Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Assertio Holdings, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 146
- +1 vs. Q2 2023
- Shares held
- 46.6M
- +13.1M (+39.0%) vs. Q2 2023
- Total value
- $119.7M
- −$61.9M (−34.1%) vs. Q2 2023
- New holders
- 41
- 70 more added
- Sold out
- 40
- 21 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 5,943,361 | $15.2M | 0.00% | +2,061,114+53.1% | Added |
| Nantahala Capital Management, LLC | 4,670,000 | $12.0M | 1.52% | +4,670,000 | New |
| Vanguard Group Inc | 4,532,155 | $11.6M | 0.00% | +1,767,730+63.9% | Added |
| Armistice Capital, LLC | 3,924,000 | $10.0M | 0.30% | +3,924,000 | New |
| Renaissance Technologies LLC | 2,556,614 | $6.54M | 0.01% | +993,179+63.5% | Added |
| Continental General Insurance Co | 2,135,764 | $5.46M | 1.72% | −1,602,024−42.9% | Reduced |
| Geode Capital Management, LLC | 1,881,414 | $4.82M | 0.00% | +778,869+70.6% | Added |
| State Street Corp | 1,374,529 | $3.52M | 0.00% | +422,986+44.5% | Added |
| Thompson Siegel & Walmsley LLC | 1,225,233 | $3.14M | 0.05% | +1,017,436+489.6% | Added |
| Two Sigma Investments, LP | 1,207,046 | $3.09M | 0.01% | +409,990+51.4% | Added |
| J. Goldman & Co LP | 1,097,452 | $2.81M | 0.14% | +1,097,452 | New |
| Stonepine Capital Management, LLC | 951,197 | $2.44M | 0.81% | +951,197 | New |
| AIGH Capital Management LLC | 943,857 | $2.42M | 1.14% | +943,857 | New |
| Kennedy Capital Management, Inc. | 794,087 | $2.03M | 0.05% | +61,940+8.5% | Added |
| Bridgeway Capital Management, LLC | 752,093 | $1.93M | 0.05% | −38,776−4.9% | Reduced |
| Northern Trust Corp | 740,736 | $1.90M | 0.00% | +289,956+64.3% | Added |
| Squarepoint Ops LLC | 610,092 | $1.56M | 0.01% | +387,479+174.1% | Added |
| American Century Companies Inc | 591,420 | $1.51M | 0.00% | −172,664−22.6% | Reduced |
| Goldman Sachs Group Inc | 575,667 | $1.47M | 0.00% | +306,253+113.7% | Added |
| Bank of New York Mellon Corp | 571,072 | $1.46M | 0.00% | +108,720+23.5% | Added |
| Strategic Investment Solutions, Inc. | 330,750 | $1.29M | 0.02% | +325,500+6,200.0% | Added |
| Two Sigma Advisers, LP | 494,134 | $1.26M | 0.00% | +285,900+137.3% | Added |
| Charles Schwab Investment Management Inc | 450,741 | $1.15M | 0.00% | +301,378+201.8% | Added |
| Wells Fargo & Company | 379,554 | $971.7K | 0.00% | +43,522+13.0% | Added |
| Morgan Stanley | 369,730 | $946.5K | 0.00% | +141,196+61.8% | Added |
| Perritt Capital Management Inc | 362,184 | $927.2K | 0.54% | 00.0% | Unchanged |
| Empowered Funds, LLC | 319,843 | $818.8K | 0.02% | +118,524+58.9% | Added |
| AQR Capital Management LLC | 304,354 | $779.1K | 0.00% | +304,354 | New |
| D. E. Shaw & Co., Inc. | 299,852 | $767.6K | 0.00% | −254,853−45.9% | Reduced |
| Ameriprise Financial Inc | 277,870 | $711.3K | 0.00% | +3,235+1.2% | Added |
| First Trust Advisors LP | 249,793 | $639.5K | 0.00% | +249,793 | New |
| Invesco Ltd. | 249,704 | $639.2K | 0.00% | +155,128+164.0% | Added |
| UBS Group AG | 243,453 | $623.2K | 0.00% | +37,846+18.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 233,431 | $597.6K | 0.00% | +3,947+1.7% | Added |
| Worth Venture Partners, LLC | 230,773 | $590.8K | 0.35% | +207,775+903.4% | Added |
| Millennium Management LLC | 222,742 | $570.2K | 0.00% | −37,528−14.4% | Reduced |
| ClariVest Asset Management LLC | 214,901 | $551.0K | 0.03% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 213,106 | $545.6K | 0.00% | +46,090+27.6% | Added |
| CM Management, LLC | 167,640 | $429.2K | 0.46% | +142,640+570.6% | Added |
| Jane Street Group, LLC | 160,289 | $410.3K | 0.00% | +110,172+219.8% | Added |
| TSP Capital Management Group, LLC | 157,800 | $404.0K | 0.16% | +1,200+0.8% | Added |
| Prudential Financial Inc | 154,240 | $394.9K | 0.00% | +138,590+885.6% | Added |
| Winton Group Ltd | 148,556 | $380.3K | 0.03% | +79,937+116.5% | Added |
| Susquehanna International Group, LLP | 138,398 | $354.3K | 0.00% | −138,092−49.9% | Reduced |
| Alethea Capital Management, LLC | 133,793 | $342.5K | 0.42% | +133,793 | New |
| TownSquare Capital, LLC | 126,766 | $324.5K | 0.01% | +9,202+7.8% | Added |
| SummerHaven Investment Management, LLC | 124,864 | $319.7K | 0.23% | +124,864 | New |
| Rhumbline Advisers | 121,403 | $310.8K | 0.00% | +33,056+37.4% | Added |
| Bank of America Corp | 111,932 | $286.5K | 0.00% | +20,753+22.8% | Added |
| Alps Advisors Inc | 110,594 | $283.1K | 0.00% | +55,259+99.9% | Added |
| O'Shaughnessy Asset Management, LLC | 108,420 | $277.6K | 0.00% | −199,419−64.8% | Reduced |
| Verition Fund Management LLC | 105,182 | $269.3K | 0.00% | +91,082+646.0% | Added |
| Caption Management, LLC | 94,000 | $240.6K | 0.03% | +43,610+86.5% | Added |
| Cornercap Investment Counsel Inc | 84,862 | $217.2K | 0.04% | −1,582−1.8% | Reduced |
| Qube Research & Technologies Ltd | 83,629 | $214.1K | 0.00% | +83,629 | New |
| Sargent Investment Group, LLC | 80,546 | $206.2K | 0.05% | +80,546 | New |
| Jump Financial, LLC | 76,237 | $195.2K | 0.01% | +65,884+636.4% | Added |
| US Bancorp | 69,384 | $177.6K | 0.00% | +69,384 | New |
| Dimensional Fund Advisors LP | 65,997 | $169.0K | 0.00% | +65,997 | New |
| JPMorgan Chase & Co | 61,566 | $157.6K | 0.00% | +18,116+41.7% | Added |
| Diametric Capital, LP | 57,788 | $147.9K | 0.06% | +8,490+17.2% | Added |
| Franklin Resources Inc | 54,056 | $138.4K | 0.00% | +1,442+2.7% | Added |
| Royal Bank of Canada | 49,200 | $126.0K | 0.00% | +20,160+69.4% | Added |
| White Pine Capital LLC | 48,777 | $124.9K | 0.05% | −33,374−40.6% | Reduced |
| MetLife Investment Management | 46,926 | $120.1K | 0.00% | +17,662+60.4% | Added |
| Alliancebernstein L.P. | 45,310 | $116.0K | 0.00% | +19,270+74.0% | Added |
| Bailard, Inc. | 44,985 | $115.2K | 0.00% | −5,200−10.4% | Reduced |
| American International Group, Inc. | 44,288 | $113.4K | 0.00% | +17,714+66.7% | Added |
| Brandywine Global Investment Management, LLC | 42,888 | $109.8K | 0.00% | +22,250+107.8% | Added |
| Denali Advisors LLC | 42,700 | $109.3K | 0.04% | 00.0% | Unchanged |
| Citadel Advisors LLC | 41,933 | $107.3K | 0.00% | −69,082−62.2% | Reduced |
| Deutsche Bank AG | 40,861 | $104.6K | 0.00% | +18,002+78.8% | Added |
| LPL Financial LLC | 40,183 | $102.9K | 0.00% | +26,567+195.1% | Added |
| SG Americas Securities, LLC | 38,352 | $98.0K | 0.00% | +38,352 | New |
| GWM Advisors LLC | 35,675 | $91.3K | 0.00% | +10,870+43.8% | Added |
| Voya Investment Management LLC | 35,257 | $90.3K | 0.00% | +13,260+60.3% | Added |
| Manufacturers Life Insurance Company, The | 31,418 | $80.4K | 0.00% | +9,651+44.3% | Added |
| HighTower Advisors, LLC | 31,517 | $79.0K | 0.00% | +468+1.5% | Added |
| Spouting Rock Asset Management, LLC | 30,230 | $77.4K | 0.02% | +5,130+20.4% | Added |
| Envestnet Asset Management Inc | 30,191 | $77.3K | 0.00% | +30,191 | New |
| Ritholtz Wealth Management | 29,976 | $76.7K | 0.00% | −130,383−81.3% | Reduced |
| Portside Wealth Group, LLC | 27,757 | $72.0K | 0.01% | +2,397+9.5% | Added |
| Centiva Capital, LP | 28,119 | $72.0K | 0.00% | +28,119 | New |
| Mirae Asset Global Investments Co., Ltd. | 28,037 | $71.8K | 0.00% | 00.0% | Unchanged |
| Gotham Asset Management, LLC | 27,479 | $70.3K | 0.00% | +4,493+19.5% | Added |
| Janney Montgomery Scott LLC | 27,369 | $70.0K | 0.00% | +27,369 | New |
| Quent Capital, LLC | 26,000 | $66.6K | 0.01% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 25,751 | $65.9K | 0.01% | +5,325+26.1% | Added |
| State Board of Administration of Florida Retirement System | 25,370 | $64.9K | 0.00% | +9,700+61.9% | Added |
| Advisor Group Holdings, Inc. | 23,625 | $60.5K | 0.00% | −8,202−25.8% | Reduced |
| Susquehanna Fundamental Investments, LLC | 23,317 | $59.7K | 0.00% | −52,212−69.1% | Reduced |
| Barclays PLC | 22,990 | $58.9K | 0.00% | +5,588+32.1% | Added |
| New York State Common Retirement Fund | 22,556 | $57.7K | 0.00% | +956+4.4% | Added |
| Russell Investments Group, Ltd. | 21,994 | $56.3K | 0.00% | −168,361−88.4% | Reduced |
| Two Sigma Securities, LLC | 20,261 | $51.9K | 0.00% | +20,261 | New |
| One Wealth Advisors, LLC | 20,050 | $51.3K | 0.01% | +1,586+8.6% | Added |
| California State Teachers Retirement System | 19,581 | $50.1K | 0.00% | +1,216+6.6% | Added |
| Price T Rowe Associates Inc | 19,386 | $50.0K | 0.00% | +8,185+73.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 18,038 | $46.0K | 0.00% | +2,124+13.3% | Added |
| Baker Tilly Wealth Management, LLC | 15,462 | $39.6K | 0.01% | +3,187+26.0% | Added |