $1.58 | −$315.5K | −3.3%5.84M after | |
| May 19, 2023 (view filing)4:05 PM ET | May 18 | 1 day | Levy Richard N and 1 otherDirector, Other: See Remarks | SSaleClass A common stock, par value $0.0001 per share | −54.9K | $1.41 | −$77.6K | −0.9%6.04M after | |
| May 2, 2023 (view filing) | Apr 28 | 4 days | D'Annunzio MarcGeneral Counsel & Secretary | SSaleClass A Common Stock | −50.2K | $1.37 | −$68.8K | −6.4%733.3K after | Amended10b5-1 |
| Apr 18, 2023 (view filing)4:05 PM ET | Apr 14 | 4 days | Levy Richard N and 1 otherDirector, Other: See Remarks | SSaleClass A common stock, par value $0.0001 per share | −22.5K | $1.53 | −$34.4K | −0.3%7.46M after | |
| Apr 3, 2023 (view filing)6:07 PM ET | Apr 3 | Same day | Levy Richard N and 1 otherDirector, Other: See Remarks | SSaleClass A common stock, par value $0.0001 per share | −20.0K | $1.67 | −$33.3K | −0.3%7.48M after | |
| Apr 3, 2023 (view filing)4:30 PM ET | Mar 31 | 3 days | Levy Richard N and 1 otherDirector, Other: See Remarks | SSaleClass A common stock, par value $0.0001 per share | −74.5K | $1.70 | −$126.6K | −1.0%7.50M after | |
| Mar 14, 2023 (view filing)5:35 PM ET | Mar 14 | Same day | VPC Impact Acquisition Holdings Sponsor, LLC and 1 otherDirector, 10% Owner, Other: See Remarks | SSaleClass A common stock, par value $0.0001 per share | −50.0K | $1.32 | −$66.0K | −0.7%7.57M after | |
| Feb 14, 2023 (view filing) | Feb 13 | 1 day | Elliot Mark SonbolianChief Sales & Mktg Officer | SSaleClass A Common Stock | −4.38K | $1.48 | −$6.49K | −1.7%258.3K after | |
| Feb 14, 2023 (view filing) | Feb 13 | 1 day | D'Annunzio MarcGeneral Counsel & Secretary | SSaleClass A Common Stock | −20.5K | $1.48 | −$30.4K | −4.4%442.3K after | |
| Feb 6, 2023 (view filing) | Feb 6 | Same day | D'Annunzio MarcGeneral Counsel & Secretary | SSaleClass A Common Stock | −43.2K | $1.71 | −$73.8K | −8.4%471.5K after | |
| Feb 3, 2023 (view filing) | Feb 1 | 2 days | Michael Gavin ConstantineCEO and President | SSaleClass A Common Stock | −340.0K | $1.59 | −$540.6K | −12.2%2.45M after | |
| Jan 27, 2023 (view filing) | Jan 25 | 2 days | Elliot Mark SonbolianChief Sales & Mktg Officer | SSaleClass A Common Stock | −16.5K | $1.69 | −$27.9K | −5.1%303.9K after | |
| Jan 13, 2023 (view filing)4:10 PM ET | Jan 13 | Same day | VPC Impact Acquisition Holdings Sponsor, LLC and 1 otherDirector, 10% Owner | SSaleClass A common stock, par value $0.0001 per share | −100.0K | $2.06 | −$206.1K | −1.3%7.62M after | |
| Jan 3, 2023 (view filing) | Dec 23, 2022 | 11 daysLate | Alexander KarenChief Financial Officer | SSaleClass A Common Stock | −11.5K | $1.35 | −$15.5K | −5.4%200.0K after | |
| Dec 1, 2022 (view filing)4:06 PM ET | Dec 1 | Same day | VPC Impact Acquisition Holdings Sponsor, LLC and 1 otherDirector, 10% Owner, Other: See Remarks | SSaleClass A common stock, par value $0.0001 per share | −69.6K | $1.78 | −$124.2K | −0.9%8.07M after | |
| Nov 18, 2022 (view filing)4:05 PM ET | Nov 17 | 1 day | VPC Impact Acquisition Holdings Sponsor, LLC and 1 otherDirector, 10% Owner | SSaleClass A common stock, par value $0.0001 per share | −170.0K | $1.94 | −$330.0K | −2.0%8.14M after | |
| Oct 26, 2022 (view filing)4:05 PM ET | Oct 26 | Same day | VPC Impact Acquisition Holdings Sponsor, LLC and 1 otherDirector, 10% Owner, Other: See Remarks | SSaleClass A common stock, par value $0.0001 per share | −7.50K | $2.33 | −$17.5K | −0.1%8.31M after | |
| May 23, 2022 (view filing)11:41 AM ET | May 19 | 4 days | VPC Impact Acquisition Holdings Sponsor, LLC and 1 otherDirector, 10% Owner, Other: See Remarks | SSaleClass A common stock, par value $0.0001 per share | −16.0K | $2.73 | −$43.7K | −0.2%8.32M after | |
| Dec 23, 2021 (view filing)8:26 PM ET | Dec 23 | Same day | VPC Impact Acquisition Holdings Sponsor, LLC and 1 otherDirector, 10% Owner | SSaleClass A common stock, par value $0.0001 per share | −14.1K | $10.14 | −$143.1K | −0.2%8.96M after | |
| Dec 21, 2021 (view filing)7:57 PM ET | Dec 16 | 5 daysLate | VPC Impact Acquisition Holdings Sponsor, LLC and 1 otherDirector, 10% Owner | SSaleClass A common stock, par value $0.0001 per share | −114.0K | $9.81 | −$1.12M | −1.3%8.98M after | 3 lots |
| Jul 8, 2021 (view filing)4:39 PM ET | Jul 7 | 1 day | Alpine Global Management, LLC and 1 other10% Owner | SSaleClass A Ordinary Shares, par value $0.0001 per share | −1.80M | $9.97 | −$17.9M | −64.0%1.01M after | Amended |