Barings Global Short Duration High Yield Fund
BGH- Exchange
- NYSE
- SEC CIK
- 0001521404
No open-market purchases or sales by Barings Global Short Duration High Yield Fund insiders were filed in the last 90 days; 54 institutions reported holding it in 13F filings for Q2 2026, worth $53.5M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Barings Global Short Duration High Yield Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- +9 vs. Q2 2023
- Shares held
- 5.48M
- −93.4K (−1.7%) vs. Q2 2023
- Total value
- $70.5M
- −$2.70M (−3.7%) vs. Q2 2023
- New holders
- 12
- 20 more added
- Sold out
- 3
- 15 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BGH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 54 | $53.5M |
| Q1 2026 | 51 | $51.6M |
| Q4 2025 | 50 | $53.8M |
| Q3 2025 | 54 | $54.7M |
| Q2 2025 | 48 | $63.9M |
| Q1 2025 | 46 | $57.4M |
| Q4 2024 | 50 | $63.1M |
| Q3 2024 | 47 | $65.9M |
| Q2 2024 | 53 | $74.1M |
| Q1 2024 | 49 | $74.6M |
| Q4 2023 | 55 | $77.3M |
| Q3 2023 | 59 | $70.5M |
| Q2 2023 | 50 | $73.2M |
| Q1 2023 | 57 | $77.1M |
| Q4 2022 | 57 | $82.5M |
| Q3 2022 | 61 | $77.5M |
| Q2 2022 | 62 | $84.1M |
| Q1 2022 | 65 | $98.6M |
| Q4 2021 | 55 | $97.3M |
| Q3 2021 | 51 | $85.3M |
| Q2 2021 | 49 | $83.1M |
| Q1 2021 | 53 | $71.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Barings Global Short Duration High Yield Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 146 | $1.85K | 0.00% | +146 | New |
| FNY Investment Advisers, LLC | 800 | $10.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 971 | $12.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,064 | $13.5K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 1,251 | $15.9K | 0.01% | +1,251 | New |
| Glen Eagle Advisors, LLC | 1,700 | $21.6K | 0.01% | 00.0% | Unchanged |
| RVW Wealth, LLC | 1,775 | $22.5K | 0.00% | +1,775 | New |
| Sound Income Strategies, LLC | 2,200 | $27.9K | 0.00% | +2,200 | New |
| SOA Wealth Advisors, LLC. | 2,236 | $28.4K | 0.01% | 00.0% | Unchanged |
| Elequin Capital LP | 4,050 | $51.4K | 0.01% | +4,050 | New |
| Carolinas Wealth Consulting LLC | 4,253 | $51.9K | 0.01% | 00.0% | Unchanged |
| Emfo, LLC | 7,349 | $93.3K | 0.09% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 10,000 | $127.0K | 0.01% | 00.0% | Unchanged |
| Ignite Planners, LLC | 10,311 | $128.7K | 0.04% | +10,311 | New |
| Clough Capital Partners L P | 10,261 | $130.3K | 0.01% | +10,261 | New |
| Quarry LP | 10,261 | $130.3K | 0.08% | +10,261 | New |
| Stifel Financial Corp | 10,471 | $133.0K | 0.00% | −15,046−59.0% | Reduced |
| We Are One Seven, LLC | 10,938 | $138.9K | 0.01% | +50.0% | Added |
| Advisory Services Network, LLC | 11,150 | $141.6K | 0.00% | +212+1.9% | Added |
| Susquehanna International Group, LLP | 11,253 | $142.9K | 0.00% | +11,253 | New |
| Wolverine Asset Management LLC | 12,059 | $153.1K | 0.00% | +12,059 | New |
| Integrated Capital Management, Inc. | 12,060 | $153.2K | 0.14% | −113−0.9% | Reduced |
| Barings LLC | 12,267 | $155.8K | 0.01% | +434+3.7% | Added |
| Comerica Bank | 12,598 | $160.0K | 0.00% | +12,598 | New |
| Cetera Advisor Networks LLC | 12,812 | $162.7K | 0.00% | +113+0.9% | Added |
| IFG Advisory, LLC | 14,740 | $187.2K | 0.02% | 00.0% | Unchanged |
| MML Investors Services, LLC | 16,571 | $210.0K | 0.00% | +900+5.7% | Added |
| Caldwell Sutter Capital, Inc. | 18,500 | $234.9K | 0.13% | 00.0% | Unchanged |
| McRae Capital Management Inc | 19,805 | $251.5K | 0.07% | +331+1.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 21,192 | $269.1K | 0.00% | 00.0% | Unchanged |
| CNH Partners LLC | 21,930 | $278.5K | 0.01% | −9,012−29.1% | Reduced |
| UBS Group AG | 24,621 | $312.7K | 0.00% | +4,521+22.5% | Added |
| Baird Financial Group, Inc. | 26,621 | $338.1K | 0.00% | +4,927+22.7% | Added |
| Royal Bank of Canada | 32,893 | $418.0K | 0.00% | +8,417+34.4% | Added |
| First Trust Advisors LP | 33,345 | $423.5K | 0.00% | −2,465−6.9% | Reduced |
| Shaker Financial Services, LLC | 35,689 | $456.8K | 0.21% | +35,689 | New |
| Thrivent Financial for Lutherans | 42,891 | $545.0K | 0.00% | −9,150−17.6% | Reduced |
| Cetera Investment Advisers | 44,191 | $561.2K | 0.00% | +131+0.3% | Added |
| Jefferies Financial Group Inc. | 44,316 | $562.8K | 0.01% | +11,675+35.8% | Added |
| GWM Advisors LLC | 46,938 | $596.1K | 0.01% | −13,625−22.5% | Reduced |
| RFG Advisory, LLC | 51,923 | $659.4K | 0.03% | −52,983−50.5% | Reduced |
| Bank of America Corp | 60,215 | $764.7K | 0.00% | +3,307+5.8% | Added |
| Camelot Portfolios, LLC | 66,062 | $839.0K | 0.80% | −16,366−19.9% | Reduced |
| Lazard Asset Management LLC | – | $888.0K | 0.00% | – | – |
| Park Avenue Securities LLC | 70,996 | $902.0K | 0.01% | +943+1.3% | Added |
| Envestnet Asset Management Inc | 82,925 | $1.05M | 0.00% | +321+0.4% | Added |
| Advisor Group Holdings, Inc. | 89,234 | $1.13M | 0.00% | +36,858+70.4% | Added |
| Raymond James & Associates | 123,252 | $1.57M | 0.00% | −33,737−21.5% | Reduced |
| Vivaldi Capital Management, LLC | 159,874 | $2.03M | 0.66% | −101,524−38.8% | Reduced |
| Capital Investment Advisors, LLC | 175,673 | $2.23M | 0.06% | +23,429+15.4% | Added |
| Cohen & Steers, Inc. | 254,171 | $3.23M | 0.01% | −7,370−2.8% | Reduced |
| Invesco Ltd. | 311,501 | $3.96M | 0.00% | −42,405−12.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 316,626 | $4.02M | 0.26% | −1,382−0.4% | Reduced |
| Guggenheim Capital LLC | 327,169 | $4.16M | 0.04% | +19,999+6.5% | Added |
| TSP Capital Management Group, LLC | 405,442 | $5.15M | 1.99% | +9,226+2.3% | Added |
| Wells Fargo & Company | 514,208 | $6.53M | 0.00% | +21,985+4.5% | Added |
| Rivernorth Capital Management, LLC | 539,242 | $6.85M | 0.36% | −25,347−4.5% | Reduced |
| Morgan Stanley | 592,569 | $7.53M | 0.00% | −5,687−1.0% | Reduced |
| Sit Investment Associates Inc | 720,674 | $9.15M | 0.25% | +20,000+2.9% | Added |
| Clear Harbor Asset Management, LLC | 0 | $0 | 0.00% | −22,615−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −7,800−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −6,344−100.0% | Sold out |