Barings Global Short Duration High Yield Fund
BGH- Exchange
- NYSE
- SEC CIK
- 0001521404
No open-market purchases or sales by Barings Global Short Duration High Yield Fund insiders were filed in the last 90 days; 54 institutions reported holding it in 13F filings for Q2 2026, worth $53.5M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Barings Global Short Duration High Yield Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- +9 vs. Q2 2023
- Shares held
- 5.48M
- −93.4K (−1.7%) vs. Q2 2023
- Total value
- $70.5M
- −$2.70M (−3.7%) vs. Q2 2023
- New holders
- 12
- 20 more added
- Sold out
- 3
- 15 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BGH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 54 | $53.5M |
| Q1 2026 | 51 | $51.6M |
| Q4 2025 | 50 | $53.8M |
| Q3 2025 | 54 | $54.7M |
| Q2 2025 | 48 | $63.9M |
| Q1 2025 | 46 | $57.4M |
| Q4 2024 | 50 | $63.1M |
| Q3 2024 | 47 | $65.9M |
| Q2 2024 | 53 | $74.1M |
| Q1 2024 | 49 | $74.6M |
| Q4 2023 | 55 | $77.3M |
| Q3 2023 | 59 | $70.5M |
| Q2 2023 | 50 | $73.2M |
| Q1 2023 | 57 | $77.1M |
| Q4 2022 | 57 | $82.5M |
| Q3 2022 | 61 | $77.5M |
| Q2 2022 | 62 | $84.1M |
| Q1 2022 | 65 | $98.6M |
| Q4 2021 | 55 | $97.3M |
| Q3 2021 | 51 | $85.3M |
| Q2 2021 | 49 | $83.1M |
| Q1 2021 | 53 | $71.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Barings Global Short Duration High Yield Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 720,674 | $9.15M | 0.25% | +20,000+2.9% | Added |
| Morgan Stanley | 592,569 | $7.53M | 0.00% | −5,687−1.0% | Reduced |
| Rivernorth Capital Management, LLC | 539,242 | $6.85M | 0.36% | −25,347−4.5% | Reduced |
| Wells Fargo & Company | 514,208 | $6.53M | 0.00% | +21,985+4.5% | Added |
| TSP Capital Management Group, LLC | 405,442 | $5.15M | 1.99% | +9,226+2.3% | Added |
| Guggenheim Capital LLC | 327,169 | $4.16M | 0.04% | +19,999+6.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 316,626 | $4.02M | 0.26% | −1,382−0.4% | Reduced |
| Invesco Ltd. | 311,501 | $3.96M | 0.00% | −42,405−12.0% | Reduced |
| Cohen & Steers, Inc. | 254,171 | $3.23M | 0.01% | −7,370−2.8% | Reduced |
| Capital Investment Advisors, LLC | 175,673 | $2.23M | 0.06% | +23,429+15.4% | Added |
| Vivaldi Capital Management, LLC | 159,874 | $2.03M | 0.66% | −101,524−38.8% | Reduced |
| Raymond James & Associates | 123,252 | $1.57M | 0.00% | −33,737−21.5% | Reduced |
| Advisor Group Holdings, Inc. | 89,234 | $1.13M | 0.00% | +36,858+70.4% | Added |
| Envestnet Asset Management Inc | 82,925 | $1.05M | 0.00% | +321+0.4% | Added |
| Park Avenue Securities LLC | 70,996 | $902.0K | 0.01% | +943+1.3% | Added |
| Lazard Asset Management LLC | – | $888.0K | 0.00% | – | – |
| Camelot Portfolios, LLC | 66,062 | $839.0K | 0.80% | −16,366−19.9% | Reduced |
| Bank of America Corp | 60,215 | $764.7K | 0.00% | +3,307+5.8% | Added |
| RFG Advisory, LLC | 51,923 | $659.4K | 0.03% | −52,983−50.5% | Reduced |
| GWM Advisors LLC | 46,938 | $596.1K | 0.01% | −13,625−22.5% | Reduced |
| Jefferies Financial Group Inc. | 44,316 | $562.8K | 0.01% | +11,675+35.8% | Added |
