VPC Impact Acquisition Holdings Sponsor, LLC's Form 4 filing
Bakkt, Inc. (BKKT) · filed May 23, 2022
- Accession no.
- 0000899243-22-019185
- Filed
- May 23, 2022, 11:41 AM ET
- Trade date
- May 19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $43.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| VPC Impact Acquisition Holdings Sponsor, LLCCIK 0001825041 | Director, 10% Owner, Other: See Remarks |
| Levy Richard NCIK 0001413810 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2022 | Class A common stock, par value $0.0001 per share | SSaleDisposed | −16,000 | $2.73 | −$43,680 | 8,320,190 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Director by Deputization. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer.