Michael Gavin Constantine's Form 4 filing
Bakkt, Inc. (BKKT) · filed Feb 3, 2023
- Accession no.
- 0001871512-23-000001
- Filed
- Feb 3, 2023
- Trade date
- Feb 1-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $540.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Michael Gavin ConstantineCIK 0001871512 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Class A Common Stock | SSaleDisposed | −340,002 | $1.59F2 | −$540,603.18 | 2,446,547 | Direct | |
| Feb 3, 2023 | Class A Common Stock | FTax withholdingDisposed | −307,580 | $2.00 | −$615,160 | 2,138,967 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.