| Cetera Investment Advisers | 44,191 | $561.2K | 0.00% | +131+0.3% | Added |
| Thrivent Financial for Lutherans | 42,891 | $545.0K | 0.00% | −9,150−17.6% | Reduced |
| Shaker Financial Services, LLC | 35,689 | $456.8K | 0.21% | +35,689 | New |
| First Trust Advisors LP | 33,345 | $423.5K | 0.00% | −2,465−6.9% | Reduced |
| Royal Bank of Canada | 32,893 | $418.0K | 0.00% | +8,417+34.4% | Added |
| Baird Financial Group, Inc. | 26,621 | $338.1K | 0.00% | +4,927+22.7% | Added |
| UBS Group AG | 24,621 | $312.7K | 0.00% | +4,521+22.5% | Added |
| CNH Partners LLC | 21,930 | $278.5K | 0.01% | −9,012−29.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 21,192 | $269.1K | 0.00% | 00.0% | Unchanged |
| McRae Capital Management Inc | 19,805 | $251.5K | 0.07% | +331+1.7% | Added |
| Caldwell Sutter Capital, Inc. | 18,500 | $234.9K | 0.13% | 00.0% | Unchanged |
| MML Investors Services, LLC | 16,571 | $210.0K | 0.00% | +900+5.7% | Added |
| IFG Advisory, LLC | 14,740 | $187.2K | 0.02% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 12,812 | $162.7K | 0.00% | +113+0.9% | Added |
| Comerica Bank | 12,598 | $160.0K | 0.00% | +12,598 | New |
| Barings LLC | 12,267 | $155.8K | 0.01% | +434+3.7% | Added |
| Integrated Capital Management, Inc. | 12,060 | $153.2K | 0.14% | −113−0.9% | Reduced |
| Wolverine Asset Management LLC | 12,059 | $153.1K | 0.00% | +12,059 | New |
| Susquehanna International Group, LLP | 11,253 | $142.9K | 0.00% | +11,253 | New |
| Advisory Services Network, LLC | 11,150 | $141.6K | 0.00% | +212+1.9% | Added |
| We Are One Seven, LLC | 10,938 | $138.9K | 0.01% | +50.0% | Added |
| Stifel Financial Corp | 10,471 | $133.0K | 0.00% | −15,046−59.0% | Reduced |
| Clough Capital Partners L P | 10,261 | $130.3K | 0.01% | +10,261 | New |
| Quarry LP | 10,261 | $130.3K | 0.08% | +10,261 | New |
| Ignite Planners, LLC | 10,311 | $128.7K | 0.04% | +10,311 | New |
| Transcend Wealth Collective, LLC | 10,000 | $127.0K | 0.01% | 00.0% | Unchanged |
| Emfo, LLC | 7,349 | $93.3K | 0.09% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,253 | $51.9K | 0.01% | 00.0% | Unchanged |
| Elequin Capital LP | 4,050 | $51.4K | 0.01% | +4,050 | New |
| SOA Wealth Advisors, LLC. | 2,236 | $28.4K | 0.01% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 2,200 | $27.9K | 0.00% | +2,200 | New |
| RVW Wealth, LLC | 1,775 | $22.5K | 0.00% | +1,775 | New |
| Glen Eagle Advisors, LLC | 1,700 | $21.6K | 0.01% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 1,251 | $15.9K | 0.01% | +1,251 | New |
| Northwestern Mutual Wealth Management Co | 1,064 | $13.5K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 971 | $12.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 800 | $10.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 146 | $1.85K | 0.00% | +146 | New |
| Clear Harbor Asset Management, LLC | 0 | $0 | 0.00% | −22,615−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −7,800−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −6,344−100.0% | Sold out |