Alpine Global Management, LLC's Form 4/A amendment
AmendedBakkt, Inc. (BKKT) · filed Jul 8, 2021
- Accession no.
- 0001567619-21-013144
- Filed
- Jul 8, 2021, 4:39 PM ET
- Trade date
- Jul 7, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 8, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $17.9M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alpine Global Management, LLCCIK 0001581655 | 10% Owner |
| Alpine Partners (BVI), L.P.CIK 0001845320 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 7, 2021 | Class A Ordinary Shares, par value $0.0001 per share | SSaleDisposed | −1,800,000 | $9.97 | −$17,946,000 | 1,013,820 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This is an exit filing as the reporting person is no longer subject to Section 16 of the Securities Exchange Act of 1934. The original Form 4 filing was filed on February 8, 2021.
Remarks
Exhibit List: 99.1 List of Other Reporting Persons