Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Assertio Holdings, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- −11 vs. Q4 2023
- Shares held
- 43.7M
- −2.79M (−6.0%) vs. Q4 2023
- Total value
- $41.9M
- −$7.82M (−15.7%) vs. Q4 2023
- New holders
- 12
- 28 more added
- Sold out
- 23
- 40 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 9,270,836 | $8.89M | 0.87% | +1,651,396+21.7% | Added |
| BlackRock Inc. | 6,351,054 | $6.09M | 0.00% | −223,429−3.4% | Reduced |
| Vanguard Group Inc | 4,919,614 | $4.72M | 0.00% | +41,071+0.8% | Added |
| AQR Capital Management LLC | 3,230,605 | $3.10M | 0.01% | +1,233,217+61.7% | Added |
| Russell Investments Group, Ltd. | 2,347,024 | $2.25M | 0.00% | +2,336,450+22,096.2% | Added |
| Renaissance Technologies LLC | 2,091,959 | $2.01M | 0.00% | −1,050,555−33.4% | Reduced |
| Geode Capital Management, LLC | 2,046,336 | $1.96M | 0.00% | +43,942+2.2% | Added |
| Cowen and Company, LLC | 1,584,164 | $1.52M | 0.06% | +1,584,164 | New |
| State Street Corp | 1,533,867 | $1.47M | 0.00% | +8,218+0.5% | Added |
| Two Sigma Advisers, LP | 1,129,534 | $1.08M | 0.00% | −90,881−7.4% | Reduced |
| Two Sigma Investments, LP | 1,001,278 | $960.5K | 0.00% | −259,951−20.6% | Reduced |
| Invesco Ltd. | 756,206 | $725.4K | 0.00% | +650,350+614.4% | Added |
| Northern Trust Corp | 731,578 | $701.8K | 0.00% | −39,329−5.1% | Reduced |
| Goldman Sachs Group Inc | 634,609 | $608.8K | 0.00% | −553,156−46.6% | Reduced |
| Bank of New York Mellon Corp | 582,125 | $558.4K | 0.00% | −86,199−12.9% | Reduced |
| Morgan Stanley | 484,408 | $464.7K | 0.00% | −77,234−13.8% | Reduced |
| Bridgeway Capital Management, LLC | 380,417 | $364.9K | 0.01% | −269,791−41.5% | Reduced |
| Empowered Funds, LLC | 380,417 | $364.9K | 0.01% | +28,809+8.2% | Added |
| Perritt Capital Management Inc | 367,517 | $352.6K | 0.19% | −5,667−1.5% | Reduced |
| CM Management, LLC | 345,000 | $331.0K | 0.28% | 00.0% | Unchanged |
| First Trust Advisors LP | 268,266 | $257.3K | 0.00% | +8,113+3.1% | Added |
| Charles Schwab Investment Management Inc | 244,818 | $234.9K | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 216,641 | $207.8K | 0.00% | 00.0% | Unchanged |
| TSP Capital Management Group, LLC | 214,500 | $205.8K | 0.07% | +33,550+18.5% | Added |
| State of Wyoming | 168,208 | $161.4K | 0.03% | +130,496+346.0% | Added |
| Denali Advisors LLC | 165,200 | $158.5K | 0.05% | +122,500+286.9% | Added |
| D. E. Shaw & Co., Inc. | 151,162 | $145.0K | 0.00% | −148,690−49.6% | Reduced |
| SummerHaven Investment Management, LLC | 145,392 | $139.5K | 0.09% | +10,034+7.4% | Added |
| Palumbo Wealth Management LLC | 143,628 | $137.8K | 0.06% | +143,628 | New |
| Susquehanna International Group, LLP | 135,444 | $129.9K | 0.00% | +22,890+20.3% | Added |
| Alethea Capital Management, LLC | 128,448 | $123.2K | 0.10% | −5,345−4.0% | Reduced |
| Rhumbline Advisers | 119,261 | $114.4K | 0.00% | −27,138−18.5% | Reduced |
| UBS Group AG | 103,207 | $99.0K | 0.00% | −96,176−48.2% | Reduced |
| Bank of America Corp | 79,559 | $76.3K | 0.00% | −119,111−60.0% | Reduced |
| Royce & Associates LP | 75,809 | $72.7K | 0.00% | +64,279+557.5% | Added |
| Barclays PLC | 69,535 | $66.7K | 0.00% | −59,534−46.1% | Reduced |
| US Bancorp | 69,384 | $66.6K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 65,997 | $63.3K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 60,585 | $58.1K | 0.00% | −19,170−24.0% | Reduced |
| GWM Advisors LLC | 55,675 | $53.4K | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 45,310 | $43.5K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 44,873 | $43.0K | 0.00% | +763+1.7% | Added |
| Sargent Investment Group, LLC | 44,864 | $43.0K | 0.01% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 44,144 | $42.3K | 0.02% | +44,144 | New |
| JPMorgan Chase & Co | 40,575 | $38.9K | 0.00% | −20,991−34.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 38,978 | $37.0K | 0.00% | +19,040+95.5% | Added |
| Wells Fargo & Company | 33,109 | $31.8K | 0.00% | +3,628+12.3% | Added |
| SG Americas Securities, LLC | 31,631 | $30.0K | 0.00% | −24,138−43.3% | Reduced |
| Voya Investment Management LLC | 29,925 | $28.7K | 0.00% | −6,946−18.8% | Reduced |
| Virtu Financial LLC | 29,024 | $28.0K | 0.00% | +5,798+25.0% | Added |
| LPL Financial LLC | 28,909 | $27.7K | 0.00% | −17,015−37.1% | Reduced |
| Jane Street Group, LLC | 27,838 | $26.7K | 0.00% | −33,074−54.3% | Reduced |
| Advisor Group Holdings, Inc. | 23,740 | $22.8K | 0.00% | +21,438+931.3% | Added |
| Price T Rowe Associates Inc | 22,028 | $22.0K | 0.00% | +1,039+5.0% | Added |
| New York State Common Retirement Fund | 22,401 | $21.5K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 25,167 | $17.0K | 0.00% | −1,225−4.6% | Reduced |
| Engineers Gate Manager LP | 17,423 | $16.7K | 0.00% | −31,679−64.5% | Reduced |
| Citigroup Inc | 17,079 | $16.4K | 0.00% | −13,031−43.3% | Reduced |
| HSBC Holdings PLC | 16,386 | $15.7K | 0.00% | +16,386 | New |
| ProShare Advisors LLC | 16,360 | $15.7K | 0.00% | +1,673+11.4% | Added |
| Manufacturers Life Insurance Company, The | 16,090 | $15.4K | 0.00% | −1,092−6.4% | Reduced |
| Savant Capital, LLC | 15,705 | $15.1K | 0.00% | +15,705 | New |
| Gotham Asset Management, LLC | 15,358 | $14.7K | 0.00% | −10,918−41.6% | Reduced |
| Citadel Advisors LLC | 14,708 | $14.1K | 0.00% | −103,283−87.5% | Reduced |
| FMR LLC | 14,582 | $14.0K | 0.00% | +7,596+108.7% | Added |
| Williams & Novak, LLC | 12,500 | $13.4K | 0.02% | 00.0% | Unchanged |
| Simplex Trading, LLC | 13,873 | $13.0K | 0.00% | +110+0.8% | Added |
| Mission Wealth Management, LP | 12,783 | $12.3K | 0.00% | 00.0% | Unchanged |
| Cornerstone Advisors Asset Management, LLC | 12,575 | $12.1K | 0.00% | +12,575 | New |
| Dynamic Advisor Solutions LLC | 12,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 12,241 | $11.7K | 0.00% | −33,516−73.2% | Reduced |
| STRS Ohio | 12,200 | $11.0K | 0.00% | −800−6.2% | Reduced |
| Janney Montgomery Scott LLC | 10,000 | $10.0K | 0.00% | −2,590−20.6% | Reduced |
| Principal Financial Group Inc | 10,396 | $9.97K | 0.00% | −771−6.9% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 10,217 | $9.80K | 0.00% | +10,217 | New |
| Legal & General Group Plc | 10,196 | $9.78K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,216 | $8.84K | 0.00% | +453+5.2% | Added |
| California State Teachers Retirement System | 9,153 | $8.78K | 0.00% | −5,454−37.3% | Reduced |
| Ameritas Investment Partners, Inc. | 8,159 | $7.83K | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 2,600 | $2.49K | 0.00% | −41,600−94.1% | Reduced |
| Parallel Advisors, LLC | 2,496 | $2.39K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 2,439 | $2.34K | 0.00% | +1,979+430.2% | Added |
| Royal Bank of Canada | 2,039 | $2.00K | 0.00% | −30,301−93.7% | Reduced |
| Amalgamated Bank | 1,861 | $2.00K | 0.00% | −4,630−71.3% | Reduced |
| National Bank of Canada | 1,081 | $1.04K | 0.00% | +1,081 | New |
| CWM, LLC | 1,048 | $1.00K | 0.00% | +1,046+52,300.0% | Added |
| Deutsche Bank AG | 644 | $618 | 0.00% | −2,428−79.0% | Reduced |
| Truvestments Capital LLC | 572 | $549 | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 534 | $500 | 0.00% | +534 | New |
| Key Financial Inc | 445 | $427 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 250 | $240 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 196 | $188 | 0.00% | −89−31.2% | Reduced |
| Naples Money Management LLC | 178 | $171 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 162 | $155 | 0.00% | +162 | New |
| Farther Finance Advisors, LLC | 144 | $135 | 0.00% | +92+176.9% | Added |
| Newbridge Financial Services Group, Inc. | 125 | $120 | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 125 | $117 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 100 | $96 | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 65 | $63 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 35 | $34 | 0.00% | −212−85.8% | Reduced |