Barings Global Short Duration High Yield Fund
BGH- Exchange
- NYSE
- SEC CIK
- 0001521404
No open-market purchases or sales by Barings Global Short Duration High Yield Fund insiders were filed in the last 90 days; 54 institutions reported holding it in 13F filings for Q2 2026, worth $53.5M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Barings Global Short Duration High Yield Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +2 vs. Q2 2021
- Shares held
- 4.61M
- +115.3K (+2.6%) vs. Q2 2021
- Total value
- $85.3M
- +$2.16M (+2.6%) vs. Q2 2021
- New holders
- 6
- 23 more added
- Sold out
- 4
- 13 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BGH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 54 | $53.5M |
| Q1 2026 | 51 | $51.6M |
| Q4 2025 | 50 | $53.8M |
| Q3 2025 | 54 | $54.7M |
| Q2 2025 | 48 | $63.9M |
| Q1 2025 | 46 | $57.4M |
| Q4 2024 | 50 | $63.1M |
| Q3 2024 | 47 | $65.9M |
| Q2 2024 | 53 | $74.1M |
| Q1 2024 | 49 | $74.6M |
| Q4 2023 | 55 | $77.3M |
| Q3 2023 | 59 | $70.5M |
| Q2 2023 | 50 | $73.2M |
| Q1 2023 | 57 | $77.1M |
| Q4 2022 | 57 | $82.5M |
| Q3 2022 | 61 | $77.5M |
| Q2 2022 | 62 | $84.1M |
| Q1 2022 | 65 | $98.6M |
| Q4 2021 | 55 | $97.3M |
| Q3 2021 | 51 | $85.3M |
| Q2 2021 | 49 | $83.1M |
| Q1 2021 | 53 | $71.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Barings Global Short Duration High Yield Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 735,442 | $12.6M | 0.33% | +57,468+8.5% | Added |
| Wells Fargo & Company | 649,305 | $11.1M | 0.00% | −17,168−2.6% | Reduced |
| Morgan Stanley | 535,392 | $9.15M | 0.00% | +38,719+7.8% | Added |
| Invesco Ltd. | 385,292 | $6.59M | 0.00% | +53,760+16.2% | Added |
| TSP Capital Management Group, LLC | – | $6.46M | 2.21% | – | – |
| Guggenheim Capital LLC | 267,294 | $4.57M | 0.03% | −24,345−8.3% | Reduced |
| Cohen & Steers, Inc. | 252,745 | $4.32M | 0.01% | +197,215+355.2% | Added |
| Rivernorth Capital Management, LLC | 198,742 | $3.40M | 0.18% | −276,938−58.2% | Reduced |
| Shaker Financial Services, LLC | 180,809 | $3.09M | 1.24% | +14,412+8.7% | Added |
| Raymond James & Associates | 168,250 | $2.88M | 0.00% | +15,625+10.2% | Added |
| UBS Group AG | 146,000 | $2.50M | 0.00% | +38,345+35.6% | Added |
| First Trust Advisors LP | 145,801 | $2.49M | 0.00% | +4,790+3.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 114,342 | $1.96M | 0.10% | +35,992+45.9% | Added |
| Bank of America Corp | 80,961 | $1.38M | 0.00% | +1,761+2.2% | Added |
| Northwestern Mutual Wealth Management Co | 78,618 | $1.34M | 0.00% | +3,743+5.0% | Added |
| Capital Investment Advisors, LLC | 69,129 | $1.18M | 0.04% | +359+0.5% | Added |
| Mid Atlantic Financial Management Inc | 65,900 | $1.13M | 0.08% | −9,800−12.9% | Reduced |
| Thrivent Financial for Lutherans | 64,228 | $1.10M | 0.00% | +4,800+8.1% | Added |
| Advisor Group Holdings, Inc. | 57,742 | $987.0K | 0.00% | +2,202+4.0% | Added |
| Jefferies Group LLC | 46,662 | $797.9K | 0.02% | +5,260+12.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 34,505 | $590.0K | 0.00% | −140−0.4% | Reduced |
| Truist Financial Corp | 22,070 | $378.0K | 0.00% | −4,086−15.6% | Reduced |
| Clear Harbor Asset Management, LLC | 21,560 | $369.0K | 0.04% | +1,130+5.5% | Added |
| LPL Financial LLC | 20,902 | $357.0K | 0.00% | −17,545−45.6% | Reduced |
| Cetera Investment Advisers | 19,838 | $339.0K | 0.01% | −900−4.3% | Reduced |
| Matisse Capital | 18,888 | $323.0K | 0.12% | 00.0% | Unchanged |
| BHK Investment Advisors, LLC | 18,712 | $320.0K | 0.13% | +18,712 | New |
| Emfo, LLC | 17,650 | $302.0K | 0.27% | +17,650 | New |
| Baird Financial Group, Inc. | 16,022 | $274.0K | 0.00% | +1,269+8.6% | Added |
| Stifel Financial Corp | 15,376 | $263.0K | 0.00% | −1,458−8.7% | Reduced |
| FourThought Financial, LLC | 14,951 | $255.0K | 0.03% | −1,106−6.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 13,582 | $232.0K | 0.00% | +369+2.8% | Added |
| Advisory Services Network, LLC | 13,536 | $231.0K | 0.01% | −5,278−28.1% | Reduced |
| We Are One Seven, LLC | 12,958 | $223.0K | 0.03% | +30+0.2% | Added |
| Transcend Wealth Collective, LLC | 12,917 | $223.0K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 10,748 | $184.0K | 0.00% | −4,855−31.1% | Reduced |
| Janney Montgomery Scott LLC | 10,366 | $177.0K | 0.00% | +10,366 | New |
| Vicus Capital | 10,184 | $174.0K | 0.03% | +86+0.9% | Added |
| Barings LLC | 10,141 | $173.0K | 0.00% | +1,737+20.7% | Added |
| FNY Investment Advisers, LLC | 9,214 | $157.0K | 0.07% | +5,714+163.3% | Added |
| Steward Partners Investment Advisory, LLC | 8,644 | $148.0K | 0.00% | +300+3.6% | Added |
| Graves-Light Private Wealth Management, Inc. | 8,000 | $137.0K | 0.02% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 5,000 | $85.0K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 4,578 | $78.0K | 0.00% | −353−7.2% | Reduced |
| American Portfolios Advisors | 4,525 | $77.4K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,253 | $73.0K | 0.02% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 2,236 | $38.0K | 0.01% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 2,200 | $37.6K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 1,554 | $27.0K | 0.00% | +1,554 | New |
| Key Financial Inc | 550 | $9.00K | 0.01% | +550 | New |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| 6 Meridian | 0 | $0 | 0.00% | −20,310−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −18,352−100.0% | Sold out |
| Beacon Harbor Wealth Advisors, Inc. | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |