Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q4 2024
Institutional positions in Assertio Holdings, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- +1 vs. Q3 2024
- Shares held
- 27.9M
- −1.79M (−6.0%) vs. Q3 2024
- Total value
- $24.3M
- −$10.7M (−30.6%) vs. Q3 2024
- New holders
- 18
- 20 more added
- Sold out
- 17
- 23 more reduced
3 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 8,148,336 | $7.10M | 0.50% | −800,000−8.9% | Reduced |
| Vanguard Group Inc | 4,384,211 | $3.82M | 0.00% | −85,814−1.9% | Reduced |
| Renaissance Technologies LLC | 2,993,497 | $2.61M | 0.00% | −240,426−7.4% | Reduced |
| BlackRock, Inc. | 1,399,392 | $1.22M | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 1,101,278 | $959.3K | 0.00% | −84,284−7.1% | Reduced |
| Geode Capital Management, LLC | 1,095,911 | $955.0K | 0.00% | +21,059+2.0% | Added |
| Two Sigma Investments, LP | 910,046 | $792.7K | 0.00% | +34,004+3.9% | Added |
| AQR Capital Management LLC | 902,566 | $786.2K | 0.00% | −357,664−28.4% | Reduced |
| Two Sigma Advisers, LP | 716,134 | $623.8K | 0.00% | −29,200−3.9% | Reduced |
| Morgan Stanley | 618,573 | $538.8K | 0.00% | −87,677−12.4% | Reduced |
| Invesco Ltd. | 562,747 | $490.2K | 0.00% | −3,674−0.6% | Reduced |
| UBS Group AG | 459,669 | $400.4K | 0.00% | +442,559+2,586.6% | Added |
| Bridgeway Capital Management, LLC | 455,282 | $396.6K | 0.01% | −43,319−8.7% | Reduced |
| Empowered Funds, LLC | 455,282 | $396.6K | 0.01% | +23,369+5.4% | Added |
| Russell Investments Group, Ltd. | 424,059 | $369.4K | 0.00% | −237,305−35.9% | Reduced |
| CM Management, LLC | 400,000 | $348.4K | 0.31% | +75,000+23.1% | Added |
| Perritt Capital Management Inc | 372,899 | $324.8K | 0.17% | −17,250−4.4% | Reduced |
| State Street Corp | 366,924 | $319.6K | 0.00% | +27,600+8.1% | Added |
| Squarepoint Ops LLC | 232,195 | $202.3K | 0.00% | +201,223+649.7% | Added |
| Northern Trust Corp | 227,217 | $197.9K | 0.00% | +39,906+21.3% | Added |
| TSP Capital Management Group, LLC | 216,625 | $188.7K | 0.06% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 205,598 | $179.1K | 0.07% | +19,637+10.6% | Added |
| Goldman Sachs Group Inc | 92,877 | $80.9K | 0.00% | +71,381+332.1% | Added |
| Marshall Wace, LLP | 73,909 | $64.3K | 0.00% | +73,909 | New |
| Aster Capital Management (DIFC) Ltd | 70,296 | $61.2K | 0.02% | 00.0% | Unchanged |
| Jane Street Group, LLC | 69,704 | $60.7K | 0.00% | −58,980−45.8% | Reduced |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 67,500 | $58.8K | 0.01% | +17,000+33.7% | Added |
| Citadel Advisors LLC | 66,888 | $58.3K | 0.00% | +66,888 | New |
| Dimensional Fund Advisors LP | 64,304 | $56.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 62,377 | $54.3K | 0.00% | +46,483+292.5% | Added |
| Gsa Capital Partners LLP | 61,968 | $54.0K | 0.00% | −88,000−58.7% | Reduced |
| XTX Topco Ltd | 51,341 | $44.7K | 0.00% | −120,501−70.1% | Reduced |
| Point72 Asia (Singapore) Pte. Ltd. | 51,212 | $44.6K | 0.01% | −16,724−24.6% | Reduced |
| GWM Advisors LLC | 48,575 | $42.3K | 0.00% | −3,400−6.5% | Reduced |
| Sonora Investment Management Group, LLC | 44,735 | $39.0K | 0.00% | +44,735 | New |
| Commonwealth Equity Services, LLC | 34,101 | $30.0K | 0.00% | +34,101 | New |
| Susquehanna International Group, LLP | 32,782 | $28.6K | 0.00% | −143,323−81.4% | Reduced |
| Wolverine Asset Management LLC | 32,329 | $28.2K | 0.00% | +32,329 | New |
| Stifel Financial Corp | 31,500 | $27.4K | 0.00% | +31,500 | New |
| Captrust Financial Advisors | 28,821 | $25.1K | 0.00% | +6,411+28.6% | Added |
| Mindset Wealth Management, LLC | 21,817 | $19.0K | 0.01% | +1,000+4.8% | Added |
| HighTower Advisors, LLC | 21,641 | $18.9K | 0.00% | −1,401−6.1% | Reduced |
| LPL Financial LLC | 21,099 | $18.4K | 0.00% | −8,456−28.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 20,176 | $18.0K | 0.00% | −17,820−46.9% | Reduced |
| FMR LLC | 19,455 | $16.9K | 0.00% | −11,837−37.8% | Reduced |
| JustInvest LLC | 19,170 | $16.7K | 0.00% | +1,406+7.9% | Added |
| Ground Swell Capital, LLC | 13,768 | $12.0K | 0.03% | +13,768 | New |
| Williams & Novak, LLC | 12,500 | $10.9K | 0.01% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 11,707 | $10.2K | 0.00% | +11,707 | New |
| Bank of America Corp | 10,952 | $9.54K | 0.00% | −9,038−45.2% | Reduced |
| Sequoia Financial Advisors, LLC | 10,061 | $8.77K | 0.00% | +10,061 | New |
| Tower Research Capital LLC (TRC) | 8,809 | $7.67K | 0.00% | +8,809 | New |
| Advisor Group Holdings, Inc. | 8,023 | $6.98K | 0.00% | +2,927+57.4% | Added |
| Barclays PLC | 6,395 | $5.57K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 5,250 | $4.57K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,906 | $3.40K | 0.00% | −6,572−62.7% | Reduced |
| Catherine Avery Investment Management LLC | 3,130 | $2.73K | 0.00% | +3,130 | New |
| Caption Management, LLC | 2,600 | $2.27K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2,496 | $2.17K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,330 | $1.16K | 0.00% | +1,330 | New |
| Wells Fargo & Company | 1,262 | $1.10K | 0.00% | +8+0.6% | Added |
| Royal Bank of Canada | 1,273 | $1.00K | 0.00% | +1,273 | New |
| Rhumbline Advisers | 1,094 | $952 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,082 | $942 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,050 | $915 | 0.00% | +866+470.7% | Added |
| Activest Wealth Management | 750 | $653 | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 534 | $444 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 445 | $388 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 445 | $388 | 0.00% | +445 | New |
| R Squared Ltd | 330 | $287 | 0.00% | +330 | New |
| Farther Finance Advisors, LLC | 266 | $232 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 280 | $227 | 0.00% | +245+700.0% | Added |
| SOA Wealth Advisors, LLC. | 250 | $218 | 0.00% | 00.0% | Unchanged |
| Richards, Merrill & Peterson, Inc. | 225 | $196 | 0.00% | +225 | New |
| Federation des caisses Desjardins du Quebec | 196 | $171 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 125 | $109 | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 125 | $109 | 0.00% | 00.0% | Unchanged |
| SBI Securities Co., Ltd. | 119 | $104 | 0.00% | +119 | New |
| TD Waterhouse Canada Inc. | 88 | $77 | 0.00% | +1+1.1% | Added |
| Umb Bank N A | 35 | $30 | 0.00% | 00.0% | Unchanged |
| CBIZ Investment Advisory Services, LLC | 17 | $15 | 0.00% | +17 | New |
| Larson Financial Group LLC | 9 | $8 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −289,303−100.0% | Sold out |
| Alethea Capital Management, LLC | 0 | $0 | 0.00% | −128,448−100.0% | Sold out |
| Royce & Associates LP | 0 | $0 | 0.00% | −75,809−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −40,710−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −40,135−100.0% | Sold out |
| Catalyst Funds Management Pty Ltd | 0 | $0 | 0.00% | −23,300−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −16,461−100.0% | Sold out |
| Sargent Investment Group, LLC | 0 | $0 | 0.00% | −15,308−100.0% | Sold out |
| Abel Hall, LLC | 0 | $0 | 0.00% | −14,104−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −11,031−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −8,615−100.0% | Sold out |
| Capital Advisors, Ltd. LLC | 0 | $0 | 0.00% | −466−100.0% | Sold out |
| Capital Performance Advisors LLP | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| GeoWealth Management, LLC | 0 | $0 | 0.00% | −172−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −105−100.0% | Sold out |