Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Assertio Holdings, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 117
- −28 vs. Q3 2023
- Shares held
- 46.5M
- −47.8K (−0.1%) vs. Q3 2023
- Total value
- $49.8M
- −$69.9M (−58.4%) vs. Q3 2023
- New holders
- 17
- 38 more added
- Sold out
- 45
- 34 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 1 | $1 | 0.00% | +1 | New |
| Umb Bank N A | 35 | $37 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 47 | $43 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 52 | $56 | 0.00% | +52 | New |
| First Personal Financial Services | 65 | $70 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 100 | $107 | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 125 | $133 | 0.00% | +125 | New |
| Newbridge Financial Services Group, Inc. | 125 | $134 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 129 | $138 | 0.00% | −485−79.0% | Reduced |
| Naples Money Management LLC | 178 | $190 | 0.00% | +178 | New |
| Allworth Financial LP | 247 | $265 | 0.00% | 00.0% | Unchanged |
| MeadowBrook Investment Advisors LLC | 249 | $266 | 0.00% | +249 | New |
| SOA Wealth Advisors, LLC. | 250 | $268 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 285 | $305 | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 300 | $321 | 0.00% | +300 | New |
| Huntington National Bank | 356 | $381 | 0.00% | +356 | New |
| Steward Partners Investment Advisory, LLC | 401 | $429 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 445 | $476 | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 460 | $492 | 0.00% | +132+40.2% | Added |
| Truvestments Capital LLC | 572 | $612 | 0.00% | −976−63.0% | Reduced |
| Headlands Technologies LLC | 1,343 | $1.44K | 0.00% | +1,243+1,243.0% | Added |
| Focused Wealth Management, Inc | 2,067 | $2.21K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,302 | $2.46K | 0.00% | −21,323−90.3% | Reduced |
| Parallel Advisors, LLC | 2,496 | $2.67K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 3,072 | $3.29K | 0.00% | −37,789−92.5% | Reduced |
| Strategic Investment Solutions, Inc. | 5,250 | $5.62K | 0.00% | −325,500−98.4% | Reduced |
| Point72 Middle East FZE | 6,181 | $6.61K | 0.00% | +6,181 | New |
| Amalgamated Bank | 6,491 | $7.00K | 0.00% | −554−7.9% | Reduced |
| FMR LLC | 6,986 | $7.47K | 0.00% | +5,656+425.3% | Added |
| Ameritas Investment Partners, Inc. | 8,159 | $8.73K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,763 | $9.38K | 0.00% | +3,223+58.2% | Added |
| Legal & General Group Plc | 10,196 | $10.9K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 10,574 | $11.3K | 0.00% | −11,420−51.9% | Reduced |
| Principal Financial Group Inc | 11,167 | $11.9K | 0.00% | −1,280−10.3% | Reduced |
| Royce & Associates LP | 11,530 | $12.3K | 0.00% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 12,500 | $12.8K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 12,590 | $13.0K | 0.00% | −14,779−54.0% | Reduced |
| STRS Ohio | 13,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Williams & Novak, LLC | 12,500 | $13.4K | 0.02% | +12,500 | New |
| Mission Wealth Management, LP | 12,783 | $13.7K | 0.00% | 00.0% | Unchanged |
| Focus Financial Network Inc | 13,037 | $13.9K | 0.00% | +13,037 | New |
| Simplex Trading, LLC | 13,763 | $14.0K | 0.00% | +13,763 | New |
| California State Teachers Retirement System | 14,607 | $15.6K | 0.00% | −4,974−25.4% | Reduced |
| ProShare Advisors LLC | 14,687 | $15.7K | 0.00% | +3,159+27.4% | Added |
| Two Sigma Securities, LLC | 17,148 | $18.3K | 0.00% | −3,113−15.4% | Reduced |
| Manufacturers Life Insurance Company, The | 17,182 | $18.4K | 0.00% | −14,236−45.3% | Reduced |
| Wexford Capital LP | 19,230 | $20.6K | 0.00% | +19,230 | New |
| Cambridge Investment Research Advisors, Inc. | 19,938 | $21.0K | 0.00% | +1,900+10.5% | Added |
| HighTower Advisors, LLC | 26,392 | $23.0K | 0.00% | −5,125−16.3% | Reduced |
| Price T Rowe Associates Inc | 20,989 | $23.0K | 0.00% | +1,603+8.3% | Added |
| New York State Common Retirement Fund | 22,401 | $24.0K | 0.00% | −155−0.7% | Reduced |
| Virtu Financial LLC | 23,226 | $25.0K | 0.00% | +23,226 | New |
| State Board of Administration of Florida Retirement System | 25,370 | $27.1K | 0.00% | 00.0% | Unchanged |
| Gotham Asset Management, LLC | 26,276 | $28.1K | 0.00% | −1,203−4.4% | Reduced |
| Wells Fargo & Company | 29,481 | $31.5K | 0.00% | −350,073−92.2% | Reduced |
| Citigroup Inc | 30,110 | $32.2K | 0.00% | +20,111+201.1% | Added |
| Royal Bank of Canada | 32,340 | $34.0K | 0.00% | −16,860−34.3% | Reduced |
| Cubist Systematic Strategies, LLC | 33,617 | $36.0K | 0.00% | +33,617 | New |
| Voya Investment Management LLC | 36,871 | $39.5K | 0.00% | +1,614+4.6% | Added |
| State of Wyoming | 37,712 | $40.4K | 0.01% | +37,712 | New |
| Denali Advisors LLC | 42,700 | $45.7K | 0.01% | 00.0% | Unchanged |
| American International Group, Inc. | 44,110 | $47.2K | 0.00% | −178−0.4% | Reduced |
| Caption Management, LLC | 44,200 | $47.3K | 0.01% | −49,800−53.0% | Reduced |
| Sargent Investment Group, LLC | 44,864 | $48.0K | 0.01% | −35,682−44.3% | Reduced |
| Alliancebernstein L.P. | 45,310 | $48.5K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 45,440 | $48.6K | 0.00% | −38,189−45.7% | Reduced |
| Millennium Management LLC | 45,757 | $49.0K | 0.00% | −176,985−79.5% | Reduced |
| LPL Financial LLC | 45,924 | $49.1K | 0.00% | +5,741+14.3% | Added |
| Engineers Gate Manager LP | 49,102 | $52.5K | 0.00% | +38,780+375.7% | Added |
| Franklin Resources Inc | 53,018 | $56.7K | 0.00% | −1,038−1.9% | Reduced |
| GWM Advisors LLC | 55,675 | $59.6K | 0.00% | +20,000+56.1% | Added |
| SG Americas Securities, LLC | 55,769 | $60.0K | 0.00% | +17,417+45.4% | Added |
| Jane Street Group, LLC | 60,912 | $65.2K | 0.00% | −99,377−62.0% | Reduced |
| JPMorgan Chase & Co | 61,566 | $65.9K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 65,997 | $70.6K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 67,077 | $71.0K | 0.00% | +67,077 | New |
| US Bancorp | 69,384 | $74.2K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 79,755 | $85.3K | 0.00% | −530,337−86.9% | Reduced |
| Alps Advisors Inc | 104,631 | $112.0K | 0.00% | −5,963−5.4% | Reduced |
| Invesco Ltd. | 105,856 | $113.3K | 0.00% | −143,848−57.6% | Reduced |
| Susquehanna International Group, LLP | 112,554 | $120.4K | 0.00% | −25,844−18.7% | Reduced |
| Citadel Advisors LLC | 117,991 | $126.3K | 0.00% | +76,058+181.4% | Added |
| Winton Group Ltd | 128,356 | $137.3K | 0.01% | −20,200−13.6% | Reduced |
| Barclays PLC | 129,069 | $138.1K | 0.00% | +106,079+461.4% | Added |
| Alethea Capital Management, LLC | 133,793 | $143.2K | 0.17% | 00.0% | Unchanged |
| SummerHaven Investment Management, LLC | 135,358 | $144.8K | 0.09% | +10,494+8.4% | Added |
| Rhumbline Advisers | 146,399 | $156.6K | 0.00% | +24,996+20.6% | Added |
| Prudential Financial Inc | 154,240 | $165.0K | 0.00% | 00.0% | Unchanged |
| TSP Capital Management Group, LLC | 180,950 | $193.6K | 0.07% | +23,150+14.7% | Added |
| Bank of America Corp | 198,670 | $212.6K | 0.00% | +86,738+77.5% | Added |
| UBS Group AG | 199,383 | $213.3K | 0.00% | −44,070−18.1% | Reduced |
| Nuveen Asset Management, LLC | 216,641 | $231.8K | 0.00% | +3,535+1.7% | Added |
| Ameriprise Financial Inc | 236,619 | $253.2K | 0.00% | −41,251−14.8% | Reduced |
| Charles Schwab Investment Management Inc | 244,818 | $262.0K | 0.00% | −205,923−45.7% | Reduced |
| First Trust Advisors LP | 260,153 | $278.4K | 0.00% | +10,360+4.1% | Added |
| Kennedy Capital Management, Inc. | 295,840 | $316.5K | 0.01% | −498,247−62.7% | Reduced |
| D. E. Shaw & Co., Inc. | 299,852 | $320.8K | 0.00% | 00.0% | Unchanged |
| CM Management, LLC | 345,000 | $369.1K | 0.30% | +177,360+105.8% | Added |
| Empowered Funds, LLC | 351,608 | $376.2K | 0.01% | +31,765+9.9% | Added |