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VPC Impact Acquisition Holdings Sponsor, LLC's Form 4 filing

Bakkt, Inc. (BKKT) · filed Oct 26, 2022

Accession no.
0000899243-22-034250
Filed
Oct 26, 2022, 4:05 PM ET
Trade date
Oct 26, 2022
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $17.5K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
VPC Impact Acquisition Holdings Sponsor, LLCCIK 0001825041Director, 10% Owner, Other: See Remarks
Levy Richard NCIK 000141381010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 26, 2022Class A common stock, par value $0.0001 per shareSSaleDisposed−7,500$2.33−$17,482.58,312,690Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Director by Deputization. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer.

Read the full filing on SEC EDGAR (opens in a new tab)