Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Assertio Holdings, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 117
- −28 vs. Q3 2023
- Shares held
- 46.5M
- −47.8K (−0.1%) vs. Q3 2023
- Total value
- $49.8M
- −$69.9M (−58.4%) vs. Q3 2023
- New holders
- 17
- 38 more added
- Sold out
- 45
- 34 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 7,619,440 | $8.15M | 0.82% | +2,949,440+63.2% | Added |
| BlackRock Inc. | 6,574,483 | $7.03M | 0.00% | +631,122+10.6% | Added |
| Armistice Capital, LLC | 5,800,000 | $6.21M | 0.16% | +1,876,000+47.8% | Added |
| Vanguard Group Inc | 4,878,543 | $5.22M | 0.00% | +346,388+7.6% | Added |
| Renaissance Technologies LLC | 3,142,514 | $3.36M | 0.01% | +585,900+22.9% | Added |
| Geode Capital Management, LLC | 2,002,394 | $2.14M | 0.00% | +120,980+6.4% | Added |
| AQR Capital Management LLC | 1,997,388 | $2.14M | 0.00% | +1,693,034+556.3% | Added |
| State Street Corp | 1,525,649 | $1.63M | 0.00% | +151,120+11.0% | Added |
| Two Sigma Investments, LP | 1,261,229 | $1.35M | 0.00% | +54,183+4.5% | Added |
| Two Sigma Advisers, LP | 1,220,415 | $1.31M | 0.00% | +726,281+147.0% | Added |
| Goldman Sachs Group Inc | 1,187,765 | $1.27M | 0.00% | +612,098+106.3% | Added |
| Northern Trust Corp | 770,907 | $824.9K | 0.00% | +30,171+4.1% | Added |
| Bank of New York Mellon Corp | 668,324 | $715.1K | 0.00% | +97,252+17.0% | Added |
| Bridgeway Capital Management, LLC | 650,208 | $695.7K | 0.01% | −101,885−13.5% | Reduced |
| Senvest Management, LLC | 562,898 | $602.3K | 0.02% | +562,898 | New |
| Morgan Stanley | 561,642 | $601.0K | 0.00% | +191,912+51.9% | Added |
| Perritt Capital Management Inc | 373,184 | $399.3K | 0.22% | +11,000+3.0% | Added |
| Empowered Funds, LLC | 351,608 | $376.2K | 0.01% | +31,765+9.9% | Added |
| CM Management, LLC | 345,000 | $369.1K | 0.30% | +177,360+105.8% | Added |
| D. E. Shaw & Co., Inc. | 299,852 | $320.8K | 0.00% | 00.0% | Unchanged |
| Kennedy Capital Management, Inc. | 295,840 | $316.5K | 0.01% | −498,247−62.7% | Reduced |
| First Trust Advisors LP | 260,153 | $278.4K | 0.00% | +10,360+4.1% | Added |
| Charles Schwab Investment Management Inc | 244,818 | $262.0K | 0.00% | −205,923−45.7% | Reduced |
| Ameriprise Financial Inc | 236,619 | $253.2K | 0.00% | −41,251−14.8% | Reduced |
| Nuveen Asset Management, LLC | 216,641 | $231.8K | 0.00% | +3,535+1.7% | Added |
| UBS Group AG | 199,383 | $213.3K | 0.00% | −44,070−18.1% | Reduced |
| Bank of America Corp | 198,670 | $212.6K | 0.00% | +86,738+77.5% | Added |
| TSP Capital Management Group, LLC | 180,950 | $193.6K | 0.07% | +23,150+14.7% | Added |
| Prudential Financial Inc | 154,240 | $165.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 146,399 | $156.6K | 0.00% | +24,996+20.6% | Added |
| SummerHaven Investment Management, LLC | 135,358 | $144.8K | 0.09% | +10,494+8.4% | Added |
| Alethea Capital Management, LLC | 133,793 | $143.2K | 0.17% | 00.0% | Unchanged |
| Barclays PLC | 129,069 | $138.1K | 0.00% | +106,079+461.4% | Added |
| Winton Group Ltd | 128,356 | $137.3K | 0.01% | −20,200−13.6% | Reduced |
| Citadel Advisors LLC | 117,991 | $126.3K | 0.00% | +76,058+181.4% | Added |
| Susquehanna International Group, LLP | 112,554 | $120.4K | 0.00% | −25,844−18.7% | Reduced |
| Invesco Ltd. | 105,856 | $113.3K | 0.00% | −143,848−57.6% | Reduced |
| Alps Advisors Inc | 104,631 | $112.0K | 0.00% | −5,963−5.4% | Reduced |
| Squarepoint Ops LLC | 79,755 | $85.3K | 0.00% | −530,337−86.9% | Reduced |
| US Bancorp | 69,384 | $74.2K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 67,077 | $71.0K | 0.00% | +67,077 | New |
| Dimensional Fund Advisors LP | 65,997 | $70.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 61,566 | $65.9K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 60,912 | $65.2K | 0.00% | −99,377−62.0% | Reduced |
| SG Americas Securities, LLC | 55,769 | $60.0K | 0.00% | +17,417+45.4% | Added |
| GWM Advisors LLC | 55,675 | $59.6K | 0.00% | +20,000+56.1% | Added |
| Franklin Resources Inc | 53,018 | $56.7K | 0.00% | −1,038−1.9% | Reduced |
| Engineers Gate Manager LP | 49,102 | $52.5K | 0.00% | +38,780+375.7% | Added |
| LPL Financial LLC | 45,924 | $49.1K | 0.00% | +5,741+14.3% | Added |
| Millennium Management LLC | 45,757 | $49.0K | 0.00% | −176,985−79.5% | Reduced |
| Qube Research & Technologies Ltd | 45,440 | $48.6K | 0.00% | −38,189−45.7% | Reduced |
| Alliancebernstein L.P. | 45,310 | $48.5K | 0.00% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 44,864 | $48.0K | 0.01% | −35,682−44.3% | Reduced |
| Caption Management, LLC | 44,200 | $47.3K | 0.01% | −49,800−53.0% | Reduced |
| American International Group, Inc. | 44,110 | $47.2K | 0.00% | −178−0.4% | Reduced |
| Denali Advisors LLC | 42,700 | $45.7K | 0.01% | 00.0% | Unchanged |
| State of Wyoming | 37,712 | $40.4K | 0.01% | +37,712 | New |
| Voya Investment Management LLC | 36,871 | $39.5K | 0.00% | +1,614+4.6% | Added |
| Cubist Systematic Strategies, LLC | 33,617 | $36.0K | 0.00% | +33,617 | New |
| Royal Bank of Canada | 32,340 | $34.0K | 0.00% | −16,860−34.3% | Reduced |
| Citigroup Inc | 30,110 | $32.2K | 0.00% | +20,111+201.1% | Added |
| Wells Fargo & Company | 29,481 | $31.5K | 0.00% | −350,073−92.2% | Reduced |
| Gotham Asset Management, LLC | 26,276 | $28.1K | 0.00% | −1,203−4.4% | Reduced |
| State Board of Administration of Florida Retirement System | 25,370 | $27.1K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 23,226 | $25.0K | 0.00% | +23,226 | New |
| New York State Common Retirement Fund | 22,401 | $24.0K | 0.00% | −155−0.7% | Reduced |
| HighTower Advisors, LLC | 26,392 | $23.0K | 0.00% | −5,125−16.3% | Reduced |
| Price T Rowe Associates Inc | 20,989 | $23.0K | 0.00% | +1,603+8.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 19,938 | $21.0K | 0.00% | +1,900+10.5% | Added |
| Wexford Capital LP | 19,230 | $20.6K | 0.00% | +19,230 | New |
| Manufacturers Life Insurance Company, The | 17,182 | $18.4K | 0.00% | −14,236−45.3% | Reduced |
| Two Sigma Securities, LLC | 17,148 | $18.3K | 0.00% | −3,113−15.4% | Reduced |
| ProShare Advisors LLC | 14,687 | $15.7K | 0.00% | +3,159+27.4% | Added |
| California State Teachers Retirement System | 14,607 | $15.6K | 0.00% | −4,974−25.4% | Reduced |
| Simplex Trading, LLC | 13,763 | $14.0K | 0.00% | +13,763 | New |
| Focus Financial Network Inc | 13,037 | $13.9K | 0.00% | +13,037 | New |
| Mission Wealth Management, LP | 12,783 | $13.7K | 0.00% | 00.0% | Unchanged |
| Williams & Novak, LLC | 12,500 | $13.4K | 0.02% | +12,500 | New |
| Janney Montgomery Scott LLC | 12,590 | $13.0K | 0.00% | −14,779−54.0% | Reduced |
| STRS Ohio | 13,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 12,500 | $12.8K | 0.00% | 00.0% | Unchanged |
| Royce & Associates LP | 11,530 | $12.3K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 11,167 | $11.9K | 0.00% | −1,280−10.3% | Reduced |
| Russell Investments Group, Ltd. | 10,574 | $11.3K | 0.00% | −11,420−51.9% | Reduced |
| Legal & General Group Plc | 10,196 | $10.9K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,763 | $9.38K | 0.00% | +3,223+58.2% | Added |
| Ameritas Investment Partners, Inc. | 8,159 | $8.73K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 6,986 | $7.47K | 0.00% | +5,656+425.3% | Added |
| Amalgamated Bank | 6,491 | $7.00K | 0.00% | −554−7.9% | Reduced |
| Point72 Middle East FZE | 6,181 | $6.61K | 0.00% | +6,181 | New |
| Strategic Investment Solutions, Inc. | 5,250 | $5.62K | 0.00% | −325,500−98.4% | Reduced |
| Deutsche Bank AG | 3,072 | $3.29K | 0.00% | −37,789−92.5% | Reduced |
| Parallel Advisors, LLC | 2,496 | $2.67K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,302 | $2.46K | 0.00% | −21,323−90.3% | Reduced |
| Focused Wealth Management, Inc | 2,067 | $2.21K | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 1,343 | $1.44K | 0.00% | +1,243+1,243.0% | Added |
| Truvestments Capital LLC | 572 | $612 | 0.00% | −976−63.0% | Reduced |
| Federated Hermes, Inc. | 460 | $492 | 0.00% | +132+40.2% | Added |
| Key Financial Inc | 445 | $476 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 401 | $429 | 0.00% | 00.0% | Unchanged |