Bakkt, Inc.
BKKT- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001820302
In the last 90 days, Bakkt, Inc. insiders filed 1 open-market purchase and 6 sales; 98 institutions reported holding it in 13F filings for Q2 2026, worth $104.5M in total; no superinvestor holds it.
Other share classesBKKT.WT
Holders of 5% or more of BKKT
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Bakkt, Inc., largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Intercontinental Exchange Holdings, Inc. | 13D/A | 54.20%7.91M shares | – | Jul 1, 20251 filing | Jul 1, 2025 | SEC |
| Intercontinental Exchange, Inc. | 13D/A | 33.60%8.38M shares | 0.00 ppfrom 33.60% | Oct 21, 202110 filings | Nov 5, 2025 | SEC |
| Naheta Akshay Sudhir | 13D/A | 22.30%11.1M shares | +10.70 ppfrom 11.60% | Nov 7, 20254 filings | May 4, 2026 | SEC |
| Intercontinental Exchange, Inc. | 13D/A | 19.80%8.38M shares | −7.20 ppfrom 27.00% | Jul 17, 20254 filings | May 4, 2026 | SEC |
| Horizon Kinetics Asset Management LLC | 13G/A | 6.30%400.2K shares | +0.40 ppfrom 5.90% | May 13, 20252 filings | May 13, 2025 | SEC |
| BlackRock, Inc. | 13G | 5.50%2.45M shares | +0.90 ppfrom 4.60% | Jul 17, 20253 filings | Jul 27, 2026 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
66 Schedule 13D and 13G filings on Bakkt, Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Dec 15, 2021 | Corbin Capital Partners, L.P. | 13G/AOld format | – | – | – | SEC |
| Dec 14, 2021 | Corbin Capital Partners, L.P. | 13D/AOld format | – | – | – | SEC |
| Nov 10, 2021 | Invesco Ltd. | 13G/AOld format | – | – | – | SEC |
| Oct 21, 2021 | Intercontinental Exchange, Inc. | 13DOld format | – | New | – | SEC |
| Oct 12, 2021 | Tenor Capital Management Co., L.P. | 13GOld format | – | New | – | SEC |
| Sep 24, 2021 | Apollo Management Holdings GP, LLC | 13GOld format | – | New | – | SEC |
| Jul 19, 2021 | Citadel Advisors LLC | 13GOld format | – | New | – | SEC |
| Jul 8, 2021 | Alpine Global Management, LLC | 13G/AOld format | – | – | – | SEC |
| Apr 12, 2021 | Invesco Ltd. | 13G/AOld format | – | – | – | SEC |
| Mar 10, 2021 | Invesco Ltd. | 13GOld format | – | New | – | SEC |
| Feb 24, 2021 | Point72 Asset Management, L.P. | 13GOld format | – | New | – | SEC |
| Feb 24, 2021 | Alpine Global Management, LLC | 13G/AOld format | – | – | – | SEC |
| Feb 12, 2021 | Corbin Capital Partners, L.P. | 13GOld format | – | New | – | SEC |
| Feb 5, 2021 | Sculptor Capital LP | 13G/AOld format | – | – | – | SEC |
| Feb 3, 2021 | Alpine Global Management, LLC | 13GOld format | – | New | – | SEC |
| Feb 1, 2021 | Integrated Core Strategies (US) LLC | 13G/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
28 notices from officers, directors and other affiliates planning to sell Bakkt, Inc. shares, newest first.
| Filed (ET) | Seller | Shares to sell | Market value | Planned sale | Broker | Filing |
|---|---|---|---|---|---|---|
| Mar 30, 20265:31 PM ET | Marc DannunzioOfficer | 5.34K | $39.1K | Mar 30, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Feb 24, 20264:30 PM ET | Marc DannunzioOfficer | 785 | $7.97K | Feb 24, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 9, 20254:18 PM ET | Deana DowDirector | 27.7K | $355.2K | Dec 9, 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Nov 12, 20258:50 AM ET | Deana DowDirector | 4.60K | $100.3K | Nov 11, 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| May 15, 20254:10 PM ET | Deana DowOfficer · Director | 19.2K | $247.5K | May 15, 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| May 14, 20254:06 PM ET | Marc DannunzioOfficer · Director | 10.0K | $142.1K | May 14, 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Apr 22, 20244:16 PM ET | Marc DannunzioOfficer | 20.5K | $8.16K | Apr 22, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Feb 23, 20244:23 PM ET | Marc DannunzioOfficer | 50.2K | $44.6K | Feb 23, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Feb 8, 20244:20 PM ET | Marc DannunzioOfficer | 19.3K | $28.0K | Feb 8, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Jan 25, 20244:17 PM ET | Marc DannunzioOfficer | 42.8K | $54.4K | Jan 25, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 28, 20234:21 PM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 1.00M | $2.00M | Dec 28, 2023 | Oppenheimer & Co Inc | SEC |
| Dec 27, 20231:34 PM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 500.0K | $1.00M | Dec 27, 2023 | Oppenheimer & Co Inc | SEC |
| Dec 21, 20238:37 AM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 250.0K | $500.0K | Dec 21, 2023 | Oppenheimer & Co Inc | SEC |
| Dec 8, 20234:49 PM ET | Collins Sean RobertsDirector | 46.5K | $79.1K | Dec 8, 2023 | Merrill Lynch, Pierce, Fenner & Smith | SEC |
| Dec 7, 20239:53 PM ET | Collins Sean RobertsDirector | 182.6K | $337.9K | Dec 7, 2023 | Morgan Stanley Smith Barney LLC | SEC |
| Dec 7, 20235:53 PM ET | Goldfinch Co-Invest IC LPDirector | 133.9K | $247.8K | Dec 7, 2023 | Merrill Lynch, Pierce, Fenner & Smith | SEC |
| Dec 7, 20235:52 PM ET | Goldfinch Co-Invest IB LPDirector | 41.4K | $76.5K | Dec 7, 2023 | Merrill Lynch, Pierce, Fenner & Smith | SEC |
| Dec 7, 20235:50 PM ET | Goldfinch Co-Invest I LPDirector | 637.4K | $1.18M | Dec 7, 2023 | Merrill Lynch, Pierce, Fenner & Smith | SEC |
| Dec 6, 20234:37 PM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 500.0K | $1.05M | Dec 6, 2023 | Oppenheimer & Co Inc | SEC |
| Dec 4, 20234:29 PM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 500.0K | $1.05M | Dec 4, 2023 | Oppenheimer & Co Inc | SEC |
| Jul 21, 20237:39 AM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 600 | $1.11K | Jul 19, 2023 | Oppenheimer & Co Inc | SEC |
| Jul 18, 20236:57 PM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 440.6K | $885.1K | Jul 17, 2023 | Oppenheimer & Co Inc | SEC |
| Jul 12, 20233:42 PM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 800.0K | $1.26M | Jul 12, 2023 | Oppenheimer & Co Inc | SEC |
| Jul 11, 20232:45 PM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 200.0K | $314.0K | Jul 11, 2023 | Oppenheimer & Co Inc | SEC |
| May 19, 20237:13 AM ET | VPC Impact Acquisition Holdings Sponsor, LLC10% stockholder | 54.9K | $77.6K | May 18, 2023 | Oppenheimer & Co Inc | SEC |
Showing the latest 25. See the BKKT notices from the last 12 months