Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
Q4 2022 vs. Q3 2022
How the institutions holding Athenex, Inc. changed between Q3 2022 and Q4 2022.
All holders in Q4 2022All holders in Q3 2022
| Measure | Q3 2022 | Of which not filed for Q4 2022 | Q4 2022 | Change |
|---|---|---|---|---|
| Holders | 72 | 2 | 54 | −16 |
| Shares | 48.1M | 1.46M | 40.2M | −6.43M (−13.8%) |
| Value | $13.0M | $394.0K | $5.93M | −$6.63M (−52.8%) |
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (7)
Institutions that held Athenex, Inc. at the end of Q4 2022 but not at the end of Q3 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Two Sigma Investments, LP | 44,800 | $6.61K | 0.00% |
| Susquehanna International Group, LLP | 44,102 | $6.50K | 0.00% |
| Janney Montgomery Scott LLC | 39,190 | $6.00K | 0.00% |
| StoneX Group Inc. | 11,360 | $1.68K | 0.00% |
| Raymond James Financial Services Advisors, Inc. | 10,700 | $1.58K | 0.00% |
| HRT Financial LP | 11,396 | $1.00K | 0.00% |
| Fortis Advisors, LLC | 1,000 | $148 | 0.00% |
Sold out (23)
Institutions that held Athenex, Inc. at the end of Q3 2022 and filed for Q4 2022 without it.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| CVI Holdings, LLC | 2,626,943 | $708.0K |
| Gsa Capital Partners LLP | 1,461,761 | $394.0K |
| AIGH Capital Management LLC | 1,000,134 | $269.0K |
| Deutsche Bank AG | 837,899 | $225.0K |
| Worth Venture Partners, LLC | 248,832 | $67.0K |
| Tudor Investment Corp Et Al | 228,105 | $61.0K |
| Ergoteles LLC | 160,573 | $43.0K |
| Occudo Quantitative Strategies LP | 151,987 | $41.0K |
| Dimensional Fund Advisors LP | 77,795 | $21.0K |
| Citadel Advisors LLC | 77,162 | $20.0K |
| Qube Research & Technologies Ltd | 70,638 | $19.0K |
| Jaffetilchin Investment Partners, LLC | 44,972 | $12.0K |
| LMR Partners LLP | 41,124 | $11.0K |
| Warberg Asset Management LLC | 35,500 | $10.0K |
| Verition Fund Management LLC | 32,489 | $9.00K |
| Balyasny Asset Management LLC | 29,756 | $8.00K |
| ProShare Advisors LLC | 13,212 | $4.00K |
| Virtu Financial LLC | 14,803 | $4.00K |
| Bayesian Capital Management, LP | 12,200 | $3.00K |
| Running Point Capital Advisors, LLC | 10,000 | $3.00K |
| TD Waterhouse Canada Inc. | 5,212 | $1.41K |
| Daiwa Securities Group Inc. | 176 | $0 |
| China Universal Asset Management Co., Ltd. | 1,471 | $0 |
Not filed for Q4 2022 yet (2)
Institutions that held Athenex, Inc. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Empery Asset Management, LP | 1,452,103 | $391.0K |
| Eaton Vance Management | 12,000 | $3.00K |