Levy Richard N's Form 4 filing
Bakkt, Inc. (BKKT) · filed Jul 12, 2023
- Accession no.
- 0000950170-23-032674
- Filed
- Jul 12, 2023, 4:32 PM ET
- Trade date
- Jul 12, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $629.7K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Levy Richard NCIK 0001413810 | Director, Other: See Remarks |
| VPC Impact Acquisition Holdings Sponsor, LLCCIK 0001825041 | Director, Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2023 | Class A common stock, par value $0.0001 per share | SSaleDisposed | −400,000 | $1.57 | −$629,680 | 5,444,254 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The reporting persons both may be deemed a Director by Deputization. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer.