Bakkt, Inc.
BKKT- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001820302
In the last 90 days, Bakkt, Inc. insiders filed 1 open-market purchase and 6 sales; 98 institutions reported holding it in 13F filings for Q2 2026, worth $104.5M in total; no superinvestor holds it.
Other share classesBKKT.WT
Holders of 5% or more of BKKT
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Bakkt, Inc., largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Intercontinental Exchange Holdings, Inc. | 13D/A | 54.20%7.91M shares | – | Jul 1, 20251 filing | Jul 1, 2025 | SEC |
| Intercontinental Exchange, Inc. | 13D/A | 33.60%8.38M shares | 0.00 ppfrom 33.60% | Oct 21, 202110 filings | Nov 5, 2025 | SEC |
| Naheta Akshay Sudhir | 13D/A | 22.30%11.1M shares | +10.70 ppfrom 11.60% | Nov 7, 20254 filings | May 4, 2026 | SEC |
| Intercontinental Exchange, Inc. | 13D/A | 19.80%8.38M shares | −7.20 ppfrom 27.00% | Jul 17, 20254 filings | May 4, 2026 | SEC |
| Horizon Kinetics Asset Management LLC | 13G/A | 6.30%400.2K shares | +0.40 ppfrom 5.90% | May 13, 20252 filings | May 13, 2025 | SEC |
| BlackRock, Inc. | 13G | 5.50%2.45M shares | +0.90 ppfrom 4.60% | Jul 17, 20253 filings | Jul 27, 2026 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
66 Schedule 13D and 13G filings on Bakkt, Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Aug 14, 20264:23 PM ET | Alyeska Investment Group, L.P.and 2 others | 13G/A | 0.00%0 shares | −9.99 ppfrom 9.99%Below 5% | Jun 30, 2026 | SEC |
| Jul 27, 20264:25 PM ET | BlackRock, Inc. | 13G | 5.50%2.45M shares | +0.90 ppfrom 4.60% | Jun 30, 2026 | SEC |
| May 15, 20264:26 PM ET | Alyeska Investment Group, L.P.and 2 others | 13G | 9.99%3.05M shares | New | Mar 31, 2026 | SEC |
| May 4, 20267:55 PM ET | Naheta Akshay Sudhir | 13D/A | 22.30%11.1M shares | +10.70 ppfrom 11.60% | Apr 30, 2026 | SEC |
| May 4, 20267:02 PM ET | Intercontinental Exchange, Inc.and 1 other | 13D/A | 19.80%8.38M shares | −7.20 ppfrom 27.00% | Apr 30, 2026 | SEC |
| Mar 4, 20267:04 PM ET | Intercontinental Exchange, Inc.and 1 other | 13D/A | 27.00%8.38M shares | −5.30 ppfrom 32.30% | Mar 2, 2026 | SEC |
| Feb 17, 202610:44 AM ET | Weiss Asset Management LPand 2 others | 13G/A | 3.40%812.6K shares | −1.70 ppfrom 5.10%Below 5% | Dec 31, 2025 | SEC |
| Feb 13, 20265:09 PM ET | Susquehanna Securities, LLCand 3 others | 13G/A | 1.70%411.8K shares | −4.30 ppfrom 6.00%Below 5% | Dec 31, 2025 | SEC |
| Jan 13, 20268:17 PM ET | Intercontinental Exchange, Inc.and 1 other | 13D/A | 32.30%8.38M shares | −21.90 ppfrom 54.20% | Jan 11, 2026 | SEC |
| Jan 13, 20265:30 PM ET | Naheta Akshay Sudhir | 13D/A | 11.60%3.20M shares | −0.30 ppfrom 11.90% | Jan 11, 2026 | SEC |
| Nov 18, 20259:07 PM ET | Naheta Akshay Sudhir | 13D/A | 11.90%3.20M shares | +5.60 ppfrom 6.30% | Nov 14, 2025 | SEC |
| Nov 14, 20254:08 PM ET | Citadel Advisors LLCand 6 others | 13G/A | 2.70%425.9K shares | −6.00 ppfrom 8.70%Below 5% | Sep 30, 2025 | SEC |
| Nov 14, 202510:45 AM ET | Highbridge Capital Management LLC | 13G/A | 4.20%691.4K shares | –Below 5% | Sep 30, 2025 | SEC |
| Nov 13, 20255:41 PM ET | Susquehanna Securities, LLCand 3 others | 13G | 6.00%948.8K shares | New | Sep 30, 2025 | SEC |
| Nov 12, 20252:44 PM ET | Weiss Asset Management LPand 2 others | 13G | 5.10%812.6K shares | New | Sep 30, 2025 | SEC |
| Nov 7, 20259:04 PM ET | Naheta Akshay Sudhir | 13D | 6.30%1.59M shares | New | Oct 31, 2025 | SEC |
| Nov 5, 20259:30 PM ET | Intercontinental Exchange, Inc.and 1 other | 13D/A | 33.60%8.38M shares | 0.00 ppfrom 33.60% | Nov 3, 2025 | SEC |
| Oct 31, 202510:28 AM ET | Horizon Kinetics Asset Management LLC | 13G/A | 2.30%328.5K shares | −2.80 ppfrom 5.10%Below 5% | Sep 9, 2025 | SEC |
| Oct 20, 20256:48 PM ET | Intercontinental Exchange, Inc.and 1 other | 13D/A | 33.60%7.91M shares | −2.40 ppfrom 36.00% | Oct 16, 2025 | SEC |
| Oct 17, 20256:05 PM ET | BlackRock, Inc. | 13G/A | 4.60%734.4K shares | −0.50 ppfrom 5.10%Below 5% | Sep 30, 2025 | SEC |
| Aug 6, 20256:52 PM ET | Citadel Advisors LLCand 6 others | 13G | 8.70%1.32M shares | – | Jul 30, 2025 | SEC |
| Jul 30, 20257:45 PM ET | Intercontinental Exchange, Inc.and 1 other | 13D/A | 36.00%7.91M shares | −18.20 ppfrom 54.20% | Jul 28, 2025 | SEC |
| Jul 17, 20257:44 PM ET | BlackRock, Inc. | 13G | 5.10%356.3K shares | New | Jun 30, 2025 | SEC |
| Jul 17, 20255:42 PM ET | Intercontinental Exchange, Inc.and 1 other | 13D/A | 54.20%7.91M shares | – | Jul 15, 2025 | SEC |
| Jul 2, 20254:59 PM ET | Intercontinental Exchange, Inc.and 1 other | 13D/A | 54.20%7.91M shares | – | Jun 27, 2025 | SEC |
| Jul 1, 20254:42 PM ET | Intercontinental Exchange Holdings, Inc.and 1 other | 13D/A | 54.20%7.91M shares | – | Jun 27, 2025 | SEC |
| May 15, 20253:40 PM ET | Horizon Kinetics Asset Management LLC | 13G/A | 5.10%335.8K shares | – | Feb 28, 2025 | SEC |
| May 13, 20257:55 PM ET | Horizon Kinetics Asset Management LLC | 13G/A | 6.30%400.2K shares | +0.40 ppfrom 5.90% | Sep 30, 2024 | SEC |
| May 13, 202510:36 AM ET | Horizon Kinetics Asset Management LLC | 13G | 5.90%400.2K shares | New | Sep 30, 2024 | SEC |
| Nov 14, 2024 | Highbridge Capital Management LLC | 13GOld format | – | New | – | SEC |
| Jul 9, 2024 | Intercontinental Exchange, Inc. | 13D/AOld format | – | – | – | SEC |
| Apr 29, 2024 | Intercontinental Exchange, Inc. | 13D/AOld format | – | – | – | SEC |
| Apr 5, 202412:21 PM ET | BlackRock Inc. | 13G/AOld format | – | – | – | SEC |
| Mar 4, 2024 | Intercontinental Exchange, Inc. | 13D/AOld format | – | – | – | SEC |
| Feb 13, 2024 | Vanguard Group Inc | 13G/AOld format | – | – | – | SEC |
| Jan 31, 20242:08 PM ET | BlackRock Inc. | 13GOld format | – | – | – | SEC |
| Apr 28, 2023 | Intercontinental Exchange, Inc. | 13D/AOld format | – | – | – | SEC |
| Apr 6, 20239:29 AM ET | BlackRock Inc. | 13G/AOld format | – | – | – | SEC |
| Feb 9, 2023 | Vanguard Group Inc | 13GOld format | – | New | – | SEC |
| Feb 8, 2023 | Invesco Ltd. | 13G/AOld format | – | – | – | SEC |
| Feb 3, 202312:10 PM ET | BlackRock Inc. | 13GOld format | – | New | – | SEC |
| May 5, 2022 | Intercontinental Exchange, Inc. | 13D/AOld format | – | – | – | SEC |
| Feb 14, 2022 | Apollo Management Holdings GP, LLC | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2022 | Citadel Advisors LLC | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2022 | Point72 Asset Management, L.P. | 13G/AOld format | – | – | – | SEC |
| Feb 11, 2022 | Sculptor Capital LP | 13G/AOld format | – | – | – | SEC |
| Feb 10, 2022 | Integrated Core Strategies (US) LLC | 13G/AOld format | – | – | – | SEC |
| Feb 9, 2022 | Invesco Ltd. | 13G/AOld format | – | – | – | SEC |
| Feb 3, 2022 | Tenor Capital Management Co., L.P. | 13G/AOld format | – | – | – | SEC |
| Jan 14, 2022 | Alpine Global Management, LLC | 13G/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
4 notices from officers, directors and other affiliates planning to sell Bakkt, Inc. shares, newest first.
| Filed (ET) | Seller | Shares to sell | Market value | Planned sale | Broker | Filing |
|---|---|---|---|---|---|---|
| May 19, 20237:13 AM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 54.9K | $77.6K | May 18, 2023 | Oppenheimer & Co Inc | SEC |
| Apr 28, 20235:09 PM ET | Mark ElliotOfficer | 209 | $294.69 | Apr 28, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Apr 28, 20235:08 PM ET | Marc D'AnnunzioOfficer | 7.08K | $9.98K | Apr 28, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Apr 17, 20236:21 AM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 22.5K | $34.4K | Apr 14, 2023 | Oppenheimer & Co. Inc. | SEC |