Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Athenex, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- −16 vs. Q3 2022
- Shares held
- 40.2M
- −6.43M (−13.8%) vs. Q3 2022
- Total value
- $5.93M
- −$6.63M (−52.8%) vs. Q3 2022
- New holders
- 7
- 12 more added
- Sold out
- 23
- 17 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 99 | $0 | 0.00% | −18,747−99.5% | Reduced |
| Simplex Trading, LLC | 40 | $0 | 0.00% | −4,881−99.2% | Reduced |
| Royal Bank of Canada | 863 | $0 | 0.00% | −781−47.5% | Reduced |
| Cutler Group LP | 800 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,000 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 4 | $1 | 0.00% | −1,910−99.8% | Reduced |
| Credit Suisse AG | 147 | $22 | 0.00% | −500,000−100.0% | Reduced |
| Fortis Advisors, LLC | 1,000 | $148 | 0.00% | +1,000 | New |
| National Bank of Canada | 3,500 | $508 | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 6,221 | $918 | 0.00% | −6,512−51.1% | Reduced |
| Advisor Group Holdings, Inc. | 12,163 | $1.00K | 0.00% | −27,000−68.9% | Reduced |
| Ingalls & Snyder LLC | 10,000 | $1.00K | 0.00% | −5,000−33.3% | Reduced |
| JPMorgan Chase & Co | 3,441 | $1.00K | 0.00% | −6,163−64.2% | Reduced |
| HRT Financial LP | 11,396 | $1.00K | 0.00% | +11,396 | New |
| Wells Fargo & Company | 8,225 | $1.21K | 0.00% | −42,490−83.8% | Reduced |
| McCollum Christoferson Group LLC | 10,000 | $1.48K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 10,695 | $1.58K | 0.00% | −44,902−80.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 10,700 | $1.58K | 0.00% | +10,700 | New |
| StoneX Group Inc. | 11,360 | $1.68K | 0.00% | +11,360 | New |
| Washington Trust Bank | 11,111 | $2.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 13,780 | $2.03K | 0.00% | +3,068+28.6% | Added |
| Sterling Investment Counsel, LLC | 23,938 | $3.53K | 0.00% | 00.0% | Unchanged |
| Deltec Asset Management LLC | 24,665 | $3.64K | 0.00% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 28,890 | $4.00K | 0.00% | +13,170+83.8% | Added |
| Group One Trading, L.P. | 30,176 | $4.45K | 0.00% | −12,593−29.4% | Reduced |
| Bank of New York Mellon Corp | 40,297 | $5.94K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 39,190 | $6.00K | 0.00% | +39,190 | New |
| Susquehanna International Group, LLP | 44,102 | $6.50K | 0.00% | +44,102 | New |
| Two Sigma Investments, LP | 44,800 | $6.61K | 0.00% | +44,800 | New |
| Courier Capital LLC | 55,000 | $8.11K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 62,413 | $9.18K | 0.00% | −90.0% | Reduced |
| Macquarie Group Ltd | 70,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 72,076 | $10.6K | 0.00% | +60,915+545.8% | Added |
| Greenleaf Trust | 130,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 134,722 | $19.9K | 0.00% | 00.0% | Unchanged |
| Man Group plc | 136,107 | $20.1K | 0.00% | 00.0% | Unchanged |
| Seneca Financial Advisors LLC | 137,495 | $20.3K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 143,594 | $21.2K | 0.00% | +13,148+10.1% | Added |
| State Street Corp | 284,030 | $41.9K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 426,549 | $62.9K | 0.00% | +12,000+2.9% | Added |
| Acadian Asset Management LLC | 523,452 | $75.0K | 0.00% | +152,163+41.0% | Added |
| Geode Capital Management, LLC | 560,382 | $82.0K | 0.00% | −1,258−0.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 583,000 | $86.0K | 0.00% | −599,126−50.7% | Reduced |
| Endurant Capital Management LP | 902,236 | $133.1K | 0.05% | +375,585+71.3% | Added |
| HighTower Advisors, LLC | 996,513 | $147.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 1,076,196 | $158.7K | 0.00% | −540,007−33.4% | Reduced |
| Renaissance Technologies LLC | 1,205,528 | $178.0K | 0.00% | +343,965+39.9% | Added |
| BlackRock Inc. | 1,333,665 | $196.7K | 0.00% | −1,004,647−43.0% | Reduced |
| UBS Group AG | 1,574,098 | $236.1K | 0.00% | +77,334+5.2% | Added |
| Alyeska Investment Group, L.P. | 2,000,000 | $295.0K | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 5,363,164 | $791.1K | 0.00% | +1,2580.0% | Added |
| Millennium Management LLC | 6,516,142 | $961.0K | 0.00% | +2,346,324+56.3% | Added |
| Perceptive Advisors LLC | 15,532,467 | $2.29M | 0.07% | 00.0% | Unchanged |
| IFP Advisors, Inc | 5,035 | – | – | +5,000+14,285.7% | Added |
| CVI Holdings, LLC | 0 | $0 | 0.00% | −2,626,943−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −1,461,761−100.0% | Sold out |
| AIGH Capital Management LLC | 0 | $0 | 0.00% | −1,000,134−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −837,899−100.0% | Sold out |
| Worth Venture Partners, LLC | 0 | $0 | 0.00% | −248,832−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −228,105−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −160,573−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −151,987−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −77,795−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −77,162−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −70,638−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −44,972−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −41,124−100.0% | Sold out |
| Warberg Asset Management LLC | 0 | $0 | 0.00% | −35,500−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −32,489−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −29,756−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −13,212−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −14,803−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −12,200−100.0% | Sold out |
| Running Point Capital Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −5,212−100.0% | Sold out |
| Daiwa Securities Group Inc. | 0 | $0 | 0.00% | −176−100.0% | Sold out |
| China Universal Asset Management Co., Ltd. | 0 | $0 | 0.00% | −1,471−100.0% | Sold out |
| Empery Asset Management, LP | – | – | – | – | Not filed |
| Eaton Vance Management | – | – | – | – | Not filed